2009

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Actinver Securities, Inc.

Xavier Maza

(713) 885-9843

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/26/09

    Withdrew as member (effective November 17, 2016)

Advanced Financial Strategists, Inc.

John Holden (770) 277-2770 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/09

Advisers Investment Management, Inc.

Rollyn L. Wild (719) 540-9990 This email address is being protected from spambots. You need JavaScript enabled to view it. Howard J. Alpern (719) 471-7955, ext. 141
  • Date of Joining Protocol 1/23/09

AF Advisors, Inc.

Jeff Adams (916) 333-5988 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/7/09

AFA Financial Group, LLC

Kelly Sullivan (818) 708-0111 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/9/2009 - Withdrew as Member (Notice Provided June 24, 2010)

Alliant Securities, Inc.

Sally Mann (509) 747-9144 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/25/09

Alpha Omega Wealth Management, LLC

Craig Forbes (804) 955-1600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/09

Alpine Wealth Management LLC

Ken Yap (650) 351-7988 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/3/09

American Heritage Securities, Inc.

Jeffrey C. Thomas

(330) 374-7500

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/12/09

    Contact information amended 4/26/16

American Money Management, LLC

Joseph D. Dang (888) 999-1395 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/09

American National Investment Advisors, LLC

Peter C. Claeys (630) 701-9085 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/09

Americap Wealth Management

Thomas Kee Haskins (336) 946-1372 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/25/09

Ameriprise Advisor Services, Inc.*

Kathleen A. Dedenbach

(313) 628-1503

This email address is being protected from spambots. You need JavaScript enabled to view it.

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    6/11/09

Ameriprise Financial Services, Inc.*

Kathleen A. Dedenbach

(248) 205-5817

This email address is being protected from spambots. You need JavaScript enabled to view it.

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    June 11, 2009

    Re-Executed Joinder Agreement on September 24, 2013

Anderson Wealth Management, Inc.

Chris Anderson (443) 600 - 9073 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/25/09

Anlyan & Hively Asset Management

William G. Anlyan (910) 520-1429 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/28/09

Anthony M. Bondoch & Associates, LLC

Anthony M. Bondoch (678) 644-4290 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/12/09

Aqua Capital Advisors LLC

Jeff Fang 310-689-7401 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/09

Arthur W. Wood Company, Inc.

Kristin Hunnibell Kennedy (617) 542-0500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/4/09

Artience Capital Management, LLC

Jolie Bales (800) 337-0353 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/10/09

Aventura Securities, LLC

David M. Konits (305) 466-0467 x 102 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/28/09

Avisen Securities, Inc.

Michelle Kessel-Harbart (916) 480-2747 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/09

Bass Investors, LLC

Natalia Montenegro (786) 247-3973 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/09

BCG Securities, Inc.

Adam J. Paglione (856) 393-1919 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/30/09

Beacon Capital Advisors, Inc.

Glenn H. Person, Jr. (336) 272-7584 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/6/09

Beacon Pointe Wealth Advisors

Matthew B. Cooper (949) 718-1600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol August 28, 2009 Withdrew as Member (Effective August 25, 2014)

Benjamin F. Edwards & Co., Inc.

Jane Matoesian (314) 480-1170 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/09

BFT Financial Group, LLC

Stephen D. Tally (817) 354-1090 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/09

Biondo Asset Management, LLC

Eugenia Pavek (570) 296-5525 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/10/09

Blossom Wealth Management LLC

George Salter III (925) 833-9999 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/30/09

Blue Creek Securities, LLC

Robert C. Mayes (256) 704-5111 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/27/09

Blue Prairie Group, LLC

Matthew Gnabasik (312) 376-8435 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/10/09

Bounds & Company LLC

Christopher Bounds (561) 797 - 0013 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/09

BPU Investment Management Inc.

Robert A. Unkovic (724) 837-1130 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/23/09

Breakwater Investment Management, LLC

Jay Turley (206) 624-9000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/14/09

Brewer Investment Group, LLC Brewer Financial Services, LLC Brewer Investment Advisors, LLC

Anthony Paduano 212-785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/25/09

Bridgeway Wealth Services, LLC

Michael Patrick (208) 991-9392 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/9/09

Brighton Jones LLC

Alan Spragins (206) 329-5546 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/17/2009 - Withdrew as Member (Notice Provided November 14, 2011)

Brighton Wealth Management, Inc.

Alan Battles (801) 598-4968 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/23/09

Broadleaf Partners, LLC

Douglas S. Mackay (330) 650-0921 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/5/09

Buckingham Asset Management, LLC

Richard Gill (646) 519-2456 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/12/2009 Withdrew as Member (Notice Provided July 23, 2012)

Cactus Wealth Adisors, LLC

Priscilla Avila (760) 535-5033 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/09

Callaway Financial Services, Inc.

Corey Callaway (817) 274-4877 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/09

Cantella & Co., Inc.

Sheelagh Howett This email address is being protected from spambots. You need JavaScript enabled to view it. Michelle Miele This email address is being protected from spambots. You need JavaScript enabled to view it. (617) 521-8630
  • Date of Joining Protocol 1/30/09

CapGroup Advisors, LLC d/b/a Capital Advisory Group, LLC

Rich Gill (646) 519-2456 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/19/2009 - Withdrew as Member (Notice Provided October 16, 2012)

Capital Guardian, LLC

Frank Gutierrez (786) 594-4416 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/23/09

Capital Investment Advisors, Inc.

Michael Reiner (404) 531-0018 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/6/2009 - Withdrew as Member (Notice Provided January 31, 2011)

Capital Investment Group, Inc., Capital Investment Brokerage, Inc.

Richard K. Bryant (919) 831-2370 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/16/09

Capital Investment Management Group, Inc. dba The Sullivan Group

Kurt Halverstadt (916) 797 - 8500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Capital Strategies Investment Group, LLC

Eric D. Brandfonbrener (312) 324-8602 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/09

Capital Wealth Partners, LLC

Dennis J. Concilla (614) 628-0771 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/11/09

Capitol Securities Management

Mark Hamby (804) 612-9700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Celadon Financial Group, LLC

Bradley L. Mirkin (973) 701-8033 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/6/09

Champion Forest Financial Advisors

Garry Martin (281) 586-7200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/09

Chapin Davis, Inc.

Stephanie Elliott (410) 435-3200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/09

Chicago Investment Group Advisors, LLC

Howard J. Rosenburg (312) 377-4198 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/26/09

Chicago Investment Group, LLC

Howard J. Rosenburg (312) 377-4198 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/17/09

ClaraPHI

Pierre Gallant (206) 588-7500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/11/09

ClearPath Wealth Management, LLC

Patrick Churchville (401) 455-3794, ext.101 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/12/09

ClearRock Capital, LLC

James Everitt (208) 726-8858 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

Clearview Investment Partners, LLC

Melinda Roney (714) 501-5285 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

Collar Capital Management, LLC

Patrick Collar (920) 830 - 1556 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/09

Compass Capital Management, Inc.

Eric O. Madson (612) 349-0822 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

Compass Financial Advisors, LLC

John R. Graves (219) 476-7100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

Comprehensive Asset Management and Servicing, Inc. Comprehensive Capital Management

Carl Forman (973) 394-0404 (x218) This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/09

CONCERT Private Wealth Advisor Solutions LLC

Michael R. Tate (866) 553-3951, ext. 1123 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/2009 - Withdrew as Member (Notice Provided July 20, 2015)

Confidential Management Financial Services, Inc.

Craig M. Adams (248) 540-7511 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/9/09

Confidential Management Planning Services, Inc.

Craig M. Adams (248) 540-7511 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/9/09

Congress Park Capital LLC

Eric Brodwin (518) 339-4335 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/09

Cresap, Inc.

Jean Hanna Bickhart (610) 341-1000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/16/09

Crowell, Weedon & Co.

V. Thomas Hale (213) 620-1850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

David A. Noyes & Company*

Robert L. Cram

(317) 634-6563

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    1/13/09

Davis Securities LLC Davis Management, LLC (d/b/a Davis Capital Advisors)

Robert J. Ricca (212) 796-8443 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/3/09

Delaware Valley Financial Group, Inc.

Jim Krause (610) 234-0561 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/11/09

DeMoss Capital, Inc.

John C. DeMoss (423) 756-4800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/28/09

Dempsey Lord Smith, LLC

Jerry E. Dempsey (706) 238-9575 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/14/09

DeSeranno Corp.

Don Joseph DeSeranno (313) 885-0114 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/09

Deuce Management, LLC

Martha Kowalski (518) 583-4939 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/26/09

Diastole Wealth Management, Inc. Collective Financial Services, LLC

H. Bradley Eden (513) 561-8330 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/31/09

Dignitas, LLC

Haydee Caldero-Delgado (312) 283-8040 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/09

DiLauro Financial Services, Inc.

Jason DiLauro (330) 475-0772 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/09

Dogwood Capital Advisors, LLC

Thomas Kaney (215) 205-0334 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/25/2009 (Withdrew as Member (Notice Provided December 17, 2012)

Donnelly Steen & Company

Carmine Pezzella, Jr. (888) 657-5200, ext. 718 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/09

Dougherty & Company LLC

Jeff Jacobson (612) 376-4150 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/09

DP Wealth Management, LLC

Herman A. Stidham (559) 250-2701 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/09

DW Advisors LLC dba Daniel Wealth Advisors

Brad Daniel (949) 706 - 1874 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

E.K. Riley Investments, LLC

Edward K. Riley (206) 832-1524 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/9/09

Eagle One Investments

Robert R. Helscher (319) 653-9001 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/09

Edge Capital Partners, LLC

Rick Floress (404) 890-7703 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/20/09

Edge Wealth Management, LLC

Matthew Weinberg (212) 682-0133 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/09

EFG, Inc.

Fernando Ereneta (630) 505-9950 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/12/09

EGI Financial, Inc.

Edgar G. Ingraham (330) 535-0881 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/15/09

Elzey Financial Group

Ron Van Wert (509) 747-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/09

Exeter Financial, LLC

Stephen Harrison (480) 588-0825 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/09

Exos Advisors, LLC Exos Securities, LLC

John R. Morris (415) 658-9794 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/30/09

Extraco Banks

Chris Kincaid

(254) 761-2032

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/5/09

     

    Contact information amended 6/22/16

Financial Advisers of America, LLC

Jill Lukehart 760-444-2900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/5/09

Financial Benefit Services Corporation

George M. Spino (207) 775-0062 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/25/09

Financial Principles, LLC

Bradley H. Bofford (973) 582-1002 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/09

Fingerlakes Wealth Management, Inc.

Susan McCormick (607) 257-1008 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/9/09

Fintegra, LLC

Doreen Weber (763) 585-0503
  • Date of Joining Protocol 3/25/09

FinTrust Brokerage Services, LLC f/k/a Elliott Davis Brokerage Services, LLC

Philip H. Brice (864) 288-2849 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/24/09

FinTrust Investment Advisory Services, LLC f/k/a Elliott Davis Investment Advisory Services, LLC

Philip H. Brice (864) 288-2849 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/24/09

First Harbor Financial Services, Inc.

David Burg (770) 844-1662 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

First Landing Financial, LLC

Matthew B. Baum (212) 269-1400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/4/09

First Legacy Securities, LLC

Jason Latham (205) 216-0060 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/09

Forefront Capital Management, LLC (Formerly Forefront Advisory, LLC)

Anjali D. Desai (202) 756-3056 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/30/09

Fowler Financial Group, Inc.

Danielle Fowler (425) 319-7673 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/09

Frank Financial, LLC

John T. Carr (503) 635-5244 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/27/09

FSC Securities Corporation

Susan J. Samuels (770) 690-3568 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

Fulcrum Securities, Inc.

Cynthia D. Lyons (314) 336-3120 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/09

Fusion Analytics Investment Partners, LLC

Michael Conte (212) 661-2022 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/6/09

Gamble Jones Investment Counsel

Alison Gamble (626) 795-7583 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/27/09

Garde Capital, Inc.

Marshal McReal (206) 552-7900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Georgina Asset Management, LLC

Robert H. Lipp (310) 395-2679 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/16/09

Girard Securities, Inc.

Susie Tietjen

(858) 622-2140

This email address is being protected from spambots. You need JavaScript enabled to view it.

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    September 25, 2009

    Contact information amended 1/11/16

Glen Eagle Wealth, LLC f/k/a Glen Eagle Advisors, LLC

John Michel (609) 631-8231 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    June 30, 2009

     

    Information amended 1/4/16

Glickenhaus & Co.

Linda C. Anderson-Gausten (212) 953-7872 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/09

Golden Assets, LLC

Ron Thompson (203) 430-1460 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/4/09

Goodrich Asset Management LLC

Mark Shafer (614) 402 - 5763 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/28/09

Greenwich Wealth Management LLC

Michael J. Freeburg (203) 618-0100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/09

Grey Owl Capital Management, LLC

Jeff Erber (703) 752-5743 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

Greystoke Consulting Inc.

Douglas Wm. Elliott (727) 533-9766 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/09

Guardian Capital Advisors, LLC

Susan Hunter (919) 782-7619 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/31/09

Guillet Capital Management LLC

Marin Guillet (425) 882-3333 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/25/09

Hancock Securities Group LLC

Clinton J. Lewis (314) 997-3191, ext. 402 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/18/09

Harbor Financial Services, LLC

Stacey Lavender (251) 650 - 0840 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/09

Harrison & Company Wealth Management, LLC

Bruce H. Harrison (540) 204-9310 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/09

Hazlett, Burt & Watson, Inc.

Michael T. Barickman (304) 233-3312 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/09

Heller Capital Resources

Steve Weinberger (310) 473-5445 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/27/09

HHG & Company, LLC f/k/a Hynes, Himmelreich, Glennon & Company

Thomas W. Hynes (203) 656-5500 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    6/24/2009
    Withdrew as Member (Effective March 25, 2016)

Hilltop Securities Inc. f/k/a Southwest Securities, Inc.

Jerry Wade (214) 859-1053 This email address is being protected from spambots. You need JavaScript enabled to view it. Chad Johnson (214) 999-6173
  • Date of Joining Protocol May 1, 2009 Information amended 9/30/15

Holden Global Financial Consulting, LLC

Richard T. Holden (757) 240-2702 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/26/09

HonigstockGroup, LLC

David Honigstock (917) 969-7069 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/09

Hoxton Financial, Inc.

Archibald R. Hoxton, IV (304) 876-2619 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/23/09

Hutchinson Financial, Inc.

Eric Hutchinson (501) 223-9190 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/4/09

Infinium Investment Advisors, LLC

Mark S. Starosciak (720) 253-1818 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/09

Integral Investment Advisors, Inc.

John T. Carr (503) 635-5244 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/31/09

Integrated Wealth Management, Inc.

James M. Casey (866) 888-6563 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/09

Integrity Financial Advisors, LLC

Eric J. McMahon (412) 319-7861 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/15/09

International Assets Advisory, LLC

Ed Cofrancesco (800) 432-0000 This email address is being protected from spambots. You need JavaScript enabled to view it. Ann K. Moore (407) 254.1516 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/22/09

InterOcean Capital, LLC

Barbara Kelly (312) 648-1720 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/09

InvestForLess, LLC

Daniel J. Donovan (410) 685-8811 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/20/09

Investment & Retirement Solutions LLC

Edwin Clifton Hodder 307 - 234 - 1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/20/09

Iron Capital Advisors, LLC Iron Capital Securities, LLC

Justin Drobenair (415) 986 - 0422 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/09

James Caird Capital Partners, LLC

Bruce Anderson (630) 784-2200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/3/09

James G. Anthony Financial Group, Inc.

James G. Anthony (425) 252-1836 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/13/09

JFS Wealth Advisors, LLC

Laura J. Blaire (724) 962-3200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol August 14, 2009 Withdrew as Member (Noticed April 16, 2014)

JJD & Associates, Inc.

John J. Dimpel (281) 651-4084 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

Kapp Scanlon Financial Group

James B. Scanlon (412) 661-2299 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

Kestra Investment Services f/k/a NFP Advisor Services, LLC f/k/a NFP Securities, Inc. 

Daniel Schwamb

(512) 697-6162  

 

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    4/2/09

     

    Firm name and Contact information updated 6/2/16

KFG Enterprises, Inc. and Kentucky Financial Group, Inc. and Private Client Services, Inc.

Robert L. Maddox (502) 562-7230 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/4/09

Kubhera Enterprises, LLC

Venkat Krishnaswamy (609) 799-5900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/09

Labrum Wealth Management, LLC f/k/a Ace Financial Concepts, LLC

Jason R. Labrum (760) 707-5555 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/23/09

Lake Superior Financial Services, Inc.

David W. Erb (410) 857-1399 This email address is being protected from spambots. You need JavaScript enabled to view it. James Boileau, Jr. (218) 310-1128
  • Date of Joining Protocol 5/8/09

Lakeview Capital Management LLC

Jeffrey W. Willis (404) 420-4619 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/09

Landolt Securities, Inc.

Donald T. McKiernan (888) 436-3822 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/09

Lanier Asset Management, LLC

Mark Hoffman (404) 418-1491 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/20/09

Lara, May & Associates, LLC

Charles R. Shaw (703) 761-3916 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/2009 Withdrew as Member (Notice Provided November 16, 2015)

LaSalle St. Securities, LLC

Dan Schlesser (630) 600-0315 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/24/09

Lexington Wealth Management

Kristine Porcaro (781) 860-7745 This email address is being protected from spambots. You need JavaScript enabled to view it.

Liberty Bank Liberty Bank Investment Services

John F. Taylor (860) 638-2994 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

Lifeline Wealth Advisors, Inc.

Mark Jachec (805) 823 - 0990 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/23/09

Lincoln Financial Advisors Corporation*

Carrie L. Chelko

(484) 583-1413

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    8/31/09

Lincoln Financial Securities Corporation

Carrie L. Chelko (484) 583-1413 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/31/09

Lovett Financial Advisors, LLC

Kim Lovett (302) 442 - 6208 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/11/09

Luminous Capital, LLC

Matt Sonnen (424) 204-0871 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/09

LWealth LLC

Chris Leap (214) 420 - 7441 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/12/09

M Advisory Group

Matthew Pressler (310) 530-5525 ext. 103 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/2/09

M. Griffith Investment Services, Inc.

C. Cucharale (315) 738-4562 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/25/09

Madison Avenue Securities, Inc.

Martin McNees 858 - 207 - 1300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/09

Madison Financial Group, LLC

Andrew Grillo (646) 216-2191 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/09

MAM Wealth Management, LLC

Rafael Sanchez (818) 784-8752 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/19/09

McAdams Wright Ragen, Inc.

Scott W. McAdams (206) 664-8899 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/4/09

McGervey Wealth Management, LLC

Monica S. McGervey (330) 354-6932 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/16/09

Mentor Wealth Management, LLC

George K. Chamberlin (804) 814-2326 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/2009 - Withdrew as Member (Notice Provided March 25, 2013)

Meridian Wealth Management, LLC

Robert L. Maddox (502) 562-7230 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/16/09

Microsigma Capital Management, LLC

Flavio Carrillo (305) 461-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/15/09

Moneta Group Investment Advisors, LLC

Beth Oakes (314) 726-2300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/25/09

Morgan Keegan & Company, Inc.

  • Date of Joining Protocol 3/16/09

Morgan Stanley Smith Barney LLC

Mark Greenfield (914) 225-4772 This email address is being protected from spambots. You need JavaScript enabled to view it. John Davis (914) 225-5613 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/09

MPWA, Inc. dba Mestmaker & Petrey Wealth Advisors

Jeffrey K. Mestmaker (661) 395-9400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/2/09

National Asset Management, Inc.

Kay Johnson (206) 343-6238 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/4/09

National Securities Corporation

Kay Johnson (206) 343-6238 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/23/09

NDWM, LLC d/b/a Nerad & Deppe Wealth Management

Richard Nerard (858) 457 - 1325 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/09

Nelson, Van Denburg & Campbell Wealth Management Group, LLC f/k/a Agate Asset Management, LLC

Britt Campbell (402) 934-3404 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/09

Nelson, Van Denburg & Campbell Wealth Management Group, LLC f/k/a Campbell Wealth Management Inc.

Britt Campbell (402) 934-3404 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/5/09

New York Wealth Management, LLC

Glenn Fischer (516) 627-2737 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/09

Next Financial Group, Inc.

Fred N. Knopf (914) 323-7000 This email address is being protected from spambots. You need JavaScript enabled to view it. Karen Eyster (713) 333-4887
  • Date of Joining Protocol 3/9/09

Nike Investment Partners, LLC

John L. Ames, Jr. (757) 685-2775 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/23/09

Northland Capital Management, LLC

Christopher A. Erickson

(218) 722-0559

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/21/2009

    Withdrew as Member (Effective May 9, 2016)

Oppenheimer & Co. Inc.

Leo Kogan (212) 668-8210 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/12/09

Pacific West Securities, Inc.

Tony Pizelo (425) 271-3550 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/2009 Withdrew as Member (Notice Provided June 21, 2012)

Palmetto Wealth Management LLC

John Gustafson (843) 589-9535 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/20/09

Parallel Advisors, LLC

C. J. Rendic (415) 839-8439 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/09

Partners Investment Network, Inc.

Mark Ostersmith (509) 838-4432 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/09

PCG Asset Management, LLC

Matthew Tuttle (203) 564-1956 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/26/09

Peak Wealth Advisors, Inc.

Don Ramirez (805) 233-7012 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09

Peroff Financial Group

Douglas Siddoway (509) 747-2052 This email address is being protected from spambots. You need JavaScript enabled to view it. Shawn B. Peroff (509) 475-3860
  • Date of Joining Protocol 3/27/09

Philadelphia Investment Partners, LP

Peter C. Zeuli (856) 210-6779 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/09

Pillar Wealth Management Co.

William J. Meland (608) 833-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Pinnacle Investments, LLC

Eric D. Krouse (315) 251-1101 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/9/09

PKS Advisory Services, LLC

Keith Flood (581) 436-3536 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/9/09

Plant Investment Services, Inc.

Steven Plant (952) 767-1704 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/09

Polaris Equity Management, Inc.

Jeffrey J. Powell (415) 263-5600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

Ponte Vedra Financial, LLC

Andrew Pheiff (904) 280-1075 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/09

Precipio Wealth Management, LLC f/k/a Parrish & Company Private Wealth Management, LLC

Edgar L. Parrish (703) 773.2474 ext. 201 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/14/09

Providence Wealth Advisory, LLC

  • Date of Joining Protocol 1/30/09

PWM, LLC

Jennifer Paulson (630) 517-2950 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/4/09

Resource Horizons Group, LLC

Laura Tedball (770) 319-1970 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/19/09

Retirement Planning Services, Inc.

Anthony B. Jernigan (757) 463-8000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/21/09

RHS Financial LLC

Risley Sams (415) 495-2900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/16/09

Ridgeway & Conger, Inc.

Lawrence R. Gelber (718) 638-2383 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/24/09

Riverflow Wealth Management, LLC

Kirk Andrew Bell (818) 224 -2269 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/20/09

Riverstone Wealth Management

Brian E. Smith (512) 476-5554 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol March 16, 2009 Firm was acquired and is no longer a broker dealer (effective 3/7/14)

Robinswood Financial LLC

Edward L. Ward (425) 576-4160 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/3/09

Rothschild Investment Corporation

Joel Solomon (312) 983-8976 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/27/09

Royal Alliance Associates, Inc.

Susan J. Samuels (770) 690-3568 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

Sage Rutty & Company, Inc.

Terri F. Rumans (585) 232-3760 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/12/09

SagePoint Financial, Inc.

Susan J. Samuels (770) 690-3568 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

Sanders Morris Harris Inc. f/k/a SMH Capital Inc.

John Unger (713) 993-4645 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol March 25, 2009 Withdrew as Member (effective June 15, 2013)

Saxony Securities, Inc.

Scott M. Elder (866) 963-9336 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/09

Servus Capital Management LLC

Joseph A. Dougherty (215) 665-5362 This email address is being protected from spambots. You need JavaScript enabled to view it. Allan Malina (434) 420-1934
  • Date of Joining Protocol Effective June 5, 2009

SGB and LMC, Inc.

Suzanne Blake (806) 744-5511 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/27/09

Shaffer Capital Advisers, LLC Shaffer Capital, LLC

Matthew L. Fornshell (614) 462-1061 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/15/09

Sigma Financial Corporation

Jennifer Bacarella (734) 663-1611, ext. 4540 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/2/09

Signature Bank of Arkansas

Brian Cole (479) 684-3741 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/09

Signature Financial Management

G. Randolph Webb, Jr. (757) 625-7670 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/09

Sloan Wealth Management, LLC

Frank O. Sloan (214) 720-7500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/26/09

Smith & Howard Wealth Management

Stephanie Roberts (404) 874-6244 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/09

Smith, Moore and Co.

James Deutsch (314) 727-9075 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/7/09

Spire Investment Partners

David L. Blisk (703) 657-6062 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/09

Starry Financial Group

Ron Van Wert (509) 747-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/09

Stillwater Capital Advisors, LLC

Doug Swope (610) 848-6745 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/28/09

Strategic Portfolio Advisors

Donald J. Raatz (702) 460-3358 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/25/09

Summit Creek Capital LLC

Ian Jameson (208) 928-7500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/09

Sunbelt Securities

Ray J. Miller (713) 965-9510 This email address is being protected from spambots. You need JavaScript enabled to view it. Susan Guerette (610) 230-2150
  • Date of Joining Protocol 1/30/09

Sunset Partners Capital Management, LLC

Robert Hamer (847) 412-9545 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/09

Synergy Investment Group, LLC

Christopher Joseph Palladino (704) 333 - 7637 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/27/09

Teak Tree Capital Management, LLC (formerly Rogers Wealth Management, LLC)

Adam Deem (817) 744-8450 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/9/09

The Fishel Group, Inc.

Richard B. Fishel (303) 488-3428 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/31/09

The Investment Center, Inc.

Doug Wright (908) 707-4422 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/19/09

The Kerr Mowry Porush Group, LLC

W. Scott Mowry (804) 725-6448 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/5/09

The Zick Whitted Taub Group Inc. f/k/a Zick Whitted Group, Inc.

Allen Zick (845) 294-0955 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/09

Three Bridge Wealth Advisors, LLC

Dalila Acuna (415) 785-7762 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/6/09

Thurston, Springer, Miller, Herd & Titak, Inc.

Brian Sweeney

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/23/09

    Contact information amended April 13, 2017

ToTy, Inc.

Joe Bitz (701) 223-7274 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/11/09

Tower Square Securities, Inc.

James P. Huang (212) 578-4912 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/27/09

TPG Advisors LLC dba The Phillips Group Advisors

Larry Michael Phillips 818 - 444 - 0280 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/09

True North Capital Group, Inc.

Gary Poling (303) 302-0626 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/1/09

Trustmont Financial Group, Inc.

Peter Danial Dochinez (724) 468 - 5665 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/31/09

Up North Financial, LLC

Scott Lewis (775) 223-3435 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/6/09

Vanderbilt Securities, LLC

Tommie Michalik (631) 845-5100 This email address is being protected from spambots. You need JavaScript enabled to view it. Stephan A. Distante
  • Date of Joining Protocol 2/23/09

Vanguard Capital

R. Adam Kennedy (858) 455-5070 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/09

Vellum Financial LLC

Bryan Arlo Sullivan (805) 546 - 1000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/31/09

Verity Investments, Inc. Verity Asset Management

Gordon Wegwart (919) 490-6717 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/30/09

VIMA, LLC

Michael Mazzola (248) 526-5106 This email address is being protected from spambots. You need JavaScript enabled to view it. Michael Vissotski (248) 526-5109 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/23/09

VSR Financial Services, Inc.

Jon Stanfield 

(913) 234-8306 

This email address is being protected from spambots. You need JavaScript enabled to view it.

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 23, 2009

    Contact information amended 1/11/16

Walnut Street Securities, Inc.

James P. Huang (212) 578-4912 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/27/09

Washington Square Capital Management LLC

Subir Grewal (646) 619-1157 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/15/09

Watermark Financial Services, Inc.

Genevieve E. Shepherd (231) 955-9400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

Wayne Hummer Investments LLC

Elliott Silver (312) 431-6569 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/27/09

Wealth Service Team, LLC

James E. Zientara (941) 750-6818 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/09

Wealthcare Capital Management LLCf/k/a Financeware, Inc.

Brandy Weiberg

(804) 521-3435

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/24/09

    Contact information amended 6/9/16

Wedbush Morgan Securities

Jim Richards (213) 688-8003 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/4/09

WESPAC Advisors, LLC

Richard Gill (646) 519-2456 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/2009 - Withdrew as Member (Notice Provided October 16, 2012)

Western International Securities, Inc.

Brad Kaiser (626) 710-3125 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/1/09

Westminster Financial Securities, Inc.

L. Miles Brazie (937) 665-0121 This email address is being protected from spambots. You need JavaScript enabled to view it. Andrew H. Smith (212) 657-1229
  • Date of Joining Protocol 1/13/09

Westport Resources Investment Services

Jeff Sargent (203) 226-0222 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/20/09

WFG Investments, Inc.

Claude R. Connelly (972) 354-2012 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/09

White Space Financial LLC

Angus Blackwood (650) 777-7588 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/16/09

Wilbanks, Smith & Thomas Asset Management, LLC

Wayne Wilbanks (757) 623-3676 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/20/09

William Blair & Company

Kenneth Wagner (312) 364-8050 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/09

Winans International, Inc.

Ken Winans (415) 506-3070 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/19/09

Winslow, Evans & Crocker, Inc.

Leonid Berline (617) 896-3548 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/23/09

WMS Partners, LLC

Timothy W. Chase (410) 337-7575 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/09

Woodbury Financial Services, Inc.

Jennifer R. Relien (651) 702-1888 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/7/09

World Equity Group, Inc.

Richard S. Babak (847) 342-1700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/09

Yanke Financial, LLC

Patrick H. Yanke (919) 573-1816 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/09

Yellowstone Partners LLC

Dave Hanson

(208) 612-1000

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/9/09

    Withdrew as Member (effective 11/16/2016)

Zeit Capital LLC dba Zeit Capital

Phillip J. Weber 206 - 352 - 5679 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/09

Zufall Financial Services, LLC

William H. Zufall, III (330) 239-0850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/09