2010

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Acela Capital Management, LLC

Zhaozhu Ge (408) 861-9889 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/10

Adele Financial Services, LLC

Stephen J. Hollingsworth (617) 965-9200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/28/10

Advisory Services Network, LLC

Thomas Prescott (770) 352-0449 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/10

Advocate Asset Management, LLC

Mike Kimbarovsky (312) 578-8300 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    3/2/2010
    Withdrew as Member (Notice Provided February 16, 2016)

Affinity Wealth Services, LLC

Robert J. Werschky (239) 768-0178 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/10

AllSquare Wealth Management, LLC

Daniel Bauer (518) 456-8900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/30/10

AMS Advisors, LLC

Mark Lishchynsky (312) 775-3532 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/16/10

Anchor Investment management, LLC

Margaret Ellen Pender (803) 790-6654 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/21/10

Arete Wealth Advisors, LLC

Joshua D. Rogers (847) 658-8366 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/8/10

Arete Wealth Management LLC

Joshua D. Rogers (847) 658-8366 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/8/10

Arsenal Investment Advisors, LLC

Jeffrey A. Sexton (502) 582-2225 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/16/10

Asset Management Strategies, Inc.

Tony Fiorillo (317) 577-6912 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/2/10

Ataraxis Financial, LLC

Michael Black (507) 208 - 9045 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/10

Atlanta Wealth Partners, LLC

Mark J. Baker (678) 591-1450 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/10

Aureuseed Wealth management, LLC

Ming Pan (609) 462-1084 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/12/10

B.C. Ziegler and Company

Elizabeth Watkins (312) 596-1627 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/10

Baldwin Management LLC

Peter H. Havens (610) 260-1555 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/10

BB&T Securities, LLC, f/k/a Scott & Stringfellow, LLC*

Alex Cecil, CCO

(804) 787-8242

This email address is being protected from spambots. You need JavaScript enabled to view it.


Bryan Cram

(804) 782-8855

This email address is being protected from spambots. You need JavaScript enabled to view it.


Arlene Blythe, First Vice President

(804) 782-8739

This email address is being protected from spambots. You need JavaScript enabled to view it.


Sheri Lewis, AVP - Compliance Risk Officer

(804) 780-3260


*See specific qualifications regarding this firm

  • Date of Joining Protocol

    August 24, 2010 Re-executed Joinder Agreement on November 11, 2013

Beacon Pointe Advisors

Shannon E. Eusey (949) 718-1600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol May 14, 2010 Withdrew as Member (Effective August 25, 2014)

Berthel Fisher & Company Financial Services, Inc.

Tobi Peterman (319) 447-5700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/29/10

Beverly Hills Wealth Management, LLC

Mag Black 310 - 550 - 1980 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/22/10

Biltmore Wealth Management, LLC

Kevin Sweeney (480) 998-1819 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 22, 2010 Withdrew as Member (effective June 18, 2013)

Brookstone Securities, Inc.

Anthony L. Turbeville (863) 687-3679 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/6/10

Brown Associates, Inc.

Allen C. Brown (423) 267-3776 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/10

Bryant Investment Management Group, LLC

Bill Bryant (919) 493-4614 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/2/10

BWA LLC dba Bucher Wealth Advisors

Brett Bucher (650)286-9606 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/4/10

C-PAS, LLC

Nancy S. Walls (517) 316-2445 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/10

C.B. Investment Services LLC

Curt D. Black (480) 455-3030 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/2/10

Cadence Wealth Management LLC

Christine P. Ritch (401) 578-7816 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/10

Cambridge Wealth Management, LLC

Dillon Mullenix 360-491-4426 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/9/10

Capital Financial Group, LLC

Ian James This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/30/10

Capital Management Partners, LLC

Steven Lee (626) 827-6300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/14/10

Cascade Financial Management Inc.

John Van Sant (303) 292-1121 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/10

Centennial Securities Company LLC

Randall Hansen (616) 942-7680 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/10

Center Street Wealth Strategies, LLC

Nicholas E. Bonn (248) 305-5578 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/10

CenTrust Wealth Management, Inc.

Nancy Hamm (330) 873-1100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/21/10

Cetera Advisor Networks LLCf/k/a Financial Network Investment Corporation*

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    May 14, 2010

    Contact information amended 1/11/16

    Master List of Protocol Members with Joinder Qualifications has been updated 2/1/16 

Cetera Advisors LLCf/k/a Multi-Financial Securities Corporation

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    May 14, 2010

    Contact information amended 1/11/16

CFMV Global Wealth Advisors LLC d/b/a Victus Capital Wealth

Darrach McCarthy 310-622-1280 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/3/10

ChiVest LLC Meritrust LLC

Robert L. Maddox (502) 562-7230 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/10

Client First Financial Services, LLC

Larry B. Duncan (706) 645-8000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/10

Colony Park Financial Services, LLC

Bjorn Jordan (770) 886-3993 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/21/10

Cordant, Inc f/k/a Private Wealth Northwest, LLC

John T. Carr (503) 635-5244 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 22, 2010 Withdrew as Member (effective May 15, 2014)

Crossroads Wealth Services LLC

Bruce McKee (630) 799-8237 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/23/10

Danversbank Private Wealth Group

Avis A. Beaulieu (978) 624-3397 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/28/10

Denali Wealth Management, Inc.

Jeffrey J. Mawicke (414) 224-0600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/1/10

DWM Advisors, LLC

Kate Brown (919) 941-9222 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/22/10

Dynamic Wealth Advisors

Jim Cannon (480) 684-2138 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/10

Dynasty Financial Partners, LLC

Edward C. Swenson (646) 522-6323 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/14/10

Efficient Market Advisors, LLC

Herb W. Morgan (858) 847-0690 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/30/10

Ensemble Financial Services

Stephen Wershing (585) 419-1010 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/1/10

EVIM LLC dba Edward Vance Investment Management

Edward Vance (478) 474 - 4700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/2/10

Family Office Group LLC

Gary J. Pappas (910) 420-2633 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/1/10

Fieldpoint Private Bank & Trust

Scott I. Noah (203) 413.9305 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/2/10

Financial Insights, Inc.

Alexandria "Ali" Criss (253) 627-6010 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/23/10

    contact information updated 9/6/17

First Citizens Bank

David P. Tackett (270) 769-5143 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/2010 - Withdrew from Protocol on 6/30/11

Fisette Financial Services, LLC

Michael Fisette (425) 507-9004 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/26/10

Fitch Wealth Management Group, L.L.C.

Frederick D. Fitch (404) 396-4737 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/1/10

Frontier Wealth Management, LLC

Nicholas Blasi (816) 753-5100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/10

Gateway Advisory, LLC

Robert J. Calamunci (732) 536-4646 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/10

Generation Capital Management LLC

Scott D. Nasca (585) 232-8560 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/26/10

Gill Capital Partners, Inc.

John Winslow (303) 296-6260 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/5/10

Glenmore Advisors, LLC

John D. Champagne (678) 904-0594 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/2/10

Glovista Investments LLC

Darshan Bhatt (201) 633-3601 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/2/10

Grand Strategy Capital LLC

Michael Gardiner (434)202-0238 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/19/10

HA&W Wealth Management, LLC

Dorothy Stanton (707) 353-5906 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 29, 2010 Withdrew as Member (effective March 26, 2014)

Harbor Investment Advisory, LLC

Betsy Brennen (410) 659-8900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/10/10

Hardin Capital Partners, LLC

Andrew J. Hardin (864) 616-5060 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/26/10

Hatton Consulting, Inc.

Timothy Hatton (602) 852- 5525 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/10

Hausinger Financial, LLC

Ernest E. Badway (973) 994-7530 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/6/10

HBA Advisers, LLC dba Haybel, Biel & Associates

Chris Haydel (626) 529 - 8347 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/19/10

Holderness Investments Company

Kim Carson (336) 574-1400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/3/10

Hudson Capital Management LLC

Timothy G. Parker (201) 389-3192 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/13/10

HyLine Wealth Solutions, LLC

Brock Hyde (605) 275 - 2343 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/10

Insight Wealth Partners, LLC

Wayne Smith

(972) 543 - 4800

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/19/10

    Contact information updated  October 18, 2017

Investment Architects, Inc. Resource Investment Architects, Inc.

David Haddock This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/10

Investment Partners Of Acadiana

Chuck Soprano (337) 889-0256 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/27/10

Investment Professionals, Inc.

Christopher Tovar (210) 308-8800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/2010 - Withdrew as Member (Notice Provided September 14, 2012)

ITA Financial Services Inc.

Ed Coloma 305-760-8877 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/19/10

JEF Financial Advisors, LLC

John Frampton (610) 768-7748 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/26/10

JHJ Financial LLC

John H. Jetmundsen (813) 490-6618 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/29/10

JHS Capital Advisors, Inc.

Michael S. Taaffe (941) 366-6660 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/29/10

Juncture Wealth Strategies, LLC

Michael Gourley (805) 650-0151 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/27/10

KC Asset Management, Inc.d/b/a Kagan Cocozza Asset Management

Larry Kagan 215 - 519 - 6001 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/12/10

Kenilworth Asset Management, LLC

Clayton Lawrie (847) 920-0400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/10

Kestra Private Wealth Services, LLC f/k/a Washington Wealth Management, LLC

Robert Bartenstein

(858) 386-4807

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/5/10

     

    Firm name and Contact information updated 6/2/16

King & Co. Investment Counsel LLC

Michael Lopez (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/3/10

Korving & Company, LLC

Arie Korving (215) 665-3853 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/29/10

Krilogy Financial

Kent S. Skorina (314) 884-2800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/2/10

Landvik Financial

Adam Lanvik (612) 435-7050 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/27/10

Leerink Swann, LLC

John R. Pellegrino (617) 918-4017 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/24/10

Leonard Securities, Inc.

Cindy Edgin (405) 879-0166 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol May 20, 1010 Withdrew as Member (Effective March 9, 2015)

Level Four Advisory Services, LLC

Joseph Globensky (866) 834-1040 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/7/10

Live Oak Wealth Advisory Group LLC dba Jobes Solo Investment Group f/k/a Jobes Solo Investment Group

Jonathan Solo (281) 989-1831 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/14/10

LTC Financial Services, Ltd.

Ronald Legnion 409-347-2323 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/10

Maine Asset Management, LLC

Dudley G. Gray (207) 992-2226 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/10

Master Structured Alternative Asset Related Strategies, LLC dba M-STAARS (formerly ArcLight Asset Management, LLC)

Jay Master (310) 710-5577 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/14/10

McDermott Armati Wealth Strategies LLC

Matthew B. Baum (212) 269-1400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/10

McLean Asset Management Corporation

Virginia Cheung (571) 405 3684 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/27/10

    Withdrew as member (effective 1/22/17)

Medich, Brienza & Associates, LLC

Richard G. Medich (614) 459-1220 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/10

Merion Wealth Partners, LLC, (Formerly Medallion Wealth Advisors, LLC and Northstar Wealth Advisors, LLC)

Toni Caiazzo Neff (610) 924-7181 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/8/10

Mesirow Financial Private Client (MFPC)

Julie E. Vander Weele (312) 595-6058 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/1/2010 - Withdrew as Member (Notice Provided May 2, 2012)

Morin Private Client Group, LLC

Bob Morin (949)510-8511 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/30/10

Mt. Eden Investment Advisors, LLC

Keith B. McWilliams (415) 288-3000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/8/2010 Withdrew as Member (Notice Provided May 24, 2011)

MWH Advisers LLC

Ridgely Donohue 212-893-1106 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/18/10

Nationwide Planning Associates, Inc.

James Colleary (201) 690-3045 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol August 11, 2010 Contact Information Amended 11/24/15

North Nassau Advisors, LLC

Frank Baiata (516) 921.8082 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/27/10

Nova Financial LLC

Jacob Kagele (520) 370 - 5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/23/10

NPA Financial Services, Inc

Cory D'Amato (201) 690-3039 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/11/10

NWAM, LLC dba Northwest Asset Management

Todd E. Schwartz (503) 344-4346 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/10

O'Dell Jarvis Mandell LLC

Carole C. Foos (513) 791-7525 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol July 8, 2010 Withdrew as Member (Effective June 24, 2013)

Pacific West Financial Consultants, Inc.

Tony Pizelo (425) 271-3550 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/2010 - Withdrew as Member (Notice Provided June 21, 2012)

Pactolus Holdings, LLC

Milt Johns 703-216-3205 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/18/10

Palladium Partners, LLC

Katherine C. Willis (757) 305-1503 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol May 20, 1010

Partnervest Advisory Services, LLC

Kenneth R. Hyman (805) 966-1266 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/10

Peachtree Wealth Management, LLC

John D. Champagne (678) 904-0594 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/2/10

Peninsula Wealth LLC

Rahul Shah 650 - 477 - 2126 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 22, 2010 Withdrew as Member (effective November 15, 2013)

Prestige Capital Advisors, LLC

Jim Blackwell (404) 759 - 5699 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/17/10

PRIME Financial Services, Inc.

David W. Rommelmann (303) 586-9889 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/11/10

PrimeSolutions Securities, Inc

Victor Bull (440) 230-5400 (ext. 102) This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/24/10

Processus Wealth & Capital Management, LLC

Ronald Caesar (770) 792-4461 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/18/10

Professional Financial Management, Inc.

Mark Vander Linden (920) 687-2600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/22/10

Pure Capital Management Limited

Daniel J. Donovan (410) 685-8800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/10/10

Pure Wealth Management, Inc.

Jason Tani 562 - 865 - 5050 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/10

QA3 Financial Corp.

Debra K. Grier (402) 964-3842 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/1/10

Quad-Cities Investmant Group, LLC

Wayne Wagner (563) 484 - 5000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/23/10

Questis Advisor Partners, LLC

Stephen P. Wilbourne (843) 416-1078 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/13/10

RDM Investment Services, Inc.

Jill Bodossian (203) 255-0222 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/1/2010 - Withdrew as Member (Notice Provided March 29, 2011)

Retirement Design & Management, Inc.

Jill Bodossian (203) 255-0222 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/1/2010 - Withdrew as Member (Notice Provided March 29, 2011)

Retirement Wealth Strategies, LLC

Steven Mark Binder 602 - 391 -4192 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/10

Robinson, Tigue, Sponcil & Associates, LLC

David Robinson (602) 224-7850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/22/10

Roth Financial Partners, LLC

Peter B. Roth (281) 973-8816 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/6/10

Roush Investments, LLC

Rich Roush (559) 579 - 1490 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/30/10

Royal Advisors, LLC

Richard Mellema (616) 538-9371 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/4/10

Royal Securities Company

Richard Mellema (616) 538-9371 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/4/10

Sanctuary Wealth Services LLC

Jeffrey Spears (415) 291-2901 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/18/10

Sanner Financial Services

Brett C. Sanner (909) 981-8996 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/16/10

Sapient Private Wealth Management Services, LLC f/k/a Sapient Private Wealth Management, LLC

Greg Erwin (541)762-0300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 22, 2010 Re-executed Joinder Agreement on December 19, 2013

Savant Capital Management

Nancy L. Hendrickson (312) 332-0855 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/21/2010 - Withdrew as Member (Notice Provided May 1, 2012)

Saxon Financial Group

Richard Saxon (713) 425-5340 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/22/10

Scenic Wealth Management LLC

Jeff Davis (303)- 507 - 3961 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/10

SCF Securities, Inc. SCF Investment Advisors, Inc.

Randy L. Meadows (800) 955-2517 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/7/10

Schilbach Capital Strategies, LLC

Ivo Schilbach (206) 447-1367 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/8/10

Securities Equity Group

Carin Amaradio (949) 975-7900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/6/10

Select Money Management, Inc.

Carin Amaradio (949) 975-7900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/6/10

Select Portfolio Management, Inc.

Carin Amaradio (949) 975-7900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/6/10

Sequoia Wealth Management Group LLC

Matthew J. Schafer (707) 763-8602 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/10

SF Sentry Securities, Inc.

James E. Grand (415) 644-9501 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/10

Sica Wealth Management, LLC f/k/a/ Gore Mountain Advisors, LLC

Frank Granato (973) 884-0153 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/6/10

Sigma Investment Counselors

Shari Bilkie (248) 223-0122 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol May 20, 1010 Withdrew as Member (Notice Provided July 23, 2012)

Signature Estate and Investment Advisors, LLC (SEIA

Brian D. Holmes (310) 712-2323 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/26/10

Southland Equity Partners

Eric D. Antrobius (434) 202-1345 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/23/10

Southwest Ohio Investment Advisory, LLC

Russell Clark (614) 390-0479 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/26/10

Spyglass Securities, LLC

Kendal Wapotish (312) 917-1500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/30/10

Summit Alliance Securities, LLC Summit Alliance Advisors, LLC

Stan R. Hall (972) 247-5300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/10/10

Summit Asset Strategies Wealth Management, LLC

Michael J. Greiner (425) 646-7101 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/10

TAE Capital Management, LLC

Michael S. Taaffe (941) 366-6660 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/20/10

TAG Securities, Inc.

Barbara Hale (972) 581-3000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/21/10

Tamar Securities LLC

Amit Stavinsky (818) 430 - 3922 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/3/10

TDC Advisors, Inc

Todd Calamita (704) 276 - 7325 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/28/10

Tehrani Wealth Management, LLC

Shawn Tehrani 602-524-0420 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/15/10

The Driscoll Group Inc.

Kevin Driscoll (904) 620-9993 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/10

The ETF Store, Inc.

Nathan Geraci (877) 365-3837 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/16/10

The Kavits/Frey Group, LLC

Gary J. Frey (571) 313-0485 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/19/10

The Weston Banks Company, LLC

Paul J. Foley (336) 714-7396 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/18/10

Thomas Financial Associates Inc.

Frederick H. Thomas (888) 540-2824 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/10

Thomas Investment Management

Marc Thomas (213) 928-3418 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/23/10

TLA Capital Management, LLC

Violette Ahn (650) 610-9363 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/10

Tortuga Wealth Management, Inc.

Kevin Bidenkamp (310) 906 - 0517 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/14/10

TransAm Securities, Inc. Certified Advisory Corp.

Barry M. Smith (407) 869-9800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/26/10

Transamerica Financial Advisors, Inc.

Tiffany Taylor (727) 557-2297 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/1/10

Trend Modus Capital Management LLC

Robert Dubois (913) 980-6382 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/19/10

TriCor Financial, LLC

Jason Swobe (702) 254-1263 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/1/10

TWM Group LLC d/b/a Tower Financial

Jeffrey Vitt (908) 581-4304 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/10

TWS Financial, LLC

Robert Shapiro (202) 449-7260 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/10

U.S. Capital Advisors USCA RIA LLC USCA Securities LLC

Nichole Ake (713) 366-0522 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/27/10

UMB Financial Services, Inc.

Andrew M. Ellis (816) 842-2222
  • Date of Joining Protocol 9/22/2010 (Withdrew as Member (Notice Provided December 24, 2012)

Umpqua Investments, Inc

Jeani Winterbourne (503) 546-2408 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/10

Valentine Investments, LLC f/k/a Albright Wealth Management, LLC

Daniel W. Valentine (469) 744-1276 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/24/10

Vantage Investment Advisors, LLC

Robert R. Thomas (814) 867-2050 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/2/10

Vector Wealth Management, LLC

Michael A. Ricci, Jr (612) 378-7560 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/9/2010 Withdrew as Member (Notice Provided November 6, 2011)

Vere Asset Management Inc.

Mark P. Collinsworth This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/25/10

Viceroy Consulting LLC Viceroy Private Wealth LLC

Brett Dearing (212) 621-3301 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/10

Waddell & Reed, Inc.

Mark P. Buyle (913) 236-1928 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/12/10

Waycross Investment Management Company

Michael F. Ryan (360) 671-0148 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/25/10

WBB Securities, LLC

Timothy U. Morton (858) 592-9901 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/2/10

Wealth Management Network, LLC

Susan Fritts (949) 720-9980 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/6/10

Whitener Capital Management, Inc.

Richard L. "Rick" Sanford, II (252) 972-8909 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/26/10

Wolfson Wealth Management

Leslie Jay Wolfson (916) 769 - 0078 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/18/10

WRP Investments, Inc.

David M. Pintaric (330) 759-2023 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/25/10