2017

You can use the Alphanumeric Search Tool above, click on any of the listed dates/years below to search for brokers or use the Search Tool from the dropdown menu bar.

Click on the firm name to see contact information. This is a large list, please wait for the entire page to load before proceeding.

1776 Wealth LLC

Sean O'Toole

(404) 323-7326

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/09/2017

180 Wealth Advisors, LLC

Rich Buchan (253) 394-0720 (253) 632-7386 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/30/2017

    contact information updated 9/6/17

4Sight Advisors LLC

Joe Solan

(646) 275-2318

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/27/2017

Abbington Investment Group, LLC

Jessica Yentema

(646) 395-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/19/2017

Advantra Family Wealth LLC

Frank R. Collins

(717) 276-1502

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/27/2017

AdviPartner, LLC

Mike Davis

(423) 525-3894

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/6/2017

Aetolia Capital, LLC

John P. Quinn, Esq.

(215) 575-2883

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/10/2017

Aktriom Wealth Advisors, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/12/2017

Altus Wealth Group, LLC

Kimberley P. Cronin, Esq.

(303) 534-9343

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/18/2017

Archer Investment Corporation

Troy Patton

(317) 581-5664

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/17/2017

Ascendant Alternative Strategies, LLC

Mark D. Martino

(347) 523-4264

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/5/2017

Atlanta Capital Group

Chet C. Payne

(404)991-7046

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/22/2017

Aurora Private Wealth, Inc.

Timothy Smith

(973) 352-6700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/31/2017

Avestar Capital, LLC f/k/a 3a Capital Partners, LLC

Arden Dion

(212) 373-1093

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/21/2017

    Firm name changed March 17, 2017

Ballast Advisors, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/12/2017

Belpointe Asset Management, LLC

Gregory Skidmore

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 7, 2017

Bernardo Wealth Planning, LLC

Ashleigh Swayze

(646) 395-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/7/2017

Betavisor, LLC

Randy Kurtz

(917) 763-3289

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/05/2017

Bonfire Financial LLC

Kimberley P. Cronin, Esq.

(303) 534-9343

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/17/2017

BPBI LLC

Adolfo Rios

52 55 5035 1503 (Mexico City)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/13/2017

Bridgerock Capital LLC

Chris DeLong

(417)861-1575

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/19/2017

Broad Street Capital Markets

Drew Adderly

(862) 367-9910

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/16/2017

Bronfman E.L. Rothschild, L.P.

Hoyt R. Stastney, Esq.

(608) 416-4410

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    1/17/2017

    Withdrew as Member Effective Nov. 19, 2017

Bruderman Brothers, LLC

Thomas A. Cattani, Esq. (845) 875-6502 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/27/17

Buckley Wealth Management, LLC

Susan Buckley (702) 805-1010 (208) 928-7080 (702) 595-7510 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/16/2017

    contact information updated 9/6/17

BWM Advisory, LLC

Jeffrey S. Boettcher

480-336-2511

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/28/2017

C2C Wealth Management, LLC

Louis Della Valle

(508) 339-6074

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/25/2017

CA Family Wealth LLC d/b/a Boulevard Family Wealth

Shannon McLaughlin (877) 556-5550 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/03/17

    d/b/a added on July 6, 2017

    Contact information updated 9/6/17

Calabasas Advisory Group, LLC

Jason Semeleng (818) 512-4622 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     4/14/2017

    contact information updated 9/6/17

California Capital Advisors, Inc. d/b/a California Capital Management

Bradley Salo

(818) 766-0660

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/13/2017

Calton & Associates, Inc.*

Chris Radford

(813) 264-0440

This email address is being protected from spambots. You need JavaScript enabled to view it.


*See specific qualifications regarding this firm

 

Campbell Deegan Financial, LLC f/k/a Sable Advisors, LLC

Sean C. Campbell

(804) 913-1112

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    February 16, 2017

    firm name and contact changed

    February 21, 2017

Capitol Financial Advisors

Charles P. Brown

(781) 237-5205

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/10/2017

Capitol Private Wealth Group LLC

Giancarlo D'Alimonte (703) 226-0008 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Carbahal Olsen Financial Services Group, LLC

Larry G. Olsen (530) 758-4921 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 1, 2017

Chalice Wealth Advisors

Michael De Luz

(800) 535-6981

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/13/2017

Cherry Wealth Advisors

Jeffrey Cherry (850) 243-1455 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Chicago Partners Investment Group, LLC d/b/a Chicago Partners Wealth Advisors

Matthew R. Grennell

(312) 637-2295

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/31/2017

Claybrook Capital, LLC

Christopher E. Winn (617) 800-0388 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Collaborative Financial Partners LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/5/2017

Congress Wealth Management, LLC

Paul A. Lonergan (617) 428-7601 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 17, 2017

Constellation Wealth Advisors, LLC

Patrick Lafley

(513) 871-5504

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/31/2017

Crescent Wealth Advisory, LLC

Arden Dion, Esq. (212) 373-1093 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Cresset Asset Management, LLC

Daniel Lidawer

(312) 638-5866

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/28/2017

Crosspoint Financial, LLC

Tu Tran (714) 617-4463 (714) 767-1060 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/27/17

     contact information updated 9/6/17

Custom Wealth Strategies, LLC

Kristen Madison, Esq.

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/23/2017

Davis Capital Advisors, LLC

Eric M. Davis

(212) 796-8444

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/17/17

DDD Partners, LLC d/b/a Tschetter Wealth Advisors

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/2/2017

Desward Peak Partners, LLC d/b/a Apex Wealth Advisors

Michael S. Taaffe

(941) 364-2720

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/13/2017

Divergent Wealth Advisors, LLC

Richard Collins (385) 237-4000 (801) 455-1341 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 17, 2017

    contact information updated 9/6/17

EmberHouse, LLC

Lisa Dieter

(312) 586-1105

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

     2/8/2017

    Contact info. updated February 27, 2017

Emerald Investment Partners, LLC

Clint Sorenson

(919) 948-4454

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/27/2017

Engrave Wealth Partners LLC

Greg Parker

(281) 616-5935

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/25/2017

Entruity Wealth, LLC

Brad Barnes

(661) 368-8994

(661) 319-4068

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/20/2017

    contact information updated 9/6/17

Equilibrium, LLC f/k/a Addison Advisors, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/18/2017

    Firm name updated October 25, 2017

Everglades Resources, Inc.

Steven H. Busch

This email address is being protected from spambots. You need JavaScript enabled to view it.

(954)-332-3515

(954) 584-8662 (mobile)

  • Date of Joining Protocol

    7/21/2017

Evermay Wealth Management, LLC

Damon A. White

[waiting for contact information]

 

James C. Cosby, Esq.

(804) 237-8820

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/13/2017

Everspire

Roy Jones

(801) 545-8706

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/30/2017

Executive Wealth Group, LLC f/k/a Luna Advisors, LLC

Samuel C. Maxwell

(425) 576-4266

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 6, 2017

    Firm name and contact updated April 17, 2017

Financial Independence Wealth Management, LLC

Kristen Madison, Esq.

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/4/2017

Finn Advisors, LLC

Sharron Ash (205) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 17, 2017

First Reserve Retirement Services

Kristen Madison

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/7/2017

Flaharty Asset Management, LLC*

Shon Flaharty

(727) 252-1050

This email address is being protected from spambots. You need JavaScript enabled to view it.


 

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    April 5, 2017 

    Contact information amended April 10, 2017

FLC Capital Advisors

Brian Ekstrom

(760) 779-8110

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/22/2017

Fort Point Capital Partners LLC

Ralph Drybrough

(415) 596-3939

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/15/2017

FWG Investments, LLC

Kevin Adkins (859) 309-0349 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 3, 2017

Goldman Wealth Management & Associates, LLC

Sheldon Goldman (858) 361-3698 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol October 30, 2017

Graziano Budny Wealth Management Group LLC

Kristen Madison, Esq.

(212)785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/01/2017

Greenspring Wealth Management, Inc.

J. Patrick Collins Jr.

(443) 564-4600

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/10/2017

Grubb Wealth Management LLC

Molly Grubb

(740) 507-4244

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/19/2017

Guardian Financial Partners, LLC

Hung Nguyen

(949) 771-2969

(714) 875-8172

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/24/2017

    contact information updated 9/6/17

GW Advisors, LLC (d/b/a Global Wealth Advisors)

Tiffany Chen

(972) 931-3818

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/22/2017

Halite Partners, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/11/2017

Harper Advisors, LLC

Sharron Ash (205) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 21, 2017

High Point Financial, LLC

Kristen Madison

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/25/2017

Hillman Advisors, LLC

Sharron Ash

(205) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/15/2017

IFS Advisory, LLC

Alex McKenzie (404) 419-7599 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 1, 2017

IFS Securities, Inc.

Alex McKenzie (404) 419-7599 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 1, 2017

Inlight Wealth Management, LLC

Paul Foley

(336) 607-7389

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/25/2017

Integrated Wealth Concepts

Laura DeVito

(781) 547-6786

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/02/2017

Intentional Finance, LLC

Susan Kroger

(505) 563-4500

(505) 463-6799

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/22/2017

    contact information updated 9/6/17

Invariant Investment Management, LLC

Seth Arbogast

(717) 317-9006

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/2/2017

Invest Capital Partners, LLC

Will Bach

(937) 557-3200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/14/2017

Iron Mountain Financial Planning, LLC

Brian Bickett

(605) 787-1255

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/11/2017

IronBridge Private Wealth, LLC

Paul Foley

(336) 607-7389

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    06/17/2017

Iso-Ahola & Brown, LLC

Kristen Madison Associate Paduano & Weintraub LLP (212) 785-9100 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/03/17

    Withdrew as Member (effective March 23, 2017)

Iso-Ahola Group Wealth Management, LLC

Kristen Madison

Associate

Paduano & Weintraub LLP

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/06/2017

James Family Capital, LLC

Jennifer M. James

(717) 889-7046

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/17/2017

JDS Wealth Management Corp.

J. P. Rankin

(866) 363-9595

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/15/2017

Kailasa Capital Management LLC

Christopher E. Winn

(617) 800-0388

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/14/2017

Kalman Kushnir Capital, LLC

Kim Collins (303) 797-0550 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol October 30, 2017

Kimery Wealth Management, LLC

Kevin Kimery

(901) 291-5500

(901) 569-2426

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/15/2017

    contact information updated 9/6/17

Kingsbury Capital Investment Advisors, LLC

William D. Vellon (312) 380-5302 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 1, 2017

Kingsview Asset Management, LLC

James E. Heavey, Esq.

(212( 687-6262

jheavey@bartonesq. Com

  • Date of Joining Protocol

    9/14/2017

Kleinfelder Capital, Inc.

Christopher E. Winn

(617) 800-0388

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/30/2017

Laguna Wealth Advisors, LLC

John LaBriola

(949) 464-4466

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/10/2017

Laidlaw & Company (U.K.) Ltd.

Charles Smulevitz

(212) 953-4904

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    October 17, 2017

    (date received)

Lakeside Wealth Management Group, LLC

Jocelyn A. Hibshman

(219) 926-1182 (ext. 500)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/15/2017

Lara, May & Associates, LLC

Charles R. Shaw (703) 761-3916 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol October 30, 2017

Lenox Wealth Advisors, Inc.

Gregory Reynholds

(212) 231-9062

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/24/2017

Level 5 Financial, LLC

Todd Smith

(719) 330-3913

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/17/2017

LexAurum Advisors, LLC

Peter Hughes

(913) 735-5391

This email address is being protected from spambots. You need JavaScript enabled to view it. 

  • Date of Joining Protocol

    01/27/2017

LIG Capital Management, LLC

Mark Humphreys

(405) 463-3334 (ext. 3)

This email address is being protected from spambots. You need JavaScript enabled to view it.

 

Mike Lorenzen, Pres.

(405) 463-3334 (ext. 1)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/27/2017

LiveLife Captial Partners LLC

Shawn Mauro

(508) 932-4915

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/6/2017

LJ Investment Advisors, LLC

Nick Barker +44(0)20 3869 9583 (London) This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol April 24, 2017

M & A Consulting Group, LLC

Marc Jimenez (720) 575-7775 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Main Street Investment Advisors LLC

Jeffrey S. Ross

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/5/2017

MaQro Advisors LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/27/2017

MARGIN, LLC

Benjamin R. Truitt

(720) 454-4090

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/2/2017

Marin Bay Wealth Advisors, LLC

Patrick J. Burns, Jr.

(310) 275-5059

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/21/2017

MarketStrats, LLC

Keith Finkelstein

(443) 207-2668

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/02/2017

    Joinder Agreement can be found here (Dec 28 2016)

Massey Quick Simon & Co., LLC

Steve Pisano

(973) 525-1045

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/11/2017

Meyers Wealth Management, LLC

Robert D. Meyers

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/18/2017

Milestones Private Investment Advisors, LLC

Ashleigh Swayze

(646) 395-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/18/2017

Momentum Advisors, LLC

Allan Boomer

(917) 830-3469

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/22/2017

Monex Asset Management, Inc.

Jesus Heiras

(713) 877-8234 (x6605 and 6615)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/15/2017

Monex Securities, Inc.

Jesus Heiras

(713) 877-8234 (x6605 and 6615)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/10/2017

Morling Financial Advisors, LLC

Matt Shibata

(415) 956-9500

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/26/2017

Mountain View Wealth Management LLC

Brandon Lloyd

(540) 219-8462

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/16/2017

MRM Wealth Management LLC

Matthew Marino

(585) 377-2777

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    4/10/2017

MSY Securities, LLC

Chet C. Payne

(678) 954.4020

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/02/2017

Nathan Andrew LLC

Paul Foley

(336) 607-7389

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    2/9/2017

New Market Wealth Management, LLC

Daryl L. Deke

(657) 900-1899

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/31/2017

Nexus Capital, LLC

Matthew Marino

(585) 377-2777

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/15/2017

Niagara International Capital Limited

Michael De Luz

(800) 535-6981

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    6/24/2017

Nissim & Gavidia Wealth Management & Financial Planning, LLC

Frank Gavidia

(925) 239-0116

(415) 609-5535

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    5/3/2017

    contact information updated 9/6/17

Palmetto Premier Advisors, LLC

Paul Lessard

(704) 644-7700 (x 405)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/17/2017

Paragon Financial Partners, Inc.

Evan F. Shorten

(31) 557-1515

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/29/2017

Parallel Wealth, LLC d/b/a Parallel Wealth Management

Darien Croce

(925) 303-5246

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/15/2017

Paramount Associates, LLC

Kim Collins

(303) 797-0550

icollins@the complianceresource.com

  • Date of Joining Protocol

    06/15/2017

Pelican Wealth Management, LLC

Nicholas C. Trappey

(337) 256-2568

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/2/2017

Peoples Bank*

Jason A. Phipps

(937) 283-3109

This email address is being protected from spambots. You need JavaScript enabled to view it.

Perigon Wealth Management, LLC

Daniel Newhall (415) 637-1974 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol October 30, 2017

PHH Investments, Ltd. b/d/a Retirement Advisors of America

Paul Foley

(336) 607-7389

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/12/2017

Pinnacle Portfolio Advisors, LLC

Todd Schwartz, Esq.

(503) 344-4346

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/17/2017

Pinnacle Wealth Management Group, Inc.

Daniel A. Cesta (734) 667-5581 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 02/28/17

Portsmouth Financial Services

Echo Chien

(415) 543-8500 (x301)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/12/2017

Prato Capital Management, Inc.

Greg Prato

(914) 930-6871

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/9/2017

Presidential Brokerage, Inc.

Tony Campen

(303) 694-1600

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/13/2017

Preston Wealth Advisors, LLC

Allison Beinecke

(703) 757-0419

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/29/2017

Private Capital Group, LLC

Ben Kille

(860) 561-1162 (x1842)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/11/2017

Procyon Institutional Partners, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/26/2017

Procyon Private Wealth Partners, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/26/2017

Prosperity Bank*

Kelly Park

(361) 572-6556

This email address is being protected from spambots. You need JavaScript enabled to view it.


 

*See specific qualifications regarding this firm

  • Date of Joining Protocol

    3/15/2017

Proteus, LLC

Eric G. Knauss

(317) 819-5538

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/18/2017

Quadrant Capital Group LLC

Patrick Lafley

(513) 871-5504

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/9/2017

Raymond James Financial Services, Inc., Financial Institutions Division*

AnnMarie Davis

(727) 567-1977

This email address is being protected from spambots. You need JavaScript enabled to view it.

Regent Wealth Advisory, LLC

Jared M. Elson

(877) 457-4567

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/22/2017

Requisite Capital Management LLC f/k/a Spring Advisors, LLC

Douglas John

(214) 295-7380

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/13/2017

    Firm name and contact information updated June 19, 2017

Retirement Financial Solutions, LLC(d/b/a Blue Ridge Wealth Planners)

Brad Fugate

(865) 392-4260

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 5, 2017

Rhett Advisors, LLC

Sharron E. Ash, Esq. (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 1, 2017

Rubicon Advisors, GP d/b/a Rubicon Advisors

Steven Boero

(530) 223-5357

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/23/2017

Sepio Capital, LLC

Christopher E. Winn

(617) 532-0925  

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/12/2017

Sepio Capital, LLC f/k/a Aktriom Wealth Advisors, LLC

Corey Kupfer

(646) 751-7516

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    January 12, 2017

    Firm name changed  

    May 13, 2017

Shingle Oak Advisors, LLC

Alan Gilmore, Esq.

(609) 730-0100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/9/2017

Signature Wealth Management Group LLC

James Sims

(404) 316-8906

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 6, 2017

Silverleaf Advisor Group

Justin M. Gibson

(402) 934-7200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/6/2017

Skyline Advisors

Mark C. Logan Chief Compliance Officer This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol 03/01/17

Slate Advisors, LLC

Sharron E. Ash, Esq. (201) 705-1200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol November 1, 2017

Smith Bruer Advisors

Rene Bruer

(850) 877-0803 (x105)

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/25/2017

Spruce Investment Advisors LLC

John Bailey President and CEO 203-428-2600
  • Date of Joining Protocol 03/03/17

SPS Private Wealth Management, LLC

Scott Schubert

(949) 230-1416

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/09/2017

    contact information updated 9/6/17

Stableford Capital LLC

Nathan Faldmo

(480) 939-3410

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/23/2017

Starfox Financial Services, LLC

Jose Palafox

(760) 964-0700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/22/2017

Stellam Advisors, LLC

Christopher M. Mascera

(203) 548-7827

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/07/2017

Stephens Group Asset Management, LLC f/k/a SG-RIA, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/5/2017

    Firm name updated October 13, 2017

Stillwater Capital, LLC

Bryan Goligoski

(310) 990-8962

This email address is being protected from spambots. You need JavaScript enabled to view it.


Christopher Weill

(805) 456-8900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/8/2017

    (date received)

Stonehedge Financial, LLC

Kristen Madison

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/14/2017

Strategic Blueprint, LLC

Bryson Hutchings

(678) 954-4077

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/11/2017

Tannin Capital, LLC

Sharron Ash

(205) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/27/2017

Taylor Hoffman Wealth Management, LLC f/k/a Zander Advisors, LLC

Sharron E. Ash, Esq.

(201) 705-1200

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    10/18/2017

    Firm name updated October 25, 2017

Telemus Capital, LLC

Eric C. Oppenheim

(248) 827-0103

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    06/13/2017

The Karim Group LLC

Dan DiGiaimo

(973) 464-2075

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    11/10/2017

The Stebbins Bolen Group LLC

Kristen Madison

(212) 785-9100

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/24/2017

Tomren Wealth Management

Michael Tomren

(925) 830-1700

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    01/26/2017

Towerpoint Wealth, LLC

Arden Dion

(212) 373-1093

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/31/2017

TRH Financial LLC d/b/a Hawkins Wealth Management

Timothy Hawkins

(319) 626-3580

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    3/13/2017

TrueFG, LLC dba True Financial Group

Marie Freemyer (512) 649-2383 (512) 748-2337 This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/27/17

    contact information updated 9/6/17

TrustTree Financial LLC

Bandon R. Opre

(754) 703-6773

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    04/26/2017

TWPTX, LLC (d/b/a Total Wealth Partners)

John Barrett (832)

423-3428

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    April 6, 2017

    (d/b/a name corrected May 5, 2017) 

United Planners Financial Services*

Sheila J. Cuffari-Agasi

(800) 996-8737 (ext. 240)

(480) 624-0340

This email address is being protected from spambots. You need JavaScript enabled to view it.

Verus Capital Partners, LLC

Zachary Mason

(480) 990-3719

zackary.mason@securities america.com

  • Date of Joining Protocol

    April 6, 2017

Vintage Asset Management, LLC

Christian Troche

(503) 956-8300

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    02/21/2017

Wainwright Investment Counsel, LLC

Richard Zack

(617) 531-3105

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    03/07/2017

Walkner Condon Financial Advisors LLC

Clint Walkner

(608) 234-4127

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/15/2017

Wealth Advisory Solutions, LLC

Ty Needler

(765) 669-4804

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/11/2017

Westwood Management Corporation

John Monical, Esq.

(312) 372-1947

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/1/2017

Wexford Wealth Advisors LLC

Curtis J. Pritchard

(412) 848-2031

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    05/23/2017

Williams Palmer, LLC

Ryan Palmer

(425) 637-3037

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    8/7/2017

Wilmington Capital Securities, LLC

John Mikes, Pres. (516) 750-6200 This email address is being protected from spambots. You need JavaScript enabled to view it.
  • Date of Joining Protocol January 4, 2017

Wilson Bank & Trust Investment Services

Damon Bates

(615) 232-5978

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    7/25/2017

Wissahickon Wealth Management LLC

Ashleigh Swayze

(646) 395-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/20/2017

Woods Advisory Services, LLC

Ashleigh Swayze

(646) 395-3900

This email address is being protected from spambots. You need JavaScript enabled to view it.

  • Date of Joining Protocol

    9/22/2017