Companies starting with C

C-PAS, LLC

Nancy S. Walls (517) 316-2445 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/10

C.B. Investment Services LLC

Curt D. Black (480) 455-3030 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/2/10

CA Family Wealth LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 03/03/17

Cabana, LLC d/b/a Cabana Asset Management

Chadd Mason

(479) 422.6464

This email address is being protected from spambots. You need JavaScript enabled to view it.

 

Louis Shaff

(972) 383.5300

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    6/23/2016

Cable Hill Partners, LLC

David Christian

(503) 765-1225

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/31/14

    Withdrew as member (effective 11/18/16)

Cactus Wealth Adisors, LLC

Priscilla Avila (760) 535-5033 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/09

Cadence Wealth Management LLC

Christine P. Ritch (401) 578-7816 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/10

Cadent Capital Advisors, LLC f/k/a Cadence Capital Management, LLC

Mendee J. Perry (918) 935-3450 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/4/13

Caitlin John, LLC

Ronald J. Briggs, Jr. 877-238-1680 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/28/14

Callaway Financial Services, Inc.

Corey Callaway (817) 274-4877 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/09

CalmWater Financial, LLC

Willard Knox (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/15

Calton & Associates, Inc.*

Chris Radford

(813) 264-0440

This email address is being protected from spambots. You need JavaScript enabled to view it.

Cambridge Investment Research Advisors

Amy L. Webber (641) 472-5100 This email address is being protected from spambots. You need JavaScript enabled to view it.

Susan Silvers (641) 472-5100, ext. 1400 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/2/07

Cambridge Investment Research, Inc.

Amy L. Webber (641) 472-5100 This email address is being protected from spambots. You need JavaScript enabled to view it.

Susan Silvers (641) 472-5100, ext. 1400 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/2/07

Cambridge Wealth Management, LLC

Dillon Mullenix 360-491-4426 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/9/10

Camelot Advisors, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/14

Camelot Funds, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/14

Camelot Portfolios, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/14

Camelot Wealth Management Inc.

Chad parker 530-518-2423 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/30/12

Campbell Deegan Financial, LLC f/k/a Sable Advisors, LLC

Sean C. Campbell

(804) 913-1112

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    February 16, 2017

    firm name and contact changed

    February 21, 2017

Cantella & Co., Inc.

Sheelagh Howett This email address is being protected from spambots. You need JavaScript enabled to view it. Michelle Miele This email address is being protected from spambots. You need JavaScript enabled to view it. (617) 521-8630
  • Date of Joining Protocol 1/30/09

Cantor Fitzgerald Wealth Partners, LLC

Harris J. Bogner, CCO

(212) 915-1208

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/2/13

    Contact information updated 11/9/16

Cape Financial Group, LLC

J. Franklin Cape 920-272-2272 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/9/12

CapGroup Advisors, LLC d/b/a Capital Advisory Group, LLC

Rich Gill (646) 519-2456 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/19/2009 - Withdrew as Member (Notice Provided October 16, 2012)

Capin Investment Advisors, LLC

Dave Capin (570) 283-2347 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/10/12

Capital Fiduciary Advisors, LLC

John Wolff (703) 871-5960 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/8/15

Capital Financial Group, LLC

Ian James This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/30/10

Capital Guardian, LLC

Frank Gutierrez (786) 594-4416 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/23/09

Capital Insight Partners, LLC

Steve Nelson (480) 206-1994 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/1/08

Capital Investment Advisors, Inc.

Michael Reiner (404) 531-0018 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/6/2009 - Withdrew as Member (Notice Provided January 31, 2011)

Capital Investment Group, Inc., Capital Investment Brokerage, Inc.

Richard K. Bryant (919) 831-2370 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/16/09

Capital Investment Management Group, Inc. dba The Sullivan Group

Kurt Halverstadt (916) 797 - 8500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Capital Management Partners, LLC

Steven Lee (626) 827-6300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/14/10

Capital Management Services, Inc.

Matthew Purtill (610) 254-0001 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/7/15

Capital Planning Advisory Group, Inc.

George Luciani (215) 579-5760 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/12

Capital Strategies Investment Group, LLC

Eric D. Brandfonbrener (312) 324-8602 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/09

Capital Wealth Advisors

Michael Guidroz (520) 867-8918
  • Date of Joining Protocol 8/24/12

Capital Wealth Management, Inc.

Lee Alan Duckworth (401) 885-1060 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/20/11

Capital Wealth Managers, LLC

L. Jerome Stanley (225) 926-4348 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/21/11

Capital Wealth Partners, LLC

Dennis J. Concilla (614) 628-0771 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/11/09

CapitalRock Investments, LLC

Christopher E. Winn (617) 532-0925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/13

Capitol Financial Planning, Inc.

Marcy Maycock (301) 740-3773 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/18/12

Capitol Private Wealth Group LLC

Giancarlo D'Alimonte (703) 226-0008 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Capitol Securities Management

Mark Hamby (804) 612-9700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Capstone Wealth Management Group, LLC

Christopher E. Winn

(617) 532-0925  

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    07/20/2016

CAPTRUST Financial Advisors

Michael Strother (800) 216-0645 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/14/2006 - Withdrew as Member (Notice Provided July 24, 2015)

Cardan Capital Partners, LLC f/k/a Betty Advisors, LLC

Matthew Papazian (720) 799-8820 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 6, 2014 Contact information updated 11/19/15

Carey, Thomas, Hoover & Breault Inc.

Jeff Breault (316) 634-2222
  • Date of Joining Protocol 3/14/13

Carleon Capital Partners LLC

Joseph M. Kopilak 212-488-5470 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/12

Carrie Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 9, 2014 Withdrew as Member (Effective May 3, 2015)

Carter Jacobs, LLC

Christopher Carter (818) 728-4500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/15/15

Cartography Capital, LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/22/14

Cary Street Partners Holdings, LLC

James E. Thomas (678) 904-5835 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/12/07

Cascade Financial Management Inc.

John Van Sant (303) 292-1121 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/10

Castleview Partners, LLC

Douglas Gill, Principal/CCO

(214) 710-1995

  • Date of Joining Protocol

    11/23/2016

Catalina Capital Group, LLC

Chris Frantz

(310) 540-5544

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/10/2016

Cedar Mountain Advisors, LLC

Todd Schwartz This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/9/13

Celadon Financial Group, LLC

Bradley L. Mirkin (973) 701-8033 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/6/09

Centennial Securities Company LLC

Randall Hansen (616) 942-7680 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/10

Centennial Wealth Management Inc

Thomas Poelling 607-398-2040 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/11

Center for Wealth Planning Advisors, Inc.

Rick Ohlrich (248) 498-4823 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/19/15

Center Street Wealth Strategies, LLC

Nicholas E. Bonn (248) 305-5578 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/10

Centerline Wealth Advisors, LLC f/k/a Ballad Investments, LLC

Andrew Arnold (502) 762-7016 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/28/14

Centricity Wealth Management, LLC

Chris Ciehanski 614-392-5155 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/7/13

CenTrust Wealth Management, Inc.

Nancy Hamm (330) 873-1100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/21/10

Cetera Advisor Networks LLCf/k/a Financial Network Investment Corporation*

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    May 14, 2010

    Contact information amended 1/11/16

    Master List of Protocol Members with Joinder Qualifications has been updated 2/1/16 

Cetera Advisors LLCf/k/a Multi-Financial Securities Corporation

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    May 14, 2010

    Contact information amended 1/11/16

Cetera Financial Specialists LLC

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    October 9, 2015

    Contact information amended 1/11/16

CFMV Global Wealth Advisors LLC d/b/a Victus Capital Wealth

Darrach McCarthy 310-622-1280 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/3/10

CG Asset Management, LLC

Michael R. Linburn (646) 568-4082 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/14/15

Champion Forest Financial Advisors

Garry Martin (281) 586-7200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/09

Chancellor Financial Group

Terrence Casey (570)-822-4475 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/27/13

Chapin Davis, Inc.

Stephanie Elliott (410) 435-3200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/09

Charles Genois & CO. LLC d/b/a Impera Wealth Management LLC

Charles E. Genois 504-835-5900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/13/12

Charybdis Investments International

Douglas Adams, Principal

(845) 687-2700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/13/2016

Cherry Wealth Advisors

Jeffrey Cherry (850) 243-1455 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Chicago Investment Group Advisors, LLC

Howard J. Rosenburg (312) 377-4198 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/26/09

Chicago Investment Group, LLC

Howard J. Rosenburg (312) 377-4198 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/17/09

ChiVest LLC Meritrust LLC

Robert L. Maddox (502) 562-7230 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/10

Christensen Capital, LLC

Jon Christensen

(515) 708-5458

 

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

     

    3/21/2016

Christopher Patrick and Associates, LLC

Chris Demetral 248-299-4200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/11

Citigroup Global Markets Inc. (Smith Barney)*

Eugene Clark (212)

657-1098

This email address is being protected from spambots. You need JavaScript enabled to view it.


Andrew Smith

212) 816-0999

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    Founding Member

Citigroup Global Markets Inc. (Smith Barney)*

Eugene Clark

(212) 657-1098

This email address is being protected from spambots. You need JavaScript enabled to view it.


Andrew Smith

(212) 816-0999

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    Founding Member

Citrin Cooperman Wealth Management, LP

David Bruckman

(212) 697 1000

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/5/11

    Withdrew as Member (Effective October 25, 2016)

City Bank Texas, a Texas Banking Association*

Participation limited to its "Financial Advisory / Investment Brokerage department"

Cory Newsom

(806) 792-7101

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

  • Date of Joining Protocol

    2/21/12

City Securities Corporation

Kevin Schmidt This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/25/08

Clapboard Hill Advisors, LLC

Thomas Pacilio 800.701.2611 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/20/12

ClaraPHI

Pierre Gallant (206) 588-7500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/11/09

Clarity Financial LLC

Connie Mack

(281) 501-1791

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    3/23/2016

Clark Financial Advisors

Debbie Chamblee (205) 298-8480 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/11/11

Claro Advisors, LLC

Christopher E. Winn 617.532.0925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/24/12

Clarus Financial Inc

Anthony Paduano (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/28/13

Claybrook Capital, LLC

Christopher E. Winn (617) 800-0388 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Clear Harbor Asset Management, LLC

Aaron Kennon (212) 867-7310 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/1/11

Clear Perspective Advisors, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/10/11

ClearPath Wealth Management, LLC

Patrick Churchville (401) 455-3794, ext.101 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/12/09

ClearRock Capital, LLC

James Everitt (208) 726-8858 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

ClearView Financial, LLC

Kevin Bostic

(804) 869-9541

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/25/2016

Clearview Global Wealth Advisors

William J Metzinger 610.373.2922 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/5/12

Clearview Investment Partners, LLC

Melinda Roney (714) 501-5285 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

Clearview Wealth Solutions, LLC f/k/a BAF GJS, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/14

Cleary Gull, Inc.

Brian Andrew (414) 291-4504 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/13/15

Cleland Wollworth Capital Group LLC/CWC Advisors LLC

Gary Woolworth (503) 968-0950 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/11/13

Client First Financial Services, LLC

Larry B. Duncan (706) 645-8000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/10

Client One Securities LLC

Michael C. Tuma 913-814-6097 This email address is being protected from spambots. You need JavaScript enabled to view it. Sandra K. Monical 913-814-6097 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/15

CliftonLarsonAllen Wealth Advisors, LLC

John R. Urosevich (612) 376-4541

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/20/15

    Withdrew as member (effective 1/11/17)

CMC Advisers, LLC

David Morganstern (503)227-5284 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/11

Coastal Capital Management, LLC

David Ibsen (704) 609-9280 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/8/15

Coastal Equities, Inc.

Charles Reiling (302) 691-3784 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/25/11

Cobblestone Capital Advisors, LLC

John T. DiPasquale (585) 473-3333 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/3/11

Cohen Investment Advisors, LLC f/k/a Avelioch Wealth Management, LLC

Daniel Cohen (603) 232-8351 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/13

Coign Capital Advisors, LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/16/14

Colin Campbell, Sole Proprietor

Colin Campbell (213) 422- 7704 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/28/11

Coliseum Wealth Management, LLC

Ashleigh Swayze, Esq. (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol February 8, 2013 Withdrew as Member (Effective April 14, 2014)

Collar Capital Management, LLC

Patrick Collar (920) 830 - 1556 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/09

Colony Park Financial Services, LLC

Bjorn Jordan (770) 886-3993 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/21/10

Columbia River Advisors, LLC

Peter Mafteiu (253) 269-9414 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    Joined December 4, 2015

     

    Withdrew as Member (Notice Provided January 7, 2016)

Compass Capital Management, Inc.

Eric O. Madson (612) 349-0822 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

Compass Financial Advisors, LLC

John R. Graves (219) 476-7100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

Compass Ion Advisors, LLC

Matthew D. Kane (610) 783-4263 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/15

Compass Rose Strategic Partners, LLC

Ashleigh Swayze 646-395-3903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/16/12

Compass Wealth Management LLC

Jim Crumley 912-306-4255 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 25, 2011 Withdrew as Member (Effective July 30, 2014)

Comprehensive Asset Management and Servicing, Inc. Comprehensive Capital Management

Carl Forman (973) 394-0404 (x218) This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/09

Comprehensive Portfolio Management, LLC d/b/a Ritholtz Wealth Management

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/5/14

Concentrum Wealth Management, LLC

Jeffrey Fong 669-900-5490 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/15/13

Concept Capital Markets, LLC

Robert Moore (516) 833-8522 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/25/13

CONCERT Advisor Solutions, Inc.

Jim Thorn (408) 856-6224 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/2012 - Withdrew as Member (Notice Provided July 20, 2015)

CONCERT Capital Management, Inc.

Jim Thorn (408) 856-6224 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/2012 - Withdrew as Member (Notice Provided July 20, 2015)

CONCERT Private Wealth Advisor Solutions LLC

Michael R. Tate (866) 553-3951, ext. 1123 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/2009 - Withdrew as Member (Notice Provided July 20, 2015)

CONCERT Wealth Management, Inc.

Jeff Pietsch (408) 579.4167 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/14/07

Concorde Asset Management, LLC

John Gakenheimer (248) 824-6710 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/19/12

Concorde Investment Services, LLC

Jason Kavanaugh (248) 824-6710 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/19/12

Conestoga Wealth Management

David A Kring (610) 827-9430 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/14/11

Confidant Financial Solutions, LLC

Robert W. Robinson (678) 983.5883 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/28/15

Confidential Management Financial Services, Inc.

Craig M. Adams (248) 540-7511 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/9/09

Confidential Management Planning Services, Inc.

Craig M. Adams (248) 540-7511 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/9/09

Congress Park Capital LLC

Eric Brodwin (518) 339-4335 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/09

Connor Capital Management, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/20/11

Conrad Capital Management, Inc.

Donald Conrad (631) 439-7878 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/14

Consolidated Portfolio Review Corp.

Monroe Diefendorf, Jr.

(516) 759-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 20, 2016

Constellation Wealth Advisors, LLC

Robert E. Moore (212) 697-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/22/07

Convergent Wealth Advisors

  • Date of Joining Protocol 8/20/2008 - Withdrew as Member (Notice provided September 27, 2010

Copperwynd Financial LLC

David Daughtrey (480) 348-2100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/28/08

Cordant, Inc f/k/a Private Wealth Northwest, LLC

John T. Carr (503) 635-5244 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 22, 2010 Withdrew as Member (effective May 15, 2014)

Core Asset Management Company

Margo Leardini (415) 332-2000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11-Mar-16

Core Investment Management

Peter Chiang (619) 321-6945 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/23/11

CoreStates Capital Advisors, LLC

William T. Spiropoulos (267) 759-5000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol Septemeber 12, 2006 Withdrew as Member (Effective July 25, 2013)

Corient Capital Partners, LLC f/k/a Dawn Advisors, LLC

Christopher Copps (949) 945-2750 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 9, 2014

Cornerstone Financial Partners, Inc. d/b/a Cornerstone Wealth

Bobby Womack

(704) 987-3410

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    4/8/2016

Cornerstone Wealth Management, LLC

Gregory Shoemaker (636) 397-6200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/6/15

Corrigan Wickman Advisory, LLC

John T. Carr (503) 635-5244 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/11

Cortina Enterprises d.b.a Cortina Capital

Avelino Cortina (858) 412-5710 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/3/11

Courage Partners, LLC

Brian A. Carlis (609) 895-7313 This email address is being protected from spambots. You need JavaScript enabled to view it.

Ralph Courage (757) 390-3100 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/15/08

CPCM, LLC

A. Douglas Johnson (206) 453-0287 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/4/11

CRA Financial Services, LLC

Matthew Reynolds (609) 641-4000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/19/12

Creative Planning, Inc.

Peter Mallouk (913) 696-0500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/2/2015 Withdrew as Member (Notice Provided July 28, 2015)

Credit Suisse Securities (USA) LLC

Alexander Barnard This email address is being protected from spambots. You need JavaScript enabled to view it.

Pam Fleming (212) 538-7450

  • Date of Joining Protocol

    11/20/07

Cresap, Inc.

Jean Hanna Bickhart (610) 341-1000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/16/09

Crescent Wealth Advisory, LLC

Arden Dion, Esq. (212) 373-1093 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Cresta Advisors

Manuel Garza (956) 267-8130 This email address is being protected from spambots. You need JavaScript enabled to view it. Cathy Vasilev (512) 796-3299 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/14/14

Cribstone Capital Management, LLC f/k/a Anchorline Wealth Advisors, LLC

Scott Upham (207) 844-2000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/15

Crossmarket Capital, LLC

Alex Rodriquez 949-290-1660 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/30/13

Crosspoint Financial, LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

Crossroads Wealth Services LLC

Bruce McKee (630) 799-8237 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/23/10

Crowell, Weedon & Co.

V. Thomas Hale (213) 620-1850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

CRT Capital Group, LLC

Kimberly Costello (203) 569-4393 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/25/14

CTBC Bank Corp (USA)/ CTBC Wealth Management

Isaac Chan 424.277.4539 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/15

Cumberland Wealth Advisors LLC

Evans Peay (931) 801-4323 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/23/12

Custom Wealth Strategies, LLC

Kristen Madison, Esq.

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/23/2017

Cutter and Company, Inc.

William L. Meyer This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/20/06

CV Brokerage, Inc.

Giuseppe Schwarz

This email address is being protected from spambots. You need JavaScript enabled to view it.

(610) 862 0880 Ext 262

  • Date of Joining Protocol

    10/07/2016

CVWM LLC d/b/a COVA Wealth Management

Leonidas C. Vaughan IV 615-221-5054 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/23/12

CWA Asset Management Group

Todd Sampson (239) 434-7434 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/19/15

Cypress Capital, LLC

Jeffrey D. Hays (800) 789-2194 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/17/14

Cypress Wealth Management, LLC

Dennis J. Concilla (614) 628-0771 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/07