2012

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

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1650 Wealth Management

Thomas Balcom 800-658-9560 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/12

ACC Investment Management, Inc.

Jack Martel (415) 453-9433 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/12/12

Allied Beacon Partners

James A. Hintz 804-560-4466 (fax)
  • Date of Joining Protocol 11/1/12

Alpha Wealth Management and Planning LLC

Andrei Jigalin 415-328-3800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/7/12

AM Investment Strategies LLC

Donald Aho (423) 785-8239 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/21/12

American Bank & Trust

Lynn Schneider 605-352-9122 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/9/12

Arbor Capital Management, Inc.

Robert Sheldon 907-222-7581 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/13/12

Argyle Capital Partners, LLC

Adam Scott 310-772-2201 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/2/12

Atwill Financial Consulting Group, LLC

James W. Van Horn, Jr. 804-285-7900 (x107) This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/24/12

Ausdal Financial Partners, Inc.

Dave Roberts 630-869-0203 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/8/12

Avondale Partners, LLC

R. Patrick Shepherd 615-467-3500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/20/12

Benson Wealth Management L.L.C.

Christopher B. Benson 864-681-1560
  • Date of Joining Protocol 11/1/12

Bernie Wealth Consulting Services, LLC f/k/a Bernie Wealth Consulting, LLC (formerly BW Consulting, LLC)

John Beire 612 Wheelers Farms Road Milford, CT 06461 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/4/12

Bionic Capital LLC

Dean Erickson 310-601-8337 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/26/12

Birch Run Financial, LLC

Alexander F. Cabot 484-395-2190 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/9/12

Birkelbach Investment Securities, Inc.

Christopher Wurtzinger 312-853-2820 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/22/12

Blue Chip Divas, Inc f/k/a Main Street Ventures, Inc.

Melvin Ratcliff (772) 231-5800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/19/12

Blue Water Wealth, Inc.

Nancy Congdon 503-296-8700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/18/12

Bluepoint Investment Counsel, LLC ( f/k/a Avector Wealth Management, LLC.)

Michael Hull 608.828.6286 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/13/12

Boenning & Scattergood, Inc.

Michael A. Galantino 610-862-5366 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/8/12

Bridgeworth Financial, LLC f/k/a BW Management, LLC

Stanley Funches 205-208-8700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/8/12

Bridgeworth Financial, LLC

Stanley Funches 205-208-8700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/8/12

Broomham Financial Services, LLC

Richard W. Broomham This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/19/12

Camelot Wealth Management Inc.

Chad parker 530-518-2423 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/30/12

Cape Financial Group, LLC

J. Franklin Cape 920-272-2272 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/9/12

Capin Investment Advisors, LLC

Dave Capin (570) 283-2347 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/10/12

Capital Planning Advisory Group, Inc.

George Luciani (215) 579-5760 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/12

Capital Wealth Advisors

Michael Guidroz (520) 867-8918
  • Date of Joining Protocol 8/24/12

Capitol Financial Planning, Inc.

Marcy Maycock (301) 740-3773 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/18/12

Carleon Capital Partners LLC

Joseph M. Kopilak 212-488-5470 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/12

Charles Genois & CO. LLC d/b/a Impera Wealth Management LLC

Charles E. Genois 504-835-5900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/13/12

City Bank Texas, a Texas Banking Association*

Participation limited to its "Financial Advisory / Investment Brokerage department"

Cory Newsom

(806) 792-7101

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

  • Date of Joining Protocol

    2/21/12

Clapboard Hill Advisors, LLC

Thomas Pacilio 800.701.2611 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/20/12

Claro Advisors, LLC

Christopher E. Winn 617.532.0925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/24/12

Clearview Global Wealth Advisors

William J Metzinger 610.373.2922 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/5/12

Compass Rose Strategic Partners, LLC

Ashleigh Swayze 646-395-3903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/16/12

CONCERT Advisor Solutions, Inc.

Jim Thorn (408) 856-6224 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/2012 - Withdrew as Member (Notice Provided July 20, 2015)

CONCERT Capital Management, Inc.

Jim Thorn (408) 856-6224 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/2012 - Withdrew as Member (Notice Provided July 20, 2015)

Concorde Asset Management, LLC

John Gakenheimer (248) 824-6710 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/19/12

Concorde Investment Services, LLC

Jason Kavanaugh (248) 824-6710 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/19/12

CRA Financial Services, LLC

Matthew Reynolds (609) 641-4000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/19/12

Cumberland Wealth Advisors LLC

Evans Peay (931) 801-4323 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/23/12

CVWM LLC d/b/a COVA Wealth Management

Leonidas C. Vaughan IV 615-221-5054 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/23/12

Dees Financial Services LLC

Derrick Dees 979-849-5220
  • Date of Joining Protocol 5/24/12

Domus Capital Group, LLC

Chris Bleuher 805-878-2370 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/12

Edward J. Sabo and Associates, LLC

Edward Sabo 843-455-6552 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/12

ESG Wealth Management, LLC

Mark Powers (610) 825-8272 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/18/12

Fairhaven Financial Advisors Inc.

Mark Logan 360-306-3977 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/8/12

    Withdrew as member (Effective 3/16/17)

Ferris Capital, LLC

Ashleigh Swayze 646-395-3903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol October 12,2012

FIC Capital, Inc.

Jonathan Ferguson This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/30/12

Fiduciary Services Corp d/b/a The Fiduciary Group

Malcolm Butler 912-447-6868 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/26/2012 Withdrew as Member (Effective April 1, 2015)

Financial Advisors Group d/b/a JKJANTHONY LLC

John Beach 806-535-3212 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/12

Financial Advisors Group d/b/a SRTG LLC

Sharon Goldston 806-470-4165 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/12

First Farmers Bank & Trust Co.

Keith Hill 765-395-3316
  • Date of Joining Protocol 4/2/12

First Republic Securities Company, LLC*

Michael J. Curley

415-364-4385

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    7/2/12

     

    Joinder qualifications updated 8/3/16

Focus Wealth Advisors, LLC f/k/a Adderack Wealth Management, LLC

Mark A. Frugoni (713) 800-7070 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/24/12

Forefront Capital Markets, LLC

Anjali D. Desai (202) 756-3056 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/31/12

Forest Securities, Inc.

Michael F. Dunne 312-953-2970 708-588-1570 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/27/12

Fountainhead Capital Management, LLC f/k/a AbrahamsenRock, LLC

Marc Rock 732-346-1900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/7/12

Garrison Point Capital, LLC

Julie Meissner 415-229-9042 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/2/12

Gitterman and Associates Wealth Management, LLC

David Katz 561-826-9341 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/14/12

GK Capital Partners, LLC dba Ragnar Wealth

Greg Kero (360) 350-0765 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/11/12

GL Capital Partners, LLC

Doug Drozdowski 781-547-4112 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/15/12

GL Investment Services, LLC

Doug Drozdowski 781-547-4112 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/15/12

Gregory Joseph Litts d/b/a RJ Capital

Gregory J. Litts 713.523.1884 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/30/12

Greystone Financial Group, Inc.

John Mullins (248) 267-1270
  • Date of Joining Protocol 12/7/12

Harbour Investments, Inc.

Aaron M. Hager 608-664 3721 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/11/12

Hart Capital Management, Inc.

Craig W. Hart 509-444-7007 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/3/12

HB Asset Management LC

Raul Henriquez This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/29/12

Heithecker Financial Inc.

Chad parker 530-518-2423 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/30/12

HighMark Wealth Management, LLC

Todd Arens 651-829-3300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/9/12

Hotaling Investment Management, LLC

Ashleigh Swayze 646-395-3903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/31/12

HoyleCohen, LLC

Karen Neal 858-576-7300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/22/12

HPM Partners LLC

Robert Seco 212.850.4284 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/31/12

INSIGHT Securities, Inc f/k/a Horwitz & Associates, Inc.

Jerry L. Schwartz (224) 632-4700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/12/12

Investment Managers Group, LLC

Timothy Kay 951-225-3260 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/23/12

iTrust Asset Management, LLC

Todd Stricklin 859-351-2918 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/3/12

J W Korth & Company

Holly McDonald-Korth (305)-688-8485 (Fax)
  • Date of Joining Protocol 12/12/12

John Carris Investments, LLC

Joseph Principe (212) 742-2500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/5/12

Jonathan Roberts Advisory Group

R.J. Wood 813-935-6776 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/26/12

K2 Investment Advisors Inc.

Doug Kinley 217-241-7068
  • Date of Joining Protocol 7/26/12

Kellogg Investment Group

Jim Kellogg 770-289-5708 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/3/12

Keystone Global Partners, LLC

Calvin Lo 646-389-8808 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/8/12

King Wealth Management, LLC (formerly Argyle Wealth management, LLC)

Dan Gale 31 Church St. Saratoga Springs, NY 12866 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/31/12

Kings Point Capital Management LLC

Rosemarie Hugel 516-439-5100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/12

Ladenburg Thalmann & Co. Inc.

Joseph Giovanniello, Jr. 212-409-2544 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/29/12

LVW Advisors, LLC

Kim C. Pugliese (585) 267-4908 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/4/12

LWS Wealth Advisors, Inc. f/k/a Lipset Wealth Strategies, Inc. f/k/a Birchwood Creek Capital Inc.

Lance Lipset (908) 630-9237 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/7/12

MacDougall Wealth Management

Joe MacDougall 858-229-9204 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/6/12

MadisonLee Partners, LLC

Andy Grillo 590 Madison Ave 34th Fl New York NY 10022 646 867-0176
  • Date of Joining Protocol 6/19/12

Maltin Wealth Management, Inc. f/k/a Avempt Wealth Management, Inc.

Peter Maltin (201) 215-3855 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/15/12

MangoTree Capital, LLC

Therese Dharwadkar 248-981-6798 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/14/12

Manske Wealth Management, LLC f/k/a Surfside Wealth Management, LLC

Chris Manske (713) 581-1994 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/20/12

McKinley Carter Wealth Services, Inc.

David McKinley (304) 230-2400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 19, 2012 Withdrew as Member (effective March 16, 2014)

McLaughlin Ryder Investments, Inc.

Janet K. DeCosta 202-638-3344 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/6/12

MerCap Securities, LLC

Dale A. Pope (610) 572-2157 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/18/12

Midwest Investment Management, LLC

Norman Klopp This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/12

MKT Advisors LLC

Kent Engdahl 760-658-8787 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/12

Monroe Financial Group LLC

John Monroe (803) 445-1160 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/12/12

Moondance Investment Advisors, LLC.

William Stanert

(215) 862-2282

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/4/12

    Contact information updated as of 11/7/16

MWM Group, LLC

Brian S. North (215) 665-3828 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/12/12

Nashua Capital Management LLC

Steven H. Reynolds (603) 831-9505 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol March 15, 2012 Withdrew as Member (effective April 10, 2014)

Nepsis Advisor Services, Inc.

Mark Pearson (952) 746-2003 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/26/12

NewBridge Bank

Julie Allman 336-242-6422
  • Date of Joining Protocol 4/27/12

Noesis Capital Management Corp.

Nico Letschert (561) 999-9888 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/27/12

Northeast Securities, Inc.

Steve Perrone 516.396.1619 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/27/12

Oak Grove Capital, LLC

Mark Visnic 412-753-1980 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/5/12

Old Port Advisors f/k/a Investment Management & Consulting Group

Tracy Rogers

207-774-6552

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/13/12
    Name/contact information amended 2/23/16

Palen Financial LLC

Frederick Palen 563.344.5888 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/27/12

Parker Wealth Advisors Inc.

Chad parker 530-518-2423 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/30/12

Personal Financial Consultants, LLC

Patricia A. Pannell (888) 557-3272 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/8/12

Pflueger & Baerwald Inc.

Patricia M. Neys 415.421.4171 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/19/12

Planning Solutions Group, LLC

Robert Carson (301) 543-6000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol August 7, 2012 Withdrew as Member (effective June 21, 2013) Rejoined September 9, 2013

Polaris Greystone Financial Group, LLC f/k/a Polaris Wealth Advisers, LLC

Jeffrey Powell (415) 263-5600 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    September 6, 2012

    Company Name amended 3/21/16

    Withdrew as Member (Notice received 12/5/16)

     

Poplar Global Wealth Management LLC

Sammy Sung (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/17/12

Potiphar Capital Management, LLC

Ben Jackson This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/24/12

Praxis Fiduciary Advisors, LLC

Douglas G. Prince (317) 414-7464 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/8/12

Preston Wealth Management

Alexander P. Cole This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/20/12

Prime Wealth Management L.L.C

Anthony Paduano 212-785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/25/12

Private Client Advisors, LLC

Jim Thorn (408) 856-6224 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/13/12

Quantum Leap Capital, LLC

Peter M. Walcott 802-233-5945 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/12

Quarterwave Asset Management LLC

Scott Rabinowitz 640 Southwest Yacht Basin way Stuart, FL 34997 Rabinowitzsl@gmail
  • Date of Joining Protocol 5/9/12

Rademacher Financial, Inc.

Phillip Rademacher (785) 865-5308 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/1/12

Raymond James Financial Services, Inc. Branch 45Z

Dean B. Williamson (704)892-1280 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/9/2012 - Withdrew as Member (Notice Provided August 22, 2012)

Raymond James Financial Services, Inc. Independent Contractor Division ("ICD")

Ann Hensler

727-567-1977

This email address is being protected from spambots. You need JavaScript enabled to view it.

*(Financial Institutions Division ("FID") not subject to the Protocol)

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    11/7/12

RDCJR, LLC

Richard Don Clements (337) 477-1398 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/24/12

RDW & Associates, Inc.

Dana J. Randall (480) 948-7590 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/22/12

Robert W. Baird & Co.

Bethmarie Bohn 414-765-3744 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/12

Roundtable Capital Services LLC

Joseph M. Kopilak 212-488-5470 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/12

Scott Rush LLC

Scott Rush This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/8/12

Seattle-Northwest Securities Corporation

Jon Labonite 206.628.2877 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/12

Securities America Advisors, Inc.

Christina Heller (402) 399-9111 ext. 6213 This email address is being protected from spambots. You need JavaScript enabled to view it. Mark Lasswell (402) 399-9111 ext. 1009 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/28/12

Securities America, Inc.

Christina Heller (402) 399-9111 ext. 6213 This email address is being protected from spambots. You need JavaScript enabled to view it. Mark Lasswell (402) 399-9111 ext. 1009 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/28/12

Sentinel Capital Group, LLC-ACM Wealth Solutions Series

Melody Hudson (303)918-2027 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/17/12

Shoreline Financial Advisors, LLC

Christine P. Ritch (401) 578-7816 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/10/12

SilverLake Wealth Management LLC

Christopher E. Winn (617) 532-0925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/6/12

Sitrin Capital Management, LLC (formerly Braddish Wealth Advisors, LLC)

Efren Bolisay 2049 Century Park East, Suite 3640S Century City, California 90067 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/10/12

Smith & Partners Financial Services, LLC

Shannon Smith 936-560-9993 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/10/12

Snowden Account Services, Inc.

Robert J. Mooney 646-218-9768 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/26/12

Solon Investment Services, Inc.

Joseph A. Dougherty (215) 665-5371 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/9/12

Southport Financial Group, LLC,

Francis C. Lawrance (203) 307-2356 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/12

Steel Peak Wealth Management, LLC f/k/a Bernathy Wealth Advisors, LLC

Reza Zamani (310-625-8088 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/27/12

Sterling Wealth Management Group

Gregory Carroll 866.738.7415
  • Date of Joining Protocol 10/29/12

Stewardship Concepts, LLC

David Snyder (847) 851-8790 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/4/12

Stronghold Wealth Management, LLC f/k/a Harvard Advisors, LLC

Keith Downey

(813) 775.7099

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    2/28/2012

    Company name and Contact Info amended 4/26/16

Symetra Investment Services

Joanne Salisbury (425) 256-6314 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/27/12

Syntal Capital Partners, LLC

Chad Smith 806-783-0056 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/25/12

Tandragee Global Advisors, LLC.

Joseph Mara 561-578-5974 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/26/12

Tembion Capital Management, LLC

Mark J. Jenson 404 Kiva Court, Suite A Santa Fe, NM 87505 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/12

TenBridge Partners, LLC

Kate Dostert (971) 277-1077
  • Date of Joining Protocol 1/4/12

Tetley Investments, LLC

Philip E. Tetley 815-782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/11/12

The First National Bank of Ballinger

Greg W. Schwertner 325-365-4175 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/20/12

The Meakem Group, LLC

Traci M. Richmond 301-775-4805 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/24/12

Total Wealth Planning and Management f/k/a Tomes Wealth Planning and Management, Inc.

Richard Tomes (866) 568-0003 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/14/12

True North Global Research, Inc.

Mark Breneman This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/31/12

True Private Wealth Advisors, LLC f/k/a Allatice Wealth Advisors, LLC.

Brett Davis (971) 202-2810 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/26/12

U.S. Bancorp Investments, Inc.

Gail Van Horn 612-303-3744 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/6/12

Ultimate Financial Investments, LLC

Bridget A. Fernandez (215) 919-2979 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/25/12

VE Capital Management, LLC

Eric Van Kaufman (212) 269-1400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/26/12

Vision Wealth Planning, LLC

Debbie Smith 804-368-0854 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/5/12

Waddell Group

A. Christopher Waddell (703) 881-9173 waddellgroup.net
  • Date of Joining Protocol 1/3/12

Washington Wealth Advisors, LLC

Maura C. Schauss 703.752.6007 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/20/12

Weaver Tidwell Capital, LLC

Alan Goldfarb 972-448-6971 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/30/12

Whiterock Financial, LLC.

Dawson White (702) 622-8921 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/13/12

Williamson Wealth Group, Inc.

Dean B. Williamson (704)892-1280 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/21/12

Womack Wealth Management, Inc.

Scott Womack 888-314-5554 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/5/12

World Capital Brokerage Inc.

Tim Taggart 303.626.0631 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/4/12

WR Rice Financial Services

Joel Wilson (989) 971-3983 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/10/12

WRIGHT Financial Group LLC

Thomas D. Wright 804-482-1779 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/26/12

WX TVS, Inc.

Alice Combs (806)771-0861 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/22/12