2008

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

Click on the firm name to see contact information.

Allen & Company of Florida, Inc.

Aaron Shroyer (863) 616-6342 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/26/08

Anderson & Strudwick

Gail E. Thompson (804) 344-3851
  • Date of Joining Protocol 11/25/08

Arcus Capital Management, LLC

W. Ross Singletary (404) 949-2114 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/1/08

Bannerstone Capital Management, LLC

  • Date of Joining Protocol 11/20/08

Bolton Global Capital Inc. d/b/a Delta Equity Services Corporation

Steven Preskenis (978) 779-5361, ext. 2219

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/6/08

BSH Financial Services, LLC

Bernard L. Pylitt (317) 464-1100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/9/08

Capital Insight Partners, LLC

Steve Nelson (480) 206-1994 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/1/08

City Securities Corporation

Kevin Schmidt This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/25/08

Convergent Wealth Advisors

  • Date of Joining Protocol 8/20/2008 - Withdrew as Member (Notice provided September 27, 2010

Copperwynd Financial LLC

David Daughtrey (480) 348-2100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/28/08

Courage Partners, LLC

Brian A. Carlis (609) 895-7313 This email address is being protected from spambots. You need JavaScript enabled to view it.

Ralph Courage (757) 390-3100 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/15/08

D. A. Davidson & Co.

Joan Schroeder (206) 389-0731 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/29/08

Decision Investments, Inc.

Michael Malvin 858-812-3026 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/11/08

Delta, L.L.C.

Daniel DeMoss (918) 895-7800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/4/08

Dominick & Dominick LLC

Kevin McKay (212) 558-8912 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/4/08

First Allied Securities, Inc.

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    September 10, 2008

    Contact information amended 1/11/16

First Financial Equity Corp.

George E. Fischer (480) 951-0079 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/28/08

FMA Advisory, Inc.

Peter J. Labella (717) 232-8850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/2008 - Withdrew as Member (Notice Provided August 4, 2010)

Folger Nolan Fleming Douglas Incorporated

Daniel J. Donovan (410) 685-8811 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/28/08

Freestone Capital Management, Inc.

Gary Furukawa (206) 398-1100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol February 15, 2008- Withdrew as Member (Notice Provided September 1, 2012)

Fulton Financial Advisors

Frank Consalo (717) 291-2840 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/10/08

Gratus Capital, LLC f/k/a Gratus Capital Management, LLC

Amy Tierney (404) 961-6000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 14, 2008 Re-executed Joinder Agreement on October 10, 2014

Gurtin Fixed Income Management, LLC (formerly WillStar8, LLC)

Gordon Smith

(858) 436-2210

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/22/08

    Withdrew as Member (effective 11/15/2016)

H. Beck, Inc.

Ben Cooper (301) 468-0100, ext. 1410 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/08

Highline Wealth Management LLC

Neal J. Simon (301) 581-7315 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol March 6, 2008 - Withdrew as Member (Noticed Provided January 29, 2014)

HighTower Advisors, LLC

Daniel Lidawer (312) 962-3805 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/24/08

HighTower Securities, LLC (formerly United Fiduciary Securities, LLC)

Daniel Lidawer (312) 962-3805 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 25, 2008 & updated October 22, 2008

HRC Investment Services, Inc.

Andrew W. Halliday (518) 463-2200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/31/08

ICW Investment Advisors LLC

Vincent H. Rossi (480) 951-2900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/2008 - Withdrew as Member (Notice Provided November 8, 2010)

Investment Centers of America, Inc.

Gerry Gunderson (720) 489-6488 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/25/08

J. A. Glynn & Co.

Charles E. Dodson (314) 997-6601 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/10/08

Janney Montgomery Scott LLC

Jill Clarke (215) 665-6103 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/7/08

KMS Financial Services, Inc.

Eric S. Westberg (206) 441-2885, ext. 290 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/25/08

Level Paths, LLC

Mark T. Riefer (573) 426-5770 This email address is being protected from spambots. You need JavaScript enabled to view it. Peter Savarese (561) 330-7645, ext. 204
  • Date of Joining Protocol 11/21/08

LPL Financial Corporation*

Darya Geetter

(617) 423-3644

This email address is being protected from spambots. You need JavaScript enabled to view it.


Peter Gillies

(617) 423-3644, ext. 4166

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    9/4/08

Luminous Capital Holdings, LLC

Matt Sonnen (424) 204-0871 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/7/08

Main Street Financial Solutions, LLC

Brett Danko (609) 730-9222 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/16/08

Malaga Cove Capital, LLC

Gary Fitzpatrick (949) 533-2742 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/28/08

Mariner Wealth Advisors, LLC

Stephanie Manning Martin C. Bicknell (913) 647-9700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 11, 2008 Withdrew as Member (effective June 7, 2013)

Martin Thomas Wealth Management LLC

Tom McGuirk 650-617-8808 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/24/08

McDonald Partners LLC f/k/a Thomas McDonald Partners, LLC

Audrey Wheeler, Chief Compliance Officer

(216) 912-0558

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    3/19/08

    Firm name and contact information updated as of 11/22/16

Meeschaert Capital Markets, Inc.

Loic Lamoureux (212) 823-0800 This email address is being protected from spambots. You need JavaScript enabled to view it.

Anne C. Patin (212) 574-1516

  • Date of Joining Protocol

    10/31/08

Mid Atlantic Capital Corporation

Erin N. Fischer 

(412) 391-7077 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/25/08

    contact information changed 10/3/16

Middlecove Capital LLC

Noah L. Myers (860) 767-2591 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/6/08

Monarch Capital, Inc.

Michael A. Horowitz (310) 592-6356 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/29/08

Moors & Cabot, Inc.

Michael C. Hildreth (617) 314-0226 This email address is being protected from spambots. You need JavaScript enabled to view it.

David L. Ward (617) 350-4040, ext. 227

  • Date of Joining Protocol

    10/28/08

Mutual Securities, Inc.

Mitch Voss 805-764-6730 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/15/08

National Planning Corporation

Gerry Gunderson (720) 489-6488 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/25/08

Nelson Roberts Investment Advisors, Inc.

Brian P. Roberts (650) 322-4000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/3/08

NRP Financial, Inc. NRP Advisors, Inc.

Cliff Oberlin (419) 630-2301 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/5/2008 - Withdrew as Member (Notice Provided February 10, 2011)

Nutmeg Securities, Ltd.

Robert T. Colgan (203) 255-3838 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/14/08

NWF Advisory Group, Inc. NWF Advisory Services, Inc. New World Financial and Insurance Services, Inc.

Shehab Mohammad (310) 475-5854 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/25/08

Oakview Capital Management, L.L.C.

Patrick Malone (214) 999-1175 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/08

Optimum Wealth Management, LLC dba Green Family Wealth Management

Dennis J. Concilla (614) 628-0771 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/21/08

Pandolfo Capital LLC(formerly PCapital, LLC)

Peter C. Pandolfo, Jr. (609) 924-9130 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/2/08

Prospera Financial Services, Inc.

Sandi Rai

(972) 581-3021

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    November 17, 2008

    Contact information amended 1/15/2016

PW Capital LLC doing business as P & W Global Advisors

Michael Parikh (617) 478-4850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/9/08

RBC Capital Markets Corporation

Todd W. Schnell (612) 371-7263 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/1/08

Red Triangle, LLC

Cookie Berenyi 843-573-7277 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/08

Rehmann Capital Advisory Group, LLC

Nancy S. Walls

(517) 316-2445

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/11/08

    Withdrew as member  (effective 10/22/16)

Renaissance Financial Corporation

Kelly Zigaitis (314) 569-2900, ext. 276 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/08

Richard Brothers, Financial Advisors (Formerly Allegiance Capital, LLC)

Randall Richard (207) 879-2352 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/22/08

RWWM, Inc. doing business as Roseman Wagner Wealth Management

Scott Roseman phone (888) 552-1524 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/24/08

Sagent Capital, LLC

Todd Lunsford (949) 756-2246 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/28/08

Samoset Capital Group LLC

Peter E. Ruhlin (203) 202-9597 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/15/08

SeaCrest Wealth Management, LLC

Ronald Lenihan (914) 502-1900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/08

Seneca Wealth Strategies, LLC

G. Steven Feys (301) 349-0088 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/13/08

Sheaff Brock Investment Advisors, LLC

Ron Brock (317) 705-5700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/22/08

Signalpoint Asset Management LLC

Skip Motsenbocker (417) 869-9980 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/4/08

SII Investments, Inc.

Gerry Gunderson (720) 489-6488 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/25/08

Silver Oak Securities LLC

Billy Hopkins (731) 668-3825 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/3/08

Stanford Capital Management, LLC

Silvia K. Querales (713) 964-8443 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/7/08

Sterne Agee Financial Services, Inc.

Jay W. Carter (205) 414-3359 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/16/08

Sterne, Agee & Leach, Inc.

Andrew Chambless (205) 380-1765 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/28/08

Stifel Nicolaus & Company, Incorporated Century Securities Associates, Inc.

David M. Minnick (314) 342-4068 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/7/08

Syntrinsic Investment Counsel, LLC

Ben Valore-Caplan (303) 501-6903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/08

Tampa Asset Management, LLC

Albert S. Grinnell (813) 228-4766 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/2/08

TCM Advisors, LLC

Tim Taylor 304-283-1925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/2/08

Triad Advisors, Inc.

Nathan M. Stibbs (678) 387-3010 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/2/08

Uhlmann Price Securities, LLC

Terry Scott (312) 264-4407 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/23/08

United Advisors, LLC

Mark H. Penske (201) 864-0500 This email address is being protected from spambots. You need JavaScript enabled to view it.

Jaclyn A. Sandler This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/12/08

Valley Wealth, Inc.

Jeffrey S. Burrow (209) 579-5900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/08

WealthTrust Consulting Services, LLC

Michael Henry (615) 297-6884 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/1/08

White Oak Wealth Advisors, LLC

John Rolleri (203) 259-2727 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/10/08

Wunderlich Securities, Inc.

Stephen J. Bonnema (901) 255-1387 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/14/08