Companies starting with P

Pacific Capital Wealth Advisers, Inc d/b/a/ Pacific Capital

Ryan Purdie (951) 274-3484 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/8/11

Pacific Mountain Advisor, Inc

Michael F. Meara This email address is being protected from spambots. You need JavaScript enabled to view it. (831) 706-2763
  • Date of Joining Protocol 1/28/13

Pacific Point Advisors, LLC f/k/a Frank Advisors, LLC

Norman Weaver

(435) 336-6400

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    09/22/2016

    firm name and contact changed September 28, 2016

Pacific Sun Financial Corp.

Mitchell Fisher (949) 716-8646 (949) 370-8129 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     8/1/2016

    contact information updated 9/6/17

Pacific West Financial Consultants, Inc.

Tony Pizelo (425) 271-3550 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/2010 - Withdrew as Member (Notice Provided June 21, 2012)

Pacific West Securities, Inc.

Tony Pizelo (425) 271-3550 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/2009 Withdrew as Member (Notice Provided June 21, 2012)

Packerland Brokerage Services

  • Date of Joining Protocol January 4, 2011 - Withdrew as Member (Notice Provided April 19, 2011)

Pactolus Holdings, LLC

Milt Johns 703-216-3205 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/18/10

Palen Financial LLC

Frederick Palen 563.344.5888 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/27/12

Palladium Partners, LLC

Katherine C. Willis (757) 305-1503 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol May 20, 1010

Palmetto Premier Advisors, LLC

Paul Lessard

(704) 644-7700 (x 405)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/17/2017

Palmetto Wealth Management LLC

John Gustafson (843) 589-9535 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/20/09

Palomar Financial Services LLC

Chris Radford (866) 602-8228 ext. 101 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/6/14

Pandolfo Capital LLC(formerly PCapital, LLC)

Peter C. Pandolfo, Jr. (609) 924-9130 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/2/08

Parallel Advisors, LLC

C. J. Rendic (415) 839-8439 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/09

Parallel Wealth, LLC d/b/a Parallel Wealth Management

Darien Croce

(925) 303-5246

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/15/2017

Paramount Associates, LLC

Kim Collins

(303) 797-0550

icollins@the complianceresource.com

  • Date of Joining Protocol

    06/15/2017

Parisi Gray Wealth Management, LLC

John Parisi

(973) 358-4922

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/28/2016

Park Avenue Securities, LLC

John Palazzetti (212) 919-7254 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/7/14

Parker Wealth Advisors Inc.

Chad parker 530-518-2423 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/30/12

Parkland Securities LLC f/k/a Sammons Securities Company, LLC

Jennifer Bacarella This email address is being protected from spambots. You need JavaScript enabled to view it. (734) 663-1611
  • Date of Joining Protocol 8/9/11

Parks' Southwestern Enterprises, LLC

Cole Gilliam Parks (254) 968-6428 (254) 977-2517 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9-Mar-16

    contact information updated 9/6/17

Partners Investment Network, Inc.

Mark Ostersmith (509) 838-4432 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/09

Partnervest Advisory Services, LLC

Kenneth R. Hyman (805) 966-1266 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/10

Paulson Investment Company, Inc.

Nils Ericson (503) 243-6034 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/24/11

Pavis Financial Management Limited

Robert A Newton +44 151 706 0701 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/26/13

PCG Asset Management, LLC

Matthew Tuttle (203) 564-1956 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/26/09

Peachtree Wealth Management, LLC

John D. Champagne (678) 904-0594 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/2/10

Peak Brokerage Services, LLC

Scott Whitten

(561) 612-0847

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 29, 2016

    Contact information amended 8/9/16

Peak Financial Management, Inc. f/k/a Aiguille Financial Advisors, Inc.

Bardie Wolfe (810) 569-4375 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 29, 2015 Contact information updated 10/9/15

Peak Wealth Advisors, Inc.

Don Ramirez (805) 233-7012 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

Pelican Wealth Management, LLC

Nicholas C. Trappey

(337) 256-2568

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/2/2017

Peninsula Wealth LLC

Rahul Shah 650 - 477 - 2126 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 22, 2010 Withdrew as Member (effective November 15, 2013)

Penn Guardian Investment Counsel, LLC

Thomas A. McDevitt (215) 990-0781 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/14/14

Pennington Partners & Co., LLC

Rodd Macklin

(202) 386-6104

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    March 14, 2016

    Contact information updated 4/12/16

Peoples Bank*

Jason A. Phipps

(937) 283-3109

This email address is being protected from spambots. You need JavaScript enabled to view it.

Per Stirling Capital Management, L.L.C.

Robert Stirling Phipps, III (512) 628-2300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/5/13

Peregrine Diversified Investment Services Corp.

Rita Tandaric (312) 775-3557 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/23/11

Peroff Financial Group

Douglas Siddoway (509) 747-2052 This email address is being protected from spambots. You need JavaScript enabled to view it. Shawn B. Peroff (509) 475-3860
  • Date of Joining Protocol 3/27/09

Personal Financial Consultants, LLC

Patricia A. Pannell (888) 557-3272 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/8/12

Pflueger & Baerwald Inc.

Patricia M. Neys 415.421.4171 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/19/12

PHH Investments, Ltd. b/d/a Retirement Advisors of America

Paul Foley

(336) 607-7389

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/12/2017

Philadelphia Investment Partners, LP

Peter C. Zeuli (856) 210-6779 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/09

Phoenix Financial Engineering

David Bonnichsen

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/30/2016

Pillar Wealth Management Co.

William J. Meland (608) 833-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Pin Oak Investment Advisors Inc.

Barrett Rouse

(713) 871-8300

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/19/2016

Pinnacle Advisory Services

David James

(615) 743-8271

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/10/2016

Pinnacle Asset Management

Gary L. Collier (615) 690-1418 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/15

Pinnacle Investments, LLC

Eric D. Krouse (315) 251-1101 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/9/09

Pinnacle Peak Private Client Group, LLC

Brian Jack (480) 771-4302 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 20, 2016

    contact information updated 9/6/17

Pinnacle Portfolio Advisors, LLC

Todd Schwartz, Esq.

(503) 344-4346

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/17/2017

Pinnacle Wealth Management Group, Inc.

Daniel A. Cesta (734) 667-5581 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/28/17

PKS Advisory Services, LLC

Keith Flood (581) 436-3536 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/9/09

PlanMember Securities

Wesley Ryan Dickerson

(800) 874-6910 (x2556)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/1/2016

    Withdrew as member (Effective 12/25/16)

Planning Solutions Group, LLC

Robert Carson (301) 543-6000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol August 7, 2012 Withdrew as Member (effective June 21, 2013) Rejoined September 9, 2013

Plant Investment Services, Inc.

Steven Plant (952) 767-1704 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/09

Platinum Wealth Partners Inc.

David Potter

(813) 579-1662

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/3/2016

Poehling Capital Management, Inc.

Gery Sadzewicz 800-969-2208 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/28/11

Point Bridge Capital, LLC

Hal Lambert (817) 632-2504 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/1/13

Polar Investment Counsel, Inc.

Peter A. Cantwell (312) 372-3000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/11

Polaris Equity Management, Inc.

Jeffrey J. Powell (415) 263-5600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

Polaris Greystone Financial Group, LLC f/k/a Polaris Wealth Advisers, LLC

Jeffrey Powell (415) 263-5600 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    September 6, 2012

    Company Name amended 3/21/16

    Withdrew as Member (Notice received 12/5/16)

     

Ponte Vedra Financial, LLC

Andrew Pheiff (904) 280-1075 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/09

Poplar Global Wealth Management LLC

Sammy Sung (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/17/12

Portfolio Capital Management, Inc.

James Bailey (704) 200-0803 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/27/15

Portia Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/4/14

Portland Private Wealth Management, Inc.

Todd E. Schwartz (503) 344-4346 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/10/14

Portsmouth Financial Services

Echo Chien

(415) 543-8500 (x301)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/12/2017

Potiphar Capital Management, LLC

Ben Jackson This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/24/12

Praxis Fiduciary Advisors, LLC

Douglas G. Prince (317) 414-7464 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/8/12

Precipio Wealth Management, LLC f/k/a Parrish & Company Private Wealth Management, LLC

Edgar L. Parrish (703) 773.2474 ext. 201 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/14/09

Premia Global Advisors, LLC f/k/a Altriak Wealth Advisors, LLC

Miguel Sosa

(786) 646-9140

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    January 8, 2016

    Information amended 1/21/16

Presidential Brokerage, Inc.

Tony Campen

(303) 694-1600

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/13/2017

Prestige Capital Advisors, LLC

Jim Blackwell (404) 759 - 5699 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/17/10

Prestige Wealth Management Group, LLC

Alan Gilmore This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol October 10, 2011 Withdrew as Member (Effective December 22, 2014)

Preston Wealth Advisors, LLC

Allison Beinecke

(703) 757-0419

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/29/2017

Preston Wealth Management

Alexander P. Cole This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/20/12

PRIME Financial Services, Inc.

David W. Rommelmann (303) 586-9889 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/11/10

Prime Wealth Management L.L.C

Anthony Paduano 212-785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/25/12

PrimeSolutions Securities, Inc

Victor Bull (440) 230-5400 (ext. 102) This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/24/10

Private Advisor Group, LLC

Patrick Sullivan (973) 538-7010 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/17/13

Private Client Advisors, LLC

Jim Thorn (408) 856-6224 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/12

Private Client Wealth Advisors, LLC

R. Barrett Steelman (303) 945-2222 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/8/15

Private Portfolio Partners, LLC

Richard G. Dragotta (201) 839-0364 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/9/15

Processus Wealth & Capital Management, LLC

Ronald Caesar (770) 792-4461 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/18/10

Procyon Institutional Partners, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/26/2017

Procyon Private Wealth Partners, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/26/2017

ProEquities, Inc.*

Brad Rodgers

205-26801113

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

Professional Financial Management, Inc.

Mark Vander Linden (920) 687-2600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/22/10

Progress Financial Services

Stuart Bridges (256) 319-3656 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/10/14

Prometheus Wealth Management, LLC

Victor Onate (706) 373-3654 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/22/15

Proper Wealth Management

Jared Toren (917) 647-5740 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/15

Prospera Financial Services, Inc.

Sandi Rai

(972) 581-3021

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    November 17, 2008

    Contact information amended 1/15/2016

Prosperity Bank*

Kelly Park

(361) 572-6556

This email address is being protected from spambots. You need JavaScript enabled to view it.


 

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    3/15/2017

Prota Financial, LLC

Mark Radulovich

(713) 568-8171

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 29, 2016

Protected Investors of America

Len Stecklow This email address is being protected from spambots. You need JavaScript enabled to view it. (415) 869-5954
  • Date of Joining Protocol 7/22/11

Providence Wealth Advisory, LLC

  • Date of Joining Protocol 1/30/09

Providus Advisors, LLC f/k/a McGinley Financial Advisory, LLC

Michael McGinley 480-704-3024 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/30/13

Providus Advisors, LLC

Michael McGinley 480-704-3024 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/13

Puplava Securities, Inc.

Scott Middleton 858.487.3939 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/11

Pure Capital Management Limited

Daniel J. Donovan (410) 685-8800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/10/10

Pure Wealth Management, Inc.

Jason Tani 562 - 865 - 5050 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/10

Purshe Kaplan Sterling Investments, Inc.

J. Peter Purcell (518) 436-3536 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/9/07

Purus Wealth Management, LLC

Bonnie Larsen (949) 356-6330 This email address is being protected from spambots. You need JavaScript enabled to view it.

1/19/2015

contact information updated 9/6/17

  • Date of Joining Protocol

    1/19/15

PW Capital LLC doing business as P & W Global Advisors

Michael Parikh (617) 478-4850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/9/08

PWA Financial f/k/a Penn Wealth Advisors, LLC

Michael Carlucci (877) 576-4248 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/9/13

PWM, LLC

Jennifer Paulson (630) 517-2950 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/4/09