Companies starting with U

U.S. Bancorp Investments, Inc.

Gail Van Horn 612-303-3744 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/6/12

U.S. Capital Advisors USCA RIA LLC USCA Securities LLC

Nichole Ake (713) 366-0522 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/27/10

U.S. Fiduciary, Inc.

Steven Graubart (713) 341-4700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/17/07

UBS Financial Services Inc.

Richard Maloney (201) 352-2938 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol Founding Member

UBS International Inc.

Scott Noah (212) 916-2265 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/05

UCAP Asset Management, LLC

David Wasitowski, Chief Operating Officer

(212) 372-7423

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/07/2016

UCAP Securities, LLC

David Wasitowski, Chief Operating Officer

(212) 372-7423

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/07/2016

Uhlmann Price Securities, LLC

Terry Scott (312) 264-4407 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/23/08

ULT Wealth Advisors, LLC f/k/a Issaquah Holding Group, LLC

Josh Label 425-406-6830 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/11

Ultimate Financial Investments, LLC

Bridget A. Fernandez (215) 919-2979 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/25/12

UMB Financial Services, Inc.

Andrew M. Ellis (816) 842-2222
  • Date of Joining Protocol 9/22/2010 (Withdrew as Member (Notice Provided December 24, 2012)

Umpqua Bank f/k/a Sterling Savings Bank

Andrew Ognall (503) 727-4112 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/29/13

Umpqua Investments, Inc

Jeani Winterbourne (503) 546-2408 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/10

Unified Wealth Management, LLC

Zachary Hobby, Managing Member

(727) 692-2143

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/09/2016

United Advisors Services LLC

Damian H. Peter (212) 444-2362 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/19/13

United Advisors, LLC

Mark H. Penske (201) 864-0500 This email address is being protected from spambots. You need JavaScript enabled to view it.

Jaclyn A. Sandler This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/12/08

United Global Advisors, LLC

Doran Adhami (424) 278-1798 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/28/13

United Planners Financial Services*

Sheila J. Cuffari-Agasi

(800) 996-8737 (ext. 240)

(480) 624-0340

This email address is being protected from spambots. You need JavaScript enabled to view it.

Up North Financial, LLC

Scott Lewis (775) 223-3435 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/6/09

UPSTREAM Investment Partners, LLC

Steve Belloli (517) 507-0610 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/15

USA Financial Securities Corporation

Andrea McGrew (888) 407-8198 x469 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/15