2014

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

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1st Consumer Advisory Group

Jessica Yarch (888) 640-3410 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/31/14

307 Financial Services, LLC

Anthony Paduano (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/3/14

83rd St. Wealth Management, LLC f/k/a KJS GJS, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/14

Acorn Wealth Advisors, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/4/14

Advanced Research Investment Solutions, LLC f/k/a Kristy Advisors, LLC

Alex Shahidi (424) 283-3800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/26/14

Alliance Wealth Management Group, LLCf/k/a Laura Advisors, LLC

Thomas McCabe (908) 751-7090 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/12/14

    Withdrew as Member (Notice provided February 23, 2017)

Alpha Cubed Investments

Christina Walsh (800) 701-2457 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/10/14

Alpha Private Wealth Advisors, LLC

Neville Richardson (415) 704-8900 (718) 288-0859 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/25/14

    contact information updated 9/6/17

Ameris Bank

Mike McDonald (229) 890-6347 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/14

Amicus Financial Advisors, LLC

Kent Hansen (435) 915-3585 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/9/14

Antonetti Capital Management LLC

Pat Antonetti (239) 403-0218 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/9/14

Atlas Brown Inc

Wayne Hancock (502) 271-2903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/13/14

Austin Wealth Management, LLC

Kevin Smith (512) 467-2003 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/26/14

Auxano Advisors, LLC

Peter Cline (425) 889-1261 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/11/14

Axiom Capital Management, Inc.

Eric Miller (212) 521-3800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/14/14

Baker Avenue Asset Management LP

Jerry Luff (415) 986-1110 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/14

Bank Fund Equities, Inc.

David Jones (276) 628-5910 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/28/14

Barclay Breland Family Office

Christopher Kelly (561) 275-2842 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/11/14

Bavelier Wealth Management, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/30/14

Baystate Wealth Management, LLC

Thomas N. O'Connor Esq. (617) 585-4543 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/17/14

BetaFrontier, LLC f/k/a Core Global Asset Management, LLC f/k/a RK Investment Advisors, LLC

Randy Kurtz (917) 763-3289 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/19/14

Bischoff Wealth Management Group, LLC f/k/a Alcipion Wealth Management, LLC

Brian Bischoff (317) 506-5428 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol May 12, 2014 contact information amended 9/30/15

Blair Hall Advisors, LLC

Thomas Gerson (917) 756-8554 (650) 743-5399 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/27/14

    contact information updated 9/6/17

Blue Moon Wealth Advisory, LLC

Joel D. Cambern, Jr. (206) 953-1166 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/15/14

Bright Owl Investment Advisors

Jessica Yarch (855) 505-8855 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/31/14

Cable Hill Partners, LLC

David Christian

(503) 765-1225

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/31/14

    Withdrew as member (effective 11/18/16)

Caitlin John, LLC

Ronald J. Briggs, Jr. 877-238-1680 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/28/14

Camelot Advisors, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/14

Camelot Funds, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/14

Camelot Portfolios, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/14

Cardan Capital Partners, LLC f/k/a Betty Advisors, LLC

Matthew Papazian (720) 799-8820 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 6, 2014 Contact information updated 11/19/15

Carrie Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 9, 2014 Withdrew as Member (Effective May 3, 2015)

Cartography Capital, LLC

Jane Hwangbo (917) 273-9097 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/22/14

    contact information updated 9/6/17

Centerline Wealth Advisors, LLC f/k/a Ballad Investments, LLC

Andrew Arnold (502) 762-7016 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/28/14

Clearview Wealth Solutions, LLC f/k/a BAF GJS, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/14

Coign Capital Advisors, LLC

James Matthew Zundel (801) 676-4570 (801) 231-5411 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/16/14

    contact information updated 9/6/17

Comprehensive Portfolio Management, LLC d/b/a Ritholtz Wealth Management

Kris Venne (212) 455-9122 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/5/14

    contact information updated 9/6/17

Conrad Capital Management, Inc.

Donald Conrad (631) 439-7878 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/6/14

Corient Capital Partners, LLC f/k/a Dawn Advisors, LLC

Christopher Copps (949) 945-2750 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 9, 2014

Cresta Advisors

Manuel Garza (956) 267-8130 This email address is being protected from spambots. You need JavaScript enabled to view it. Cathy Vasilev (512) 796-3299 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/14/14

CRT Capital Group, LLC

Kimberly Costello (203) 569-4393 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/25/14

Cypress Capital, LLC

Jeffrey D. Hays (800) 789-2194 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/17/14

Dawson James Securities, Inc

Thomas W. Hands (561) 391-5555 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/4/14

DH Wealth Management, Inc.

Willard Knox (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/15/14

Diversified Wealth Management Solutions, LLC

Mark Alcorn (559) 412-8492 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/2/14

Eaglevue Capital LLC

Pat Antonetti (239) 403-0218 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/9/14

Edith Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol March 31, 2014 Withdrew as Member (Effective August 9, 2014)

Edna Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/9/14

Encompass Wealth Advisors, LLC f/k/a Amberbion Capital Advisors, LLC

Derrick Clouser (971) 371-3451 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/14

Entrust Parable Capital, LLC

Rhonda L. Hendrix (405) 476-0011 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/24/14

Fairhaven Wealth Management, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/17/14

FCG Advisors, LLC

Brian Wentland (973) 665-7008 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/15/14

Feltz Wealthplan, Inc

Kevin Zemann (402) 697-5458 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/30/14

Fort Henry Capital, LLC

Jeremy Lowe (304) 232-0422 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/21/14

FourStar Wealth Advisors, LLC f/k/a Ginger Advisors, LLC

Brian Kasal (503) 765-1225 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/2/14

Geneos Wealth Management, Inc.

Ryan Diachok This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/30/14

Gerda Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/13/14

Gradient Capital Advisors, LLC

Tim Sagawa (619) 255-0700 (619) 823-2289 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/6/14

    contact information updated 9/6/17

GrandView Asset Management LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/13/14

Groundwork Wealth Management, LLC

James Park Taylor (484) 872-8573 (610) 304-4195 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/14/13

    contact information updated 9/6/17

GWN Securities, Inc

Laura Cognetti (561) 472-2760 (fax)
  • Date of Joining Protocol 9/9/14

Harriet Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/26/14

Harris Wealth Advisors, LLC

Barry Harris (512) 673-7934 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/14

Heidi Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/15/14

HFG Wealth Management, LLC

Donnie Carpenter

(832) 585-0110

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    February 24, 2014

    Contact information updated 1/26/16

HFS Wealth Advisors LLC

Dennis Kelley (330) 659-7140 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/13/14

Highpoint Planning Partners, LLC

John S. Monical (312) 372-1947 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/30/14

Holistic Financial Partners, LLC f/k/a Felice Advisors, LLC

Jason Llewellyn (317) 550-3400 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/11/14

Hoover Financial Advisors, PC

Peter K. Hoover (610) 651-2777 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/30/14

Hornor, Townsend & Kent, Inc.

Tim Donahue (215) 956-8959 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/31/14

Hulick Capital Management, LLC d/b/a Holly Street Wealth Advisors

Thomas W. Hulick

(626) 657-0559

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    11/26/14
    Contact information updated 2/9/16

IHT Wealth Management, LLC*

John S. Monical

(312) 372-1947

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    10/31/14

Independent Financial Group, LLC

David Fischer (858) 436-3180 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/28/14

Integritt Investment Management LLC

Marc Rittersporn (561) 826-6300 (954) 655-6552 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/15/14

    contact information updated 9/6/17

Interactive Wealth Advisors, Inc.

Christopher K. Winn (503) 220-1623 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/3/14

Isthmus Partners, LLC f/k/a WAM, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/22/14

JG Capital

Jeff Gaggin (203) 629-7909 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/3/14

JLA Investment Management

Todd E. Schwartz (503) 344-4346 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/20/14

Johnson & White Wealth Management LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/23/14

JP Morgan Securities LLC*

Participation limited to Financial Advisors in its "J.P. Morgan Securities” or “JPMS”(f/k/a Bear Stearns Private Client Services) department

J. Todd Cook

(212) 272-3295

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    2/6/14

Kessler Wealth Advisors, LLC

Matthew A. Swendiman (513) 629-2750 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/12/14

Kingsbury Capital Inc. f/k/a Kingsbury Capital LLC

William D. Vellon

(312) 380-5302

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/10/14

    Firm name and contact information updated October 31, 2017

KLK Capital Management LLC

Don Kim (949) 379-1984 (917) 656-4482 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/11/14

    contact information updated 9/6/17

KWMG, LLC

Sarah Tipping (913) 624-1841 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/21/14

    contact information updated 9/6/17

Lakeview Capital Partners, LLC

Scott Wilder (404) 881-2224 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/5/14

Lanham O'Dell and Company, Inc. d/b/a LOC Investment Advisers

Sean Mayberry (304) 757-8131 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/21/14

Lantern Investments

Mark Eisenberg (516) 374-0002 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/6/14

Lawson Kroeker Investment Management, Inc

Tom Sudyka (402) 392-2606 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/31/14

Lebenthal Asset Management, LLC

Andrew M. Greenstein (646) 624-2724 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol March 13, 2014 Contact information updated 10/13/15

Lebenthal Wealth Advisors, LLC

Andrew M. Greenstein (646) 624-2724 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol March 20, 2014 Contact information updated 10/13/15

Left Brain Wealth Management, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/14

Legacy Financial Strategies, LLC.

Scuyler M.P. Kurlbaum

(913) 334-5444

This email address is being protected from spambots. You need JavaScript enabled to view it.

 

Michael W. Lutz

(913) 403-0600

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/28/14

    Withdrew as Member (Effective 12/22/16)

    Rejoined February 6, 2017

    Withdrew as Member - Effective 11/17/17

Lifetime Wealth Advisors

Todd E. Schwartz (503) 344-4346 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/4/14

Lionsgate Investments Incorporated

Daryl Cheatham (757) 510-0966 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/5/14

Litvak Wealth, LLC

Ricardo Litvak (203) 227-8000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/29/14

M.S. Howells & Co

Katrina Santa Maria (480) 563-2016 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/14

Main Line Group Wealth Management, LLC

Douglas Kobak (610) 828-8288 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/21/14

McAdam LLC f/k/a Nona Advisors, LLC

Michael McAdam (888) 614-5323 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/5/14

McClellan Financial Consulting, LLC

Joshua M. Slocum (205) 902-9303 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/28/14

McElhenny Sheffield Capital Management, LLC

Bruce Fraser (214) 922-9200 x211 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/11/14

Mosaic Family Wealth, LLC (f/k/a Orchid Advisors, LLC)

Scott Highmark (314) 627-5220 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/5/14

Navigate Private Wealth LLC

David Scott Bunnell (801) 676-4588 (801) 554-7934 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/16/14

    contact information updated 9/6/17

Navigo Wealth Management

Mark L. Cawyer (281) 804-4392 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/27/14

Nova R Wealth, Inc. f/k/a Janice Advisors, LLC

Timothy Rodgers (913) 209-2166 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/28/14

NYPPEX, LLC

Sammi Sun (914) 305-2800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/12/14

Oliver Luxxe Assets LLC f/k/a Beth Advisors, LLC

Brad Jacobson (908) 432-9081 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/14

Omnia Family Wealth, LLC f/k/a Terese Advisors, LLC

Steven Wagner (305) 602-9080 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 17, 2014

One Wealth Advisors, LLC f/k/a Verna Advisors, LLC

David Steele (415) 729-1770 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 17, 2014

Opus Private Wealth Group LLC

Matt Martinez (310) 850-3187 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/11/14

    contact information updated 9/6/17

Palomar Financial Services LLC

Chris Radford (866) 602-8228 ext. 101 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/6/14

Park Avenue Securities, LLC

John Palazzetti (212) 919-7254 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/7/14

Penn Guardian Investment Counsel, LLC

Thomas A. McDevitt (215) 990-0781 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/14/14

Portia Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/4/14

Portland Private Wealth Management, Inc.

Todd E. Schwartz (503) 344-4346 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/10/14

Progress Financial Services

Stuart Bridges (256) 319-3656 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/10/14

Quadrant Private Wealth, LLC f/k/a Chloe Advisors, LLC

Jason Cort (610) 849-2740 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/7/14

Quantumleap Wealth Management, LLC

Thipp Ratsaboutseua 636-734-5494 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/21/14

Rachel Advisors

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/4/14

Rainier Wealth Management LLC

Robert Martin (425) 493-2500 (425) 218-1101 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/25/14

    contact information updated 9/6/17

Rathbone Warwick Investment Management, LLC

Benjamin Warren (208) 297-5445 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/30/2014

    contact information updated 9/6/17

Redlin Investments LLC

Matthew A. Swendiman (513) 629-2750 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/4/14

Regal Investment Advisors, LLC

Brian Yarch (800) 357-4757 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/31/14

Regal Securities, Inc.

Bill Montgomery (877) 488-6354 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/7/14

Register Financial Associates, Inc.

Linda Borough (404) 364-2180 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/4/14

Regulus Advisors, LLC

Brian Yarch (877) 504-7066 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/31/14

RiverGlades Family Office, LLC

Paul Marinelli, III (239) 263-4079 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/14

Robertson Stephens Securities LLC

Anthony Linder (415) 500-6806 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/17/14

Rootstock Investment Management, LLC

Gregory Simpson (412) 656-1008 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/5/14

RS Core Capital

Richard Sampson (720) 379-7904 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/14/14

Sandra Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/4/14

Seattle Wealth Management, LLC

Anthony Paduano (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/21/14

Securities Management & Research, Inc.

Vicki Reighard Kean (319) 447-5700
  • Date of Joining Protocol 8/5/14

Sequoia Financial Group LLC

Ashleigh Swayze (646) 395-3903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/18/14

Sequoia Wealth Management, LLC

Robert Lyman (847) 310-5900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/14

Sheppard Wealth Management LLC

Todd E. Schwartz (503) 344-4346 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/27/14

Sivia Capital Partners, LLC

Julie Meissner (415) 229-9042 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/18/14

SNS Financial Group, LLC

Joseph VanDam

(763) 421-5300

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/25/14

    Withdrew as Member effective 3/26/17

Sortino Advisory Partners, LLCf/k/a Margo Advisors, LLC

Daniel Joeseph Hutcherson

(502) 371-9853

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/5/14

    Withdrew as Member 

    (Effective May 19, 2016)

Southern Community Bank

Bill Yoder (931) 393-2265 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/14

Spectrum Financial Alliance Ltd., LLC

Ashley Adams (859) 223-6333 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/12/14

Spectrum Financial Resources, LLC

Daniel Hoban (248) 643-0033 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/18/14

Stevens Foster Financial Services, Inc

Matthew T. Boos, Esq (612) 492-7180 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/14

Steward Family Office, Inc.

Timothy Winter (858) 263-1647 (832) 661-4119 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/26/14

    contact information updated 9/6/17

Stockbridge Private Wealth Management LLC

Thomas Ludwig (608) 697-9055 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/21/14

Stokes & Hubbell Capital Management, LLC f/k/a Alvachite Capital Advisors, LLC

Davis Stokes (504) 832-8100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/12/14

Stolzer Rothschild Levy, LLC

Howard Stolzer (732) 481-2200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/15/14

Stratos Wealth Partners

Jeffrey A. Concepcion (440) 505-5600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/3/04

Strid Group, LLC dba Concentus Wealth Advisors

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/18/14

Strid Group, LLC dba Concentus Wealth Advisors

Paul Strid (610) 994-9190 (610) 613-0029 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/18/2014

    contact information updated 9/6/17

SunTrust Investment Services, Inc.*

Ted Bowden

(404) 813-7419

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

  • Date of Joining Protocol

    11/19/14

TA Capital Management, LLC

Aimee Baehr (609) 458-5899 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/26/14

The Bogdahn Group

Peter C. Godfrey (716) 856-4000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/8/14

The Financial Group, LLC

Bill Yoder (931) 393-2265 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/14

The Jeffrey Matthews Financial Group, LLC

Gene Stice (973) 805-8052 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/24/14

The Monroe Team, Inc

Kelly Monroe (650) 262-0130 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/14/14

Tradewinds Capital Management

Bryant J. Engebretson (360) 715-9000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/2/14

True Horizon Wealth Advisors, LLC

Eric Pirhalla (484) 320-8373 (484) 467-7012 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/14/13

    contact information updated 9/6/17

Twelve Points Capital LLC

Emanuel Frangiadakis (978) 318-9500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/27/14

Twelve Points Wealth Management LLC

Emanuel Frangiadakis (978) 318-9500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/27/14

Valda Partners, LLC f/k/a Agnes Advisors, LLC

Stacey Stuart (877) 356-1058 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/14

Valley Creek Advisors, LLC

Mary Wagner (610) 585-7929 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/15/14

Valmark Securities, Inc.

Ashleigh Swayze (646) 395-3903 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/31/14

Venturi Wealth Management, LLC f/k/a Irene Advisors, LLC

Russ Norwood (737) 704-2350 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol August 25, 2014

Vista Private Wealth Partners LLC f/k/a FFEC Advisory Group LLC

Robert Spicer

(303) 643-5959

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/3/14

    Firm name changed August 7, 2017

Wallis Advisors, LLC

Corey S. Kupfer (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/30/14

Washington Growth Strategies LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/21/14

Watchstone Wealth Management LLC

David Greenberg (347) 993-3558 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/12/14

Water Rock Global Asset Management LLC

Adam Droker (425) 698-1463 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/20/14

Waypoint Wealth Counsel

Brad McGrew (404) 502-8177 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/16/14

Wealthstar Advisors, LLC

Jason Dallmann (972) 372-2935 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/21/14

Western Wealth Management, LLC

Cain Kobert, Pres./CEO

(303) 393-2405

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/29/14

    contact information updated September 28, 2016

Woodforest Financial Services, Inc

Fred Greene (832) 375-2513 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/20/14

WSFS Private Wealth, LLC

Mark A. Gordon (302) 573-3245 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/14