2011

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

Click on the firm name to see contact information. This is a large list, please wait for the entire page to load before proceeding.

5th Street Advisors, LLC

Cesar G. Manent (203) 327-1212 ext 15 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/15/11

Abshier Webb Donnelly & Baker

Janice Webb-McCann 713-231-1402 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/15/11

Adam Smith Advisors, LLC

Keith Tufte (952) 253-6006 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/28/11

Advanced Practice Advisors, LLC, RIA

Paul C. Spitzer (858)436-3862 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/7/11

Alethea Capital Management, LLC f/k/a Arrow Wealth, LLC

Theodore Wong 267-252-9215 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/28/11

Alpha Asset Advisors, LLC

Paul Erickson (248) 549-8887 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/27/11

Alpha Wealth Management, LLC

Andrew Kotyuk (951) 492-9906 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/21/11

Alphapoint Investment Management, LLC

David Erb This email address is being protected from spambots. You need JavaScript enabled to view it. (410) 857-1399
  • Date of Joining Protocol 9/8/11

Alsari Wealth Management Global Advisors, LLC f/k/a Aperture Wealth Management, LLC

Ali Alsari (619) 225-7600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/26/11

Altium Wealth Management, LLC

Sharon Jacobson (973) 736-4600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/17/11

Ameritas Investment Corp.

Wendell Hutsell (800) 335-9858 Fax: (402) 467-6975
  • Date of Joining Protocol 12/14/11

Apex Financial Advisors Inc.

Robert Connell (215) 493-1900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/21/11

Archetype Advisors, LLC

William J. Lahr, IV This email address is being protected from spambots. You need JavaScript enabled to view it. (215) 558-5509
  • Date of Joining Protocol 8/1/11

ArMA Financial Services, Inc.

Tina D. Kennedy (480) 505-4004 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/5/11

Ascential Wealth Advisors, LLC

Brad Christiansen (888) 840-8299 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/25/11

Aspen Gold Investment Management, Inc.

Bill Alphenaar (616) 361-2500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/30/11

Aspen Investment Management Inc.

Bill Alphenaar (616) 361-2500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/2/11

Avalon Advisors, LLC

Gary T. Bonner (713) 238-2050 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/26/11

Avant-Garde Advisors, LLC

Eric D. Patton (303) 900-1373 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/18/11

AVEO Capital Partners, LLC

Keys Tinney (303) 263-9665 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/2/11

Barclays Wealth, Americas*

Wealth management division of Barclays Bank PLC, functioning through Barclays Capital Inc. in the US

Frances M. Nicastro, Esq.

(212) 526-1375

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    10/7/2011

     

    Withdrew as Member (Effective July 18, 2016)

Bedrock Wealth Management, LLC

Jeffrey A. Landers 917-602-6977 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/21/11

Bellweather Capital Management LLC

Victor K. Lai (415) 935-7492 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/16/11

Bellwether Investment Group, LLC

Notley S. Maddox (443) 877-6708 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/26/2011

BEST Direct Securities, LLC

Steven Zakrzewski (319) 575-5720 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/21/11

Boston Standard Wealth Management, LLC

Zack Bouchard (781) 721-0072 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/15/11

Bremer Financial Services

Stephen E. Kruchten 651-312-3564 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/11

Brendel & Fisher Wealth Management, LLC f/k/a Alpine Financial Advisors, LLC

Stephanie Baird 603-643-4441 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/11

Broussard Financial Group, Inc.

Jerry Broussard 337-643-8319 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/5/11

Capital Wealth Management, Inc.

Lee Alan Duckworth (401) 885-1060 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/20/11

Capital Wealth Managers, LLC

L. Jerome Stanley (225) 926-4348 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/21/11

Centennial Wealth Management Inc

Thomas Poelling 607-398-2040 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/16/11

Christopher Patrick and Associates, LLC

Chris Demetral 248-299-4200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/11

Citrin Cooperman Wealth Management, LP

David Bruckman

(212) 697 1000

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/5/11

    Withdrew as Member (Effective October 25, 2016)

Clark Financial Advisors

Debbie Chamblee (205) 298-8480 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/11/11

Clear Harbor Asset Management, LLC

Aaron Kennon (212) 867-7310 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/1/11

Clear Perspective Advisors, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/10/11

CMC Advisers, LLC

David Morganstern (503)227-5284 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/11

Coastal Equities, Inc.

Charles Reiling (302) 691-3784 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/25/11

Cobblestone Capital Advisors, LLC

John T. DiPasquale (585) 473-3333 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/3/11

Colin Campbell, Sole Proprietor

Colin Campbell (213) 422- 7704 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/28/11

Compass Wealth Management LLC

Jim Crumley 912-306-4255 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 25, 2011 Withdrew as Member (Effective July 30, 2014)

Conestoga Wealth Management

David A Kring (610) 827-9430 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/14/11

Connor Capital Management, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/20/11

Core Investment Management

Peter Chiang (619) 321-6945 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/23/11

Corrigan Wickman Advisory, LLC

John T. Carr (503) 635-5244 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/11

Cortina Enterprises d.b.a Cortina Capital

Avelino Cortina (858) 412-5710 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/3/11

CPCM, LLC

A. Douglas Johnson (206) 453-0287 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/4/11

DHJ Advisors, LLC

Kevin Pinto (301) 595-8600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/21/11

Dogwood Investment Partners, LLC

Michael S. Taaffe (941) 364-2720 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/13/11

Edelman Financial Services, LLC

John T. Unger (713) 993-4645 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/29/2011 Withdrawn as Member (Notice Provided June 1, 2013)

Evergreen Capital Management L.L.C.

Tyler Hay 425-467-4600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/14/11

EWM, LLC

Dave Erlandson (503) 746-9275 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/15/11

Feltl and Company, Inc.

F. Chet Taylor (612) 372-4300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/27/11

FFG-I, LLC

David A. Faber 815-932-3223 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/8/11

Financial Concept Unlimited, Inc.

John R. Taylor, Jr. This email address is being protected from spambots. You need JavaScript enabled to view it. (301) 315-6344
  • Date of Joining Protocol 9/12/11

Financially Healthy LLC

Todd E. Schwartz 503.344.4346 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/11

Fletcher Financial Group

Grant S. Fletcher (209) 333-4500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/18/11

Foothill Securities, Inc

Vaughn Olthouse (650) 625-9701 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/25/11

Founders Financial Securities LLC

Joseph V. Krcma (410) 308-9988 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/11/11

GenTrust, LLC (f/k/a GenTrust Wealth Management, LLC)

James Besaw

(203) 249-0241

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/7/11

    Updated firm name and contact information as of 11/16/16

Gilford Securities Incorporated

Bonnie Sachs (212) 826-9738 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/11

GJS Financial Services, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/27/11

Global Investor Services, LC

Helen Lumpuy (305) 982-4632 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/18/11

Goldey Capital LLC

Ian Goldey 818-666-8136 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/3/11

GoTo-Financial, Inc.

Ian Goldey 818-666-8136 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/3/11

GPWM, LLC

M. Spencer Warren (412) 708-1238 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/27/11

Grant Arthur & Associates Wealth Services, LLC

Grant Arthur Gochin 818-827-3410 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/11

Hampton Financial, LLC

Frank Hampton This email address is being protected from spambots. You need JavaScript enabled to view it. (785) 493-5000
  • Date of Joining Protocol 7/28/11

Hicks Capital Management, LLC

TD Hicks (614) 944-5210 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/11

HighPass Asset Management LLC

Ethan Braid 6100 Oak Tree Blvd. Independence, OH 44131 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/30/11

Hilltop Securities Independent Network Inc. f/k/a SWS Financial Services, Inc.

Jerome S. Wade 214-859-6764 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 28, 2011 Updated 9/30/15

HPM Partners LLC

Robert Seco 917.262.5405 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/19/2011 - Withdrew as Member (Notice Provided October 5, 2011) (Rejoined 1/31/2012)

Hunter Associates, Inc.

Lori Vinciguerra (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/11

Imus Wilkinson Investment Management, LLC

Eb Wilkinson (520) 777-1911 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/13/11

Independent Advisors Network, LLC

Thomas V. Christopher (877) 958-6937
  • Date of Joining Protocol 9/28/11

Integrated Financial Planning

Ahmad D. Issa 269.903.2360 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/4/11

Investacorp, Inc.

Brian Kovener (786) 350-1884 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/11

Investment Planners, Inc.

Tim Highland This email address is being protected from spambots. You need JavaScript enabled to view it. (217) 542-1213
  • Date of Joining Protocol 8/18/11

J.P. Turner & Company, L.L.C.

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 10, 2011

    Contact information amended 1/11/16

J.W. Cole Financial , Inc.

Robert J. Wood 813-935-6776 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/31/11

JAISM LLC

Qasim Chaudhry 1-888-JAISM07 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/26/11

Jones Asset Management

R. Jones (214) 769-7673 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/8/11

Kondo Wealth Advisors, LLC dba Kondo Wealth Advisors

Alan Kondo (626) 449-7783 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/11

Laurel Wealth Advisors, Inc.

Lee Tripodi 760-473-4109 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/20/11

Leamnson Capital Advisory, LLC

Ashleigh Swayze, Esq. (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/25/11

Legacy Private Client Group, Inc f/k/a Arrowleaf Wealth Management, Inc.

Robert Roman (949) 622-5454 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/8/11

Leonard & Company

Dainforth French, JR This email address is being protected from spambots. You need JavaScript enabled to view it. (248) 952-5858
  • Date of Joining Protocol 8/2/11

Lindbrook Capital, LLC

Tyler Dritz (424) 208-8000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/12/11

Lions Gate Wealth Management LLC

Brian J. Neville, Esq.

212-696-1999

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/16/11

    Contact info. updated October 14, 2016

Lowe fs

Greg Lowe (443) 766-7160 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/13/11

M & R Financial Services Inc.

Brian Massey (304) 733-6307 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/25/11

Maclendon Wealth Management, LLC

Jessica Decker (561) 670-7130 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/2/11

Main Street Financial, LLC

Gregory A. Brown This email address is being protected from spambots. You need JavaScript enabled to view it. (617) 860-3080
  • Date of Joining Protocol 8/1/11

Marshall & Sullivan, Inc.

Greg Robinson 206-621-9013 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/11

MBR Capital Management, Inc.

Robert Mehciz (661) 377-2920 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/11

Means Investment Co., Inc.

John Dudley (207) 947-6763 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/7/11

Merryfield Barnes, LLC (formerly Bacchus Asset Management, LLC)

Dennis Merryfield 401 West Seneca Street Ithaca, NY 14850 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/21/11

Michaud Capital Management LLC f/k/a Wolfe Capital Management LLC

Joe Michaud 303-962-5345 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/30/11

Miles Capital Management, LLC

Richard S. Miles 435-688-8800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/25/11

Miller & Gay Investment Management

Jeffrey A. Gay (717) 848-1248 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/10/11

Mississippi Investment Management Co., LLC

Chris Carrico (601) 366-7200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/28/11

Morse Capital Partners

Brent Morse 804.888.7771 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/28/11

MPM Investment Counsel LLC

Myra M. Page (602) 321-2286 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/3/11

Mullins Investment Services, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/11

Nations Financial Group, Inc.

Scott Bennett This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/23/11

Northfork Financial, LLC

William Stoddart (406) 579-0334 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/6/11

NorthStar Financial Partners, Inc.

Kenneth G. Chaput (248) 290-5273 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol June 29, 2011 Withdrew as Member (Effective October 18, 2013)

Novak Asset Management., LLC

David Novak 727-451-3440 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 19, 2011 Withdrew as Member (Effective July 8, 2013)

NY&A, LLC

Nick Yrizarry (949) 715-8585 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/22/11

Oak & Reed Capital Management, LLC

Ravi Malhotra 917-520-3482 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/14/11

Olson, Cross & Alamo, LLC

Michael J. Alamo (212) 608-1805 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/1/11

Pacific Capital Wealth Advisers, Inc d/b/a/ Pacific Capital

Ryan Purdie (951) 274-3484 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/8/11

Packerland Brokerage Services

  • Date of Joining Protocol January 4, 2011 - Withdrew as Member (Notice Provided April 19, 2011)

Parkland Securities LLC f/k/a Sammons Securities Company, LLC

Jennifer Bacarella This email address is being protected from spambots. You need JavaScript enabled to view it. (734) 663-1611
  • Date of Joining Protocol 8/9/11

Paulson Investment Company, Inc.

Nils Ericson (503) 243-6034 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/24/11

Peregrine Diversified Investment Services Corp.

Rita Tandaric (312) 775-3557 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/23/11

Poehling Capital Management, Inc.

Gery Sadzewicz 800-969-2208 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/28/11

Polar Investment Counsel, Inc.

Peter A. Cantwell (312) 372-3000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/11

Prestige Wealth Management Group, LLC

Alan Gilmore This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol October 10, 2011 Withdrew as Member (Effective December 22, 2014)

Protected Investors of America

Len Stecklow This email address is being protected from spambots. You need JavaScript enabled to view it. (415) 869-5954
  • Date of Joining Protocol 7/22/11

Puplava Securities, Inc.

Scott Middleton 858.487.3939 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/11

R.O. Mills Management, LLC f/k/a Viking Wealth Advisors

Steven Elefson 573-587-9351 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/14/11

Rappaport Reiches Capital Management, LLC

Stephen M. Reiches (847) 832-0050 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/7/11

River Valley Financial Advisors, Inc.

Jason Dugan (570)505-1289 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/22/11

RJR Associates, Inc.

Doug Burns This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/11/11

RMR Wealth Creations, Inc. f/k/a Septumatics, Inc.

Brett Rosenberger 402-304-1877 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/3/11

RPG Family Wealth Advisory, LLC

Christopher E. Winn (617) 532-0925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/26/11

RS Asset Management, LLC

William "Bob" Roark (719) 219-8446 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/25/11

Sagamore Wealth Management, LLC

Christopher E. Winn (617)532-0925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/23/11

San Francisco Sentry Investment Group

Julie Meissner (415) 229-9042 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/19/11

Securities Service Network, Inc.

Wade Wilkinson This email address is being protected from spambots. You need JavaScript enabled to view it. (865) 777-4677
  • Date of Joining Protocol 7/28/11

Sensiba San Filippo Financial Advisors LLC

Ramon J. Polin (650) 358-9000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/26/11

SightLine Investments LLC

Ron Madey 610-296-1740 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/8/11

Snowden Capital Advisors LLC

Robert J. Mooney (609) 873-8622 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/30/11

Southeast Investments N.C., Inc

Frank Black (800) 828-1295 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/11

SPC

Jennifer Bacarella This email address is being protected from spambots. You need JavaScript enabled to view it. (734) 663-1611
  • Date of Joining Protocol 8/31/11

Storehouse Wealth Management, LLC

Travis Wortinger 863-235-0245 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/11

Strategic Wealth Partners LLC

Lindsay Pflug (224) 632-1600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol May 20, 2011 Wihdrew as Member (Effective October 16, 2014)

Sunrise Advisors, Inc.

David P. Scott (913) 681-0215 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/28/11

T. S. Phillips Investments, Inc

Sharon Allman (405) 943-9433 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/29/11

The Mather Group, Inc.

Stewart Mather (630) 537-1078 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol February 18, 2011 - Withdrew as Member (Notice Provided May 25, 2011)

The Simmons Partnership, LLC

James Simmons (443) 470-8000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/1/11

Thomas Leo Advisory, LLC

Leo Arms 612-208-1641 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/3/11

Tidewater Wealth Advisors LLC

Bill Chisolm, Jr. This email address is being protected from spambots. You need JavaScript enabled to view it. (912) 629-7704
  • Date of Joining Protocol 8/2/11

Titleist Asset Management

Joe-Ben O'Banion 210 826 2424 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/22/11

Tom Powell Investment Management

Thomas Powell (208) 344-1545 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/22/11

TP Investment Advisory Services, LLC

Tom Padilla (610) 254-0451 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/11/11

Tri Counties Bank

Jan M. Krug (530) 888-8900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/25/11

Triune Capital Advisors, LLC

Jason Craig (704) 714-2202 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/28/11

TTHH, LLC

Oran E. Teater 541-382-1406 Email: This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/20/11

ULT Wealth Advisors, LLC f/k/a Issaquah Holding Group, LLC

Josh Label 425-406-6830 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/11

VectorGlobal WMG, Inc.

Carlos Gadala-Maria (305) 350-3355 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/24/11

Vestnomics Wealth Management LLC

Russ Blahetka (408) 725-7591 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/7/11

Viewpoint Capital Management LLC

Ryan Sawyer 206-219-1410 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/2/11

Vintage Capital Advisors, LLC

David Stewart This email address is being protected from spambots. You need JavaScript enabled to view it. (916) 396-7607
  • Date of Joining Protocol 8/8/11

Wagener-Lee, LLC

Richard Wagener (443) 276-9595 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/15/11

Wareing Financial Group

Robert Wareing 979-229-9418 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/15/11

Wicker Park Advisors, LLC

Kevin Kowalski (773) 425-4596 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/11

Winkworth Group, LLC

S. John Winkworth 310-791-5599 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/28/11

Winthrop Capital Management, LLC

Gregory J. Hahn 317.663.7500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/17/11

Wolff Wiese Magana LLC d.b.a. WWM Financial

Steve Wolff (760) 692-5190 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/29/11

ZGL Investments and Financial Planning

Mitchell Holeve 561-495-5771
  • Date of Joining Protocol 3/9/11