2017

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

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1776 Wealth LLC

Sean O'Toole

(404) 323-7326

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  • Date of Joining Protocol

    03/09/2017

Abbington Investment Group, LLC

Jessica Yentema

(646) 395-3900

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  • Date of Joining Protocol

    1/19/2017

Aktriom Wealth Advisors, LLC

Corey Kupfer

(646) 751-7516

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  • Date of Joining Protocol

    1/12/2017

Atlanta Capital Group

Chet C. Payne

(404)991-7046

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  • Date of Joining Protocol

    02/22/2017

Avestar Capital, LLC f/k/a 3a Capital Partners, LLC

Arden Dion

(212) 373-1093

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  • Date of Joining Protocol

    02/21/2017

    Firm name changed March 17, 2017

Ballast Advisors, LLC

Sharron E. Ash, Esq.

(201) 705-1200

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  • Date of Joining Protocol

    1/12/2017

Bridgerock Capital LLC

Chris DeLong

(417)861-1575

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  • Date of Joining Protocol

    1/19/2017

Bronfman E.L. Rothschild, L.P.

Hoyt R. Stastney, Esq.

(608) 416-4410

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  • Date of Joining Protocol

    1/17/2017

Bruderman Brothers, LLC

Thomas A. Cattani, Esq. (845) 875-6502 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

Buckley Wealth Management, LLC

Patrick J. Burns, Jr.

(310) 275-5059

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  • Date of Joining Protocol

    02/16/2017

CA Family Wealth LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 03/03/17

Calton & Associates, Inc.*

Chris Radford

(813) 264-0440

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Campbell Deegan Financial, LLC f/k/a Sable Advisors, LLC

Sean C. Campbell

(804) 913-1112

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  • Date of Joining Protocol

    February 16, 2017

    firm name and contact changed

    February 21, 2017

Capitol Private Wealth Group LLC

Giancarlo D'Alimonte (703) 226-0008 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Cherry Wealth Advisors

Jeffrey Cherry (850) 243-1455 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Claybrook Capital, LLC

Christopher E. Winn (617) 800-0388 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Crescent Wealth Advisory, LLC

Arden Dion, Esq. (212) 373-1093 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Crosspoint Financial, LLC

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

Custom Wealth Strategies, LLC

Kristen Madison, Esq.

(212) 785-9100

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  • Date of Joining Protocol

    02/23/2017

Desward Peak Partners, LLC d/b/a Apex Wealth Advisors

Michael S. Taaffe

(941) 364-2720

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  • Date of Joining Protocol

    02/13/2017

EmberHouse, LLC

Lisa Dieter

(312) 586-1105

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  • Date of Joining Protocol

     2/8/2017

    Contact info. updated February 27, 2017

Evermay Wealth Management, LLC

Damon A. White

[waiting for contact information]

 

James C. Cosby, Esq.

(804) 237-8820

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  • Date of Joining Protocol

    02/13/2017

FWG Investments, LLC

Kevin Adkins (859) 309-0349 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Greenspring Wealth Management, Inc.

J. Patrick Collins Jr.

(443) 564-4600

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  • Date of Joining Protocol

    03/10/2017

Iso-Ahola & Brown, LLC

Kristen Madison Associate Paduano & Weintraub LLP (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/03/17

    Withdrew as Member (effective March 23, 2017)

Iso-Ahola Group Wealth Management, LLC

Kristen Madison

Associate

Paduano & Weintraub LLP

(212) 785-9100

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  • Date of Joining Protocol

    03/06/2017

Lakeside Wealth Management Group, LLC

Jocelyn A. Hibshman

(219) 926-1182 (ext. 500)

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  • Date of Joining Protocol

    3/15/2017

LexAurum Advisors, LLC

Peter Hughes

(913) 735-5391

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  • Date of Joining Protocol

    01/27/2017

LIG Capital Management, LLC

Mark Humphreys

(405) 463-3334 (ext. 3)

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Mike Lorenzen, Pres.

(405) 463-3334 (ext. 1)

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  • Date of Joining Protocol

    01/27/2017

M & A Consulting Group, LLC

Marc Jimenez (720) 575-7775 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

MarketStrats, LLC

Keith Finkelstein

(443) 207-2668

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  • Date of Joining Protocol

    01/02/2017

    Joinder Agreement can be found here (Dec 28 2016)

MSY Securities, LLC

Chet C. Payne

(678) 954.4020

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  • Date of Joining Protocol

    02/02/2017

Nathan Andrew LLC

Paul Foley

(336) 607-7389

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  • Date of Joining Protocol

    2/9/2017

New Market Wealth Management, LLC

Daryl L. Deke

(657) 900-1899

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  • Date of Joining Protocol

    01/31/2017

Parallel Wealth, LLC d/b/a Parallel Wealth Management

Darien Croce

(925) 303-5246

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  • Date of Joining Protocol

    3/15/2017

Peoples Bank

Jason A. Phipps

(937) 283-3109

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  • Date of Joining Protocol

    01/26/2017

Pinnacle Portfolio Advisors, LLC

Todd Schwartz, Esq.

(503) 344-4346

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  • Date of Joining Protocol

    3/17/2017

Pinnacle Wealth Management Group, Inc.

Daniel A. Cesta (734) 667-5581 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/28/17

Prosperity Bank*

Kelly Park

(361) 572-6556

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*See specific qualifications regarding this firm’s Broker Protocol joinder in the attached Master List of Protocol Members with Joinder Qualifications

  • Date of Joining Protocol

     

    3/15/2017

Skyline Advisors

Mark C. Logan Chief Compliance Officer This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 03/01/17

Smith Bruer Advisors

Rene Bruer

(850) 877-0803 (x105)

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  • Date of Joining Protocol

    01/25/2017

Spruce Investment Advisors LLC

John Bailey President and CEO 203-428-2600
  • Date of Joining Protocol 03/03/17

Starfox Financial Services, LLC

Jose Palafox

(760) 964-0700

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  • Date of Joining Protocol

    02/22/2017

Stellam Advisors, LLC

Christopher M. Mascera

(203) 548-7827

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  • Date of Joining Protocol

    03/07/2017

Tomren Wealth Management

Michael Tomren

(925) 830-1700

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  • Date of Joining Protocol

    01/26/2017

TRH Financial LLC d/b/a Hawkins Wealth Management

Timothy Hawkins

(319) 626-3580

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  • Date of Joining Protocol

    3/13/2017

TrueFG, LLC dba True Financial Group

Patrick J. Burns, Jr. (310) 275-5059 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

Vintage Asset Management, LLC

Christian Troche

(503) 956-8300

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  • Date of Joining Protocol

    02/21/2017

Wainwright Investment Counsel, LLC

Richard Zack

(617) 531-3105

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  • Date of Joining Protocol

    03/07/2017

Wilmington Capital Securities, LLC

John Mikes, Pres. (516) 750-6200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017