2016

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

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6 Meridian LLC f/k/a Lauren Associates, LLC

Margaret Dechant

(316) 776-4601

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/6/2016

     

    firm name and contact changed September 13, 2016

Abigail Wealth Advisors, LLC

Sharron Ash

(205) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/04/2016

ACAS, LLC

Daniel Osgood, CCO

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    08/31/2016

Action Point Financial Planning LLC

Benjamin VerWys

(616) 622-3062

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    3/15/2016

AdvicePeriod

Jonathan P. Straub

(424) 281-3605

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/17/2016

Advisory Partners, LLC

Joel D. Kendall

(312) 586-1400

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/29/2016

    Contact info. updated December 12, 2016

AE Wealth Management, LLC

David Wolfe (866) 363-9595 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9-Mar-16

AllStreet Capital LLC

Sean Richardson (213) 443-6791 (310) 880-4773 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/6/2016

    contact information updated 9/6/17

Altman Advisors

Ben Altman (312) 759-7810 (312) 350-0153 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    07/11/2016

    Withdrew as member (Effective 3/12/17)

    contact information updated 9/6/17

Amalia Advisors, LLC

Sharron Ash

(205) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/05/2016

Amarillo National Bank

John C. Clemens

(806) 345-1682

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 20, 2016

America Northcoast Securities Inc.

Christopher Barone

(216) 839-5103

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    07/21/2016

Apexium Financial LP

David Bruckman

(212) 697 1000

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/12/2016

    Withdrew as Member (Effective October 25, 2016)

ATR Advisors, LLC

Shawn F. Blau, PhD., Managing Member

(203) 540-5133 

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    8/18/2016

BankPlus Wealth Management, LLC

David Cleland

(601) 607-4275

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    6/23/2016

Beech Hill Securities, Inc.

Jodi Barna

(212) 350-7208

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 27, 2016

     

    Contact information amended 8/16/16

Birch Run Investments, LLC

Christopehr E. Winn (617) 532-0925 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol December 6, 2016

Blue Ocean Wealth Management, LLC

Joshua E. Ballard

(727) 243-3030

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/11/2016

BP Management, S.C.

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    May 20, 2016

Breakwater Financial LLC

Christopher E. Winn

(617) 532-0925  

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    2/24/2016

Brokers International Financial Services, LLC

Brian C. Propes This email address is being protected from spambots. You need JavaScript enabled to view it. Brian Aukes This email address is being protected from spambots. You need JavaScript enabled to view it. (877) 886-1939
  • Date of Joining Protocol 10-Mar-16

Cabana, LLC d/b/a Cabana Asset Management

Chadd Mason

(479) 422.6464

This email address is being protected from spambots. You need JavaScript enabled to view it.

 

Louis Shaff

(972) 383.5300

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    6/23/2016

Capstone Wealth Management Group, LLC

Christopher E. Winn

(617) 532-0925  

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    07/20/2016

Castleview Partners, LLC

Douglas Gill, Principal/CCO

(214) 710-1995

  • Date of Joining Protocol

    11/23/2016

Catalina Capital Group, LLC

Chris Frantz

(310) 540-5544

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/10/2016

Charybdis Investments International

Douglas Adams, Principal

(845) 687-2700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/13/2016

Christensen Capital, LLC

Jon Christensen

(515) 708-5458

 

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

     

    3/21/2016

Clarity Financial LLC

Connie Mack

(281) 501-1791

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    3/23/2016

ClearView Financial, LLC

Kevin Bostic

(804) 869-9541

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/25/2016

Consolidated Portfolio Review Corp.

Monroe Diefendorf, Jr.

(516) 759-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 20, 2016

Core Asset Management Company

Margo Leardini (415) 332-2000 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 11-Mar-16

Cornerstone Financial Partners, Inc. d/b/a Cornerstone Wealth

Craig Rubrecht

(704) 987-3410

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/8/2016

    Contact information updated August 11, 2017

CV Brokerage, Inc.

Giuseppe Schwarz

This email address is being protected from spambots. You need JavaScript enabled to view it.

(610) 862 0880 Ext 262

  • Date of Joining Protocol

    10/07/2016

David Cook & Associates d/b/a Cedar Rowe Partners

Sean Cook

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    8/1/2016

Diligent Investors, LLC

Ed Cicchollo (909) 792-2894 (951) 704-5517 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     2/29/2016

    contact information updated 9/6/17

Duncan McHugh Investments

Darlene Duncan

(850) 460-8444

This email address is being protected from spambots. You need JavaScript enabled to view it.s

  • Date of Joining Protocol

    11/23/2016

E.E. Powell & Company, Inc.

Andrea Vadas Evancho

(724) 776-7600

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    May 18, 2016

Eastwind Capital, LLC

P. Michael Valley, II, Pres.

(614) 888-2230

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    9/14/2016

Epic Trust Advisors, LLC d/b/a Lewis Wealth Management Partners

Jeffery P. Lewis

(509) 591-0014

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 28, 2016

F.C. Tucker/Malcolm & Schlueter, Realtors

Jessica Brookmyer

260-489-0013

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/03/2016

FAS Corp.

Tom Meier, Managing Dir. (913) 239-2300 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol December 8, 2016

Fiduciary Wealth Management, LLC

Christopher J. Broderick (703) 242-1231 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol December 8, 2016

Financial Advisory Service, Inc.

Tom Meier, Managing Dir.

(913) 239-2300

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/30/2016

Financial Zen Group

Todd E. Schwartz

(503) 344-4346

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 29, 2016

First Community Wealth Management

Samuel G. Hill

(304) 325-7334

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/23/2016

FirsTrust, LLC

Jeff Battles, Compliance Officer

(386) 788-3737

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    09/21/2016

Fortem Financial, LLC

Joseph Romano III

(760) 206-8500

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    07/22/2016

    Contact information amended 8/8/16

Foster Bridge Partners, LLC

Andrew Kilbride

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    07/11/2016

Fragasso Financial Advisors, Inc.

Daniel Dingus (800) 900-4492 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 9-Mar-16

Freestate Advisors LLC

Tom Halvorson

(913) 890-2065

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/30/2016

Gagni Asset Management LLC

Marc Gagni

(361) 563-9217

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    May 17, 2016

Gan Private Wealth Management, LLC

Henry Gan (213) 267-1848 (213) 327-4752 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     3/28/2016

    contact information updated 9/6/17

Gibson Wealth Advisors, LLC

Allen Gibson (888) 888-1235 (903) 312-3637 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/28/2016

    contact information updated 9/6/17

Golden State Wealth Management, LLC

Patrick Catone (866) 273-1563 (714) 322-7410 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     2/22/2016

    contact information updated 9/6/17

Good Life Advisors, LLC

Richard C. Gromis

(610) 628-2206

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/07/2016

Graham Wealth Advisors LLC

Stephen F. Boulton

(312) 264-4378

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/9/2016

Great Lakes Wealth, LLC

Michael Hartman (248) 378-1200 (248) 345-3225 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/29/2016

    contact information updated 9/6/17

Greyson Gross Capital Partners

David Gross

(917) 209-4800

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    3/30/2016

Guardian Pointe Private Wealth Management, LLC

Ronald J. Briggs, Jr.

(844) 944-1044

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/08/2016

GWM Advisors, LLC

Theresa Russell

(225) 930-4677

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    4/11/2016

HD Vest Investment Services, Inc

Tim Stewart

(972) 870-6142

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/18/2016

    Firm name and contact information updated 6/6/16

Hilbert 8, LLC

Constantine Argyropoulos

+30 6945 264426

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/12/2016

Huntwicke Securities LLC

Fernando Garcia

(978) 887-5981

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/19/2016

Impactive Advisors, LLC

Chris Zelesnick (267) 981-1160 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol December 7, 2016

IMS Securities, Inc.

Chris Gammon

(713) 266-2993

 

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

     

    3/21/2016

Independent Portfolio Consultants, Inc.

Alan Gilmore

(609) 730-0100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    May 18, 2016

Indie Asset Partners, LLC

Donna Dickinson (317) 428-6600 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol December 8, 2016

Innovate Wealth, LLC

Steven Sivak (704) 232-7410 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10-Mar-16

Insight Private Advisors, LLC

David Harmon

(212) 808-0700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 6, 2015

    Contact information amended 1/11/16

Integrity Wealth Advisors, LLC

Chris Wagner (805) 263-3949 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/13/2016

    contact information updated 9/6/17

Intrua Financial LLC

Andrew C. Keller 

Managing Partner/CIO

713.355.9910

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/07/2016

Ivy Wealth Management, Inc.

Brad M. Ingegneri (401) 681-4266 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol December 7, 2016

JB Consulting, LLC

Max Schatzow

(609) 219-7452

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/21/2016

Keel Wealth Management, LLC

Cathy Vasilev

(512) 796-3299

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/15/2016

Kestra Advisory Services, LLC

Daniel Schwamb

(512) 697-6162

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    6/2/2016

Kotys Wealth Professionals

Jennifer Reed (219) 465-6924 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol December 6, 2016

Lake Avenue Financial, LLC

Alex Chalekian

(866) 528-3660

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/03/2016

Layla Advisors, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    09/22/2016

LLBH Private Wealth Management, LLC

Jeffrey Fuhrman

(203) 683-1530

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    09/09/2016

Lobscouser II, LLC d/b/a Aquila Advisors and d/b/a Aquilant

Steven Edward Farris

(314) 650-8906

 

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

     

    3/30/2016

Locke Financial Services, Inc.

Alan Locke (847) 848-8028 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/09/2016

    contact information updated 9/6/17

Lodestar Private Asset Management LLC

Randall L. Manley

(925) 838-1234

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    May 23, 2016

M Holdings Securities, Inc.

Rebecca Reynolds

(503) 414-7566

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/01/2016

Madison Asset Advisors, LLC

James E. Heavey, Esq

(212) 885-8828

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/26/2016

     

    Contact information updated 8/16/16

Madison Park Capital Advisors, LLC

Jeffrey A. Mullen (206) 623-6722 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 10-Mar-16

Mainsail Asset Management, LLC

Bill Parsons

(205) 536-7776

 

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     

    6/20/2016

Mandala Wealth Management, LLC

Jay Liao (415) 633-6804 (408) 505-9015 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/8/2016

    contact information updated 9/6/17

Manhattan West Asset Management, LLC

Kate Kurz (310) 341-4578 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     5/31/2016

    contact information updated 9/6/17

MAXIMAI Investment Partners, LLC f/k/a Captain 15, LLC

Arden Dion

(212) 373-1093

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/30/2016

    firm name changed 

    September 9, 2016

MCF Advisors LLC

Timothy A. Gavin

859 392-1374

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/02/2016

McKay Wealth Mangement Group, LLC

Matthew A. McKay

Managing Member & CCO

(804) 447-1708

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/31/2016

MDX Wealth Management

David Jones

(281) 743-8687

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/10/2016

Medallion Wealth Advisors, LLC

Eric Thorson Cheyne

(860) 967-3032

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/02/2016
    Company name corrected 2/9/2016

Mid Atlantic Financial Management, Inc.

Erin N. Fischer, Esq.

(412) 391-7077 (x399)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/12/2016

Miller Investment Mangement Company LLC f/k/a Michael Investment Management LLC

(646) 350-7400

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/18/2016

    Firm name and contact information updated 10/27/16

Morse Asset Management, Inc.

Michael R.  Linburn

(646) 568-4082

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    Effective 12/20/2016

Mountain Capital Investment Advisors, Inc.

Brandt Burns

(720) 221-5290

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/28/2016

MSH Capital Advisors LLC

Julie Gebert, CCO

(480) 563-2021

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/19/2016

NB Wealth Management LLC

Michael Mosher

(415) 417.5288

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/27/2016

    Withdrew as member July 27, 2017

Newbridge Financial Services Group, Inc.

Robert P. Spitler

(954) 278-8119

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/07/2016

Newbridge Securities Corporation

Robert P. Spitler

(954) 278-8119

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/07/2016

Newbridge Wealth Management, LLC

Vincent Barbera

(610) 727-3960

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/04/2016

Newpark Wealth Management LLC

Matthew Seepanen

(435) 565-4410

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/14/2016

North Scottsdale Wealth Advisors, LLC

David Kahn (480) 699-2545 (480) 221-8290 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    08/31/2016

    contact information updated 9/6/17

Northwest Criterion Asset Management, LLC

Alan Gilmore

(609) 730-0100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 19, 2016

Objective Capital Management LLC

Tristan R. Lewis

(216) 586-6389

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/21/2016

OBS Financial Services

Catherine Farley, EVP, COO

 

419-482-4540

  • Date of Joining Protocol

     

    9/12/2016

Orin Green Financial, LLC

Corrine N. Barroso (858) 634-3232 (805) 320-2496 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/02/2016

    contact information updated 9/6/17

Pacific Point Advisors, LLC f/k/a Frank Advisors, LLC

Norman Weaver

(435) 336-6400

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    09/22/2016

    firm name and contact changed September 28, 2016

Pacific Sun Financial Corp.

Mitchell Fisher (949) 716-8646 (949) 370-8129 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     8/1/2016

    contact information updated 9/6/17

Parisi Gray Wealth Management, LLC

John Parisi

(973) 358-4922

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/28/2016

Parks' Southwestern Enterprises, LLC

Cole Gilliam Parks (254) 968-6428 (254) 977-2517 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9-Mar-16

    contact information updated 9/6/17

Peak Brokerage Services, LLC

Scott Whitten

(561) 612-0847

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 29, 2016

    Contact information amended 8/9/16

Pennington Partners & Co., LLC

Rodd Macklin

(202) 386-6104

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    March 14, 2016

    Contact information updated 4/12/16

Phoenix Financial Engineering

David Bonnichsen

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/30/2016

Pin Oak Investment Advisors Inc.

Barrett Rouse

(713) 871-8300

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    12/19/2016

Pinnacle Advisory Services

David James

(615) 743-8271

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/10/2016

Pinnacle Peak Private Client Group, LLC

Brian Jack (480) 771-4302 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 20, 2016

    contact information updated 9/6/17

PlanMember Securities

Wesley Ryan Dickerson

(800) 874-6910 (x2556)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/1/2016

    Withdrew as member (Effective 12/25/16)

Platinum Wealth Partners Inc.

David Potter

(813) 579-1662

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/3/2016

Premia Global Advisors, LLC f/k/a Altriak Wealth Advisors, LLC

Miguel Sosa

(786) 646-9140

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    January 8, 2016

    Information amended 1/21/16

ProEquities, Inc.*

Brad Rodgers

205-26801113

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

Prota Financial, LLC

Mark Radulovich

(713) 568-8171

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  • Date of Joining Protocol

    April 29, 2016

Red Crane Wealth Management, LLC

Brent Woolsey (415) 812-4975 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/20/2016

    contact information updated 9/6/17

Redwine & Company

Frank Gutierrez

(305) 490-6815

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  • Date of Joining Protocol

    January 21, 2016

Rhame Gorrell Wealth Management LLC

Matthew Henneman

(713)333-9105

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 29, 2016

RMR Capital Management, LLC

David Van Overeem (714) 486-1459 (949) 922-3145 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/17/2016

    contact information updated 9/6/17

Sanders Morris Harris LLC

David L. Hunt - Chief Compliance Officer

(713) 836-3040

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  • Date of Joining Protocol

    10/18/2016

Sankala Group LLC

Harold A. Hallstein, Managing Partner

(720) 310-0605

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  • Date of Joining Protocol

    10/18/2016

Seasons of Advice Wealth Management, LLC

Charles Hamowy

(212) 977-3111

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  • Date of Joining Protocol

    12/22/2016

Seed Financial Services Inc. d/b/a Grow

David Hsu, CCO

(415) 309-7811

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  • Date of Joining Protocol

    10/17/2016

Sentinus Securities, LLC

10/10/2016

  • Date of Joining Protocol

    10/10/2016

Sentinus, LLC

 

Curtis Ellergodt

(630) 448.5711

 

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  • Date of Joining Protocol

     

    8/2/2016

Silicon Private Wealth

Calum J. Cunningham, COO

(510) 509-8911

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  • Date of Joining Protocol

    09/01/2016

Silicon Valley Wealth Advisors, LLC

Tracey Lesecke

(650) 323-3700

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  • Date of Joining Protocol

    05/12/2016

Smart Advisory Group, LLC

Cara Sharbaugh

(855) 550-8721 (x 127)

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  • Date of Joining Protocol

    09/09/2016

Solutions 4 Wealth, Ltd.

Ed Farmer

(817) 416-1975

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Guy Hatcher

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  • Date of Joining Protocol

    04/20/2016

Southside Bank Investment Services

Lynn Davis, Registered Principal/SVP

(817) 367-5663

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  • Date of Joining Protocol

    11/09/2016

Sowell Management Services

Bill Sowell

(501) 219-2434

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  • Date of Joining Protocol

     

    1/14/2016

Spence Asset Management

Eric Walton

(575.556.8500

 

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  • Date of Joining Protocol

     

    8/1/2016

Standard Investment Chartered, Inc.

Douglas K. Southard, DBA, CFA

(901) 761-7500

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  • Date of Joining Protocol

    11/02/2016

Summit Financial Wealth Advisors LLC

Suzette Broussard

(337) 232-1411

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  • Date of Joining Protocol

    02/05/2016

TBH Advisors, LLC

Travis S. Anderson

(615) 465.6397

 

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  • Date of Joining Protocol

     

    6/1/2016

TCI Wealth Advisors, Inc.

Catherine Nichols

(520) 733-1477

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  • Date of Joining Protocol

    12/29/2016

Tejas Financial Advisors, LLC

Oscar Lopez, Manager

956-516-7775

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  • Date of Joining Protocol

    11/03/2016

Tempus Wealth Planning, LLC

Steve Sturner (949) 393-2525 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/04/2016

    contact information updated 9/6/17

The Confluent Group

David Gross

(917) 209-4800

 

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  • Date of Joining Protocol

     

    3/30/2016

The Fauser Group, LLC

Michael "Mike" Fauser (206) 466-2542 (425) 829-8044 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/06/2016

    contact information updated 9/6/17

Tigress Financial Partners LLC

Velina Miteva

(212) 235-0123

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  • Date of Joining Protocol

    May 19, 2016

Tower Wealth Advisors, Inc.

Kraig "Chip" Krueger

(630) 682-1888

 

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  • Date of Joining Protocol

     

    2/18/2016

Twombly Asset Management LLC

Margaret Twombly

(847)256-0900

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  • Date of Joining Protocol

    11/16/2016

UCAP Asset Management, LLC

David Wasitowski, Chief Operating Officer

(212) 372-7423

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  • Date of Joining Protocol

    11/07/2016

UCAP Securities, LLC

David Wasitowski, Chief Operating Officer

(212) 372-7423

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  • Date of Joining Protocol

    11/07/2016

Unified Wealth Management, LLC

Zachary Hobby, Managing Member

(727) 692-2143

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  • Date of Joining Protocol

    11/09/2016

Vestor Capital Securities, LLC

William McNulty

(312) 641-2400

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  • Date of Joining Protocol

    05/12/2016

Vorpahl Wing Securities Inc.

Tim Vorpahl

(509) 747-1749

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  • Date of Joining Protocol

     

    1/6/2016

Waterhouse Private Wealth LLC

Daniel Ellis

(720) 938-7960

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  • Date of Joining Protocol

    04/21/2016

Waterloo Capital, LP

Gery Sadzewicz, CEO

(815) 782-1250 (x 101)

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  • Date of Joining Protocol

    09/07/2016

Wave Wealth Management, LLC

Benjamin A. Jones

(972) 299-0808

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  • Date of Joining Protocol

    10/13/2016

Wealthcare Advisory Partners LLC

Brandy Weiberg

(804) 521-3435

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  • Date of Joining Protocol

    06/09/2016

WealthSource Partners, LLC

David Ito

(805) 546-1000

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  • Date of Joining Protocol

    2/12/2016

Wellington Shields & Co. LLC

Stephen Portas, Compliance Officer

(212) 320-3514

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  • Date of Joining Protocol

    11/02/2016

Wilkinson Capital Management, LLC

Christopher E. Winn, CEO/Lead Consultant

(616) 532-0925

 

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  • Date of Joining Protocol

     

    9/15/2016

Williams Wealth Management, Inc.

Lucien Z Williams

President, Chief Compliance Officer

(706) 814-6076

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  • Date of Joining Protocol

    10/07/2016

Wise Wealth, LLC

Stephen Stricklin

(816) 246-9473

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  • Date of Joining Protocol

    07/11/2016

WS Wealth Management, LLC

Mark V. Stys

(703) 940-5672

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  • Date of Joining Protocol

    05/24/2016