2015

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

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A.H. Williams & Co., L.P.

Glenn Williams (215) 569-9800 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/15

Adams Chetwood Wealth Management Group, LLC

Michelle Disney (919) 287-5660 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/27/15

    contact information updated 9/6/17

Adventus Veritas

Gerald Fils (202) 415-8155 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/14/15

AHD, LLC

Gery Sadzewicz (815) 782-1250 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/26/15

Ahrens Investment Partners, LLC

Cory Fruge (337) 501-3427 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/17/15

Aries Wealth Management, LLC

Jason Viola (207) 536-0530 (207) 650-1859 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/15/15

    contact information updated 9/6/17

Atlas Wealth Partners, LLC

Ashleigh C. Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/31/15

Austin Financial Partners

Willard Knox (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/14/15

Auxin Group Wealth Management, LLC

Matthew J. Burnham (855) 710-6773
  • Date of Joining Protocol 6/11/15

Avondale Asset Management

Scott Krisiloff (310) 779-7383 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/22/15

Awareness Wealth Advisors, Inc.

Ashleigh Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/13/15

AZ Apice Capital Management LLC

Piergiacomo Rock (305) 680.8123 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/15/15

Bay Colony Advisory Group, Inc.

John W. Ohl (978) 369-7200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/30/15

Bell & Brown Wealth Advisors, LLC

Lantz Bell (949) 396-1088 (949) 244-4647 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/8/15

    contact information updated 9/6/17

Bickmore, LLC

Tim Bickmore (801) 209-6021 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/7/15

Bluefin Investment Management, LLC

Brian Russell (904) 834-3309 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/9/15

BridgeLight Capital, LLC

Gary Stringer (480) 229-4255 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/28/15

Bristol Wealth Management LLC

John Horan (314) 599-7599 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/1/15

Broker Dealer Financial Services Corp.

Lisa M. Smith (515) 727.6764 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/30/15

CalmWater Financial, LLC

Willard Knox (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/9/15

Capital Fiduciary Advisors, LLC

John Wolff (703) 871-5960 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/8/15

Capital Management Services, Inc.

Matthew Purtill (610) 254-0001 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/7/15

Carter Jacobs, LLC

Christopher Carter (818) 728-4500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/15/15

Center for Wealth Planning Advisors, Inc.

Rick Ohlrich (248) 498-4823 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/19/15

Cetera Financial Specialists LLC

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    October 9, 2015

    Contact information amended 1/11/16

CG Asset Management, LLC

Michael R. Linburn (646) 568-4082 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/14/15

Cleary Gull, Inc.

Brian Andrew (414) 291-4504 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/13/15

Client One Securities LLC

Michael C. Tuma 913-814-6097 This email address is being protected from spambots. You need JavaScript enabled to view it. Sandra K. Monical 913-814-6097 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/15

CliftonLarsonAllen Wealth Advisors, LLC

John R. Urosevich (612) 376-4541

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/20/15

    Withdrew as member (effective 1/11/17)

Coastal Capital Management, LLC

David Ibsen (704) 609-9280 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/8/15

Columbia River Advisors, LLC

Peter Mafteiu (253) 269-9414 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    Joined December 4, 2015

     

    Withdrew as Member (Notice Provided January 7, 2016)

Compass Ion Advisors, LLC

Matthew D. Kane (610) 783-4263 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/6/15

Confidant Financial Solutions, LLC

Robert W. Robinson (678) 983.5883 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/28/15

Cornerstone Wealth Management, LLC

Gregory Shoemaker (636) 397-6200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/6/15

Creative Planning, Inc.

Peter Mallouk (913) 696-0500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/2/2015 Withdrew as Member (Notice Provided July 28, 2015)

Cribstone Capital Management, LLC f/k/a Anchorline Wealth Advisors, LLC

Scott Upham (207) 844-2000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/15

CTBC Bank Corp (USA)/ CTBC Wealth Management

Isaac Chan 424.277.4539 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/15

CWA Asset Management Group

Todd Sampson (239) 434-7434 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/19/15

DFPG Investments, Inc.

Ryan Smith (801) 838-9999 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/28/15

Doxa Captial Partners

Robert Lee (704) 562-0473 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/15

Durante & Waters, LLC

George Waters (845) 278-8638 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/21/15

Econ Wealth Management LLC

Ashleigh Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/1/15

Elevate Financial LLC

Kevin Barton 480-258-1689 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/19/15

Elite Focus Private Wealth, LLC

William Griffioen (708) 250-6955 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/9/15

Empire Asset Management Company

Gregg Zeoli (212) 417-8247 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/27/15

EVP Capital Advisors, LLC

Ryan Patton

(913) 553-7605

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    October 21, 2015

    Withdrew as Member 

     

    (Notice Provided Jan 20, 2016)

FallLine Securities

Peter E. Ruhlin (203) 424-2256 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/27/15

Financial Management Services of America LLC.

Victor Scott Sonnier (337) 984.7744 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/30/15

First Capital Advisors Group, LLC

Matthew Swendiman (513) 629-2750 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/12/15

First Financial Advisors LC

Brynda Ku (801) 356-9600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/5/15

First Kentucky Securities Corporation

R. Strand Kramer Jr. (859) 425-1100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/28/15

Florence Capital Advisors, LLC f/k/a Braddock Advisors, LLC

Gregory A. Hersch (212) 202-3295 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol June 29, 2015 Contact information updated October 28, 2015

Footprints Assets Management & Research, Inc

James E. Heavey, Esq

(212) 885-8828

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/17/15

     

    Contact information updated 8/16/16

Forthright Wealth Management, LLC

Paul Foley (336) 607-7389 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/11/15

Freedom Investors Corp.

Joel Blumenschein (877) 436-8701 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/12/15

Freestone Capital Management, LLC

Scott Akins

(206) 707-7343

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/22/15

    Withdrew as member (effective July 17, 2017)

Gordion Wealth Advisors

Elliott Elbaz (415) 383-9995 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/4/15

Great Lakes & Atlantic Wealth Management and Advisory Partners

Justin Hines (704) 919-0439 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/27/15

Grubman Wealth Management

Audrey Grubman (510) 883 1350 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/28/15

Hall Private Wealth Advisers LLC dba HPWA

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/15/15

    contact information updated 9/6/17

Harbor Financial Services, LLC (AL)

Marc S. Whitehead (251) 650-0840 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/13/15

Harvest Wealth Management

Willard Knox (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/17/15

Hazel Ridge Advisors, LLC

Daniel Fudala (224) 801-6237 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/1/15

IFG Advisory, LLC

Donald W. Patrick (770) 353-6317 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/28/15

Ingalls & Snyder, LLC

Christian C. Park (212) 269-7894 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/17/15

Institutional Securities Corporation

Scott A. Hayes (214) 520-1115 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/27/15

Integrated Advisors Network LLC

Jeff Groves (310) 350-8402 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/11/15

Integrated Investment Consultants, LLC

Christopher Forte (866) 433-3581 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/10/15

Investment Advisors Corp.

Lisa M. Smith (515) 727.6764 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/30/15

Investment Center, Inc. d/b/a Ogrizovich Financial Management, Inc.

Jane Cain (708) 827.5367 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/16/15

Investors Capital Corporation

Greg Olson

(310) 257-7675

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    March 13, 2015

    Contact information amended 1/11/16

January Capital Advisors, LLC

Michael Porfido (415) 707-9640 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/30/15

    contact information updated 9/6/17

JECohen & Co., LLC

Jarrett E. Cohen 

(864) 238-1566 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    February 13, 2015

    Contact information updated 1/11/16

Keeney Financial Group Inc.

Ashleigh Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/10/15

KFA Private Wealth Group, LLC f/k/a Cora Advisors, LLC

John Robert Fennig (703) 462-9799 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 30, 2015 Contact information updated 11/5/15

La Ferla Group LLC f/k/a Averlit Capital Advisors LLC

Joseph La Ferla (877) 257-9040 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/27/15

Lakewood Asset Management

Todd Mick (312) 543-1772 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/10/15

Las Olas Capital Advisors, LLC f/k/a TruClarity Wealth Advisors - Fort Lauderdale, LLC

Darian Johnson (727) 577-5522 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/16/15

Leach, Bickmore & Weiss Wealth Management, LLC ("LBW Wealth Management")

Nathaniel Leach (608) 286-1323 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/2/15

Lido Advisors, LLC

Greg Kushner (310) 278-8232 x100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/13/15

Manarin Investment Counsel

Dawn Clausen (402) 330-1166 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/2/15

MetLife Securities Inc. (MSI)*

Jim Fago

(980) 949-3305

This email address is being protected from spambots. You need JavaScript enabled to view it.


 

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    1/7/15

    Withdrew as Member (effective 3/25/17)

Milestone Advisory Partners, LLC

Paul Foley (336) 607-7389 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/29/15

Millstone Wealth Partners LLC

Ashleigh Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/22/15

Mirae Asset Wealth Management (USA), Inc.

John Park (213) 262-3800 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/10/15

    contact information updated 9/6/17

Miramontes Capital, LLC

Isidro "Sid" Miramontes (800) 460-1595 (909) 519-8056 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/17/15

    contact information updated 9/6/17

Moloney Securities Co. Inc.

Donald R. Hancock (314) 909-0600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/15/15

Monere Investments, Inc. f/k/a Atrium Trading, Inc

John Bouckaert (312) 585-3842
  • Date of Joining Protocol 1/28/15

Montgomery & Co., LLC

John Montgomery (318) 751 2154 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/29/15

Mosaic Advisors

Brandon Henry (713) 980-4100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/26/15

My Financial Aurora LLC dba Financial Aurora Inc.

Masroor Ahmad Adnan (512) 213-6402 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/15/15

    contact information updated 9/6/17

National Wealth Management Group, LLC

Gary E. Mathews (513) 772-2592 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/17/15

NBC Securities, Inc.

Doug Elder (205) 421 2335 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/27/15

Nepsis Capital Management, Inc.

Mark Pearson (952) 746-2003 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/7/15

North Shore Private Asset Management, LLC

David H. Melsheimer (847) 234-4196 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/2/15

Northstar Wealth Partners, LLC

Brandon Marinelli (860) 665-7737
  • Date of Joining Protocol 11/11/15

Oak City Consulting

Cathy Vasilev (512) 796-3299 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/21/15

Oak Point Financial Group, Inc.

John Knowlton (269) 532-1901 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/17/15

OM Pacific Capital LLC

Neel Patel (209) 518-3416 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/29/15

    contact information updated 9/6/17

One Charles Private Wealth, LLC

Paul Squarcia

(617) 337-4211

This email address is being protected from spambots. You need JavaScript enabled to view it.

Geoff Gorman

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/12/15

     

    Contact information updated 6/1/16

ONE Retirement, LLC

Ronald N. Sanders (913) 663-2458 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/22/15

Open Range Financial Group, LLC

Kale Hanson (713) 706-3753 (281) 705-9891 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/8/15

    contact information updated 9/6/17

Opus Wealth Partners, LLC dba Opus Wealth Management Group

Jeffery Harper (331) 777-9900 (630) 640-2801 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/8/15

    contact information updated 9/6/17

Orion Investment Advisors

Ahmed Farruk (703) 720-5992 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/23/15

    Withdrew as Member (Notice Provided April 13, 2017)

Oxford Financial Group, Ltd.

Sue A. McMillen (317) 843-5678 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/27/15

    Withdrew as Member (effective April 1, 2017)

Peak Financial Management, Inc. f/k/a Aiguille Financial Advisors, Inc.

Bardie Wolfe (810) 569-4375 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol September 29, 2015 Contact information updated 10/9/15

Pinnacle Asset Management

Gary L. Collier (615) 690-1418 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/1/15

Portfolio Capital Management, Inc.

James Bailey (704) 200-0803 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/27/15

Private Client Wealth Advisors, LLC

R. Barrett Steelman (303) 945-2222 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/8/15

Private Portfolio Partners, LLC

Richard G. Dragotta (201) 839-0364 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/9/15

Prometheus Wealth Management, LLC

Victor Onate (706) 373-3654 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/22/15

Proper Wealth Management

Jared Toren (917) 647-5740 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/2/15

Purus Wealth Management, LLC

Bonnie Larsen (949) 356-6330 This email address is being protected from spambots. You need JavaScript enabled to view it.

1/19/2015

contact information updated 9/6/17

  • Date of Joining Protocol

    1/19/15

Quantitative Asset Management, LLC

Jeff Farni Sr. (952) 476-7858 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/8/15

Quantum Financial Partners, LLC

Jeff White (913) 538-5753 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 2/16/15

Rede Wealth, LLC f/k/a Abestra Capital Management, LLC

Steve McNaughton (434) 974-3500 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/6/15

Rhodes Investment Advisors, Inc., a Texas corporation

Jim G. Rhodes (817) 334-0455 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/15

Rhodes Securities, Inc., a Texas corporation

J. Gordon Rhodes (817) 334-0455 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/13/15

Rogers Capital Advisors, LLC

Robert Rogers (713) 824-5858 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/15/15

Ruggie Capital Group

Robert Zinkil (352) 343-2700 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 3/3/2015

SCS Advisory Services, LLC

John D. Lowry (212) 293-0123 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/22/15

Sentry Advisors, LLC

Julie Meissner (415) 229-9042 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/20/15

Seraphim Capital Management

John P. Morris (720) 406-7790 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/23/15

SevenBridge Financial Group, LLC

Charles Eberly Jr. (717) 775-8662 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/13/15

Sheu Wealth Management, LLC

Emily Sheu (914) 358-4057 (917) 692-5883 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/5/15

    contact information updated 9/6/17

Silicon Hills Wealth Management

Thomas W. Brown This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/7/15

Silver Oak Wealth Management

Todd E. Schwartz (503) 539.9781 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9/21/15

SimonBaker & Partners

Jerry Luff (415) 986-1110 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10/14/15

Source Financial Advisors, LLC

Michelle Smith

(212) 273-0401

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/11/15

    Contact information updated 4/18/16

Spartan Planning & Wealth Management, LLC

David Childs (336) 403-8946 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/30/15

Sterling Monroe Securities, LLC

Monroe Diefendorf, Jr. (516) 759-5735 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/14/15

Stony Point Wealth Management, Inc.

Ashleigh Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/10/15

Summit Trail Advisors, LLC

Keith Callanan (917) 361-5414 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/23/15

Texas Bank and Trust*

Amy Proctor

(903) 295.4250

This email address is being protected from spambots. You need JavaScript enabled to view it.

Texas Bank and Trust is no longer a signatory to the Broker Protocol, effective August 5, 2016


 

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    9/30/15

    Withdrew August 5, 2016

The Frazer Lanier Compnay, Incorporated

Susan Waldrop (334) 265-8523 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/16/15

The Oak Ridge Financial Services Group, Inc.

Thomas Herstad (763) 923.2245 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/20/15

The Prudent Expert, LLC

Jonathan D. Harris

(317) 689-8931

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/8/15

    Withdrew as Member (Notice Provided November 29, 2016

The Strategic Financial Alliance, Inc.

Chet C. Payne (678) 954.4020 This email address is being protected from spambots. You need JavaScript enabled to view it. Julie Sullivan This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/15/15

TJM Institutional Services, LLC

John Burke (312) 432-5110 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/1/15

Triad Hyrbid Solutions, LLC

David Belotte (770) 840-6042 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 12/11/15

Trinity Planning Group, LLC ("Trinity Planning Group")

Willard Knox (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/13/15

tru Independence Asset Management, LLC

Craig Stuvland (971) 371-3448 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/19/15

UPSTREAM Investment Partners, LLC

Steve Belloli (517) 507-0610 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/17/15

USA Financial Securities Corporation

Andrea McGrew (888) 407-8198 x469 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 4/23/15

Visionary Wealth Advisors, LLC

Kate Sollberger (618) 659 5122 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/8/15

Washington & Scoville, LLC

Max Schatzow (609) 219-7452 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 8/5/15

Wealth Management Solutions LLC

Ashleigh Swayze (646) 395-3900 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11/4/15

Weatherhelm Capital Management, LLC

J. Clark Kastner 518-407-3886 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 1/16/15

White Oak Financial Management, Inc.

Priestley C. Ford (828) 274-7844 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/21/15

Wilbanks Securities, Inc.

Aaron Budd (405) 842-0202 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 6/24/15

Your Vision Financial Services, LLC

Jeffrey S. Krall (717) 322-4283 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 5/19/15

Zenyatta Advisors, LLC

Sharron Ash (205) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 7/1/15